Article 57-26Measures Concerning the Major Shareholders of a Designated Parent Company
第五十七条の二十六(指定親会社の主要株主に関する措置)
The provisions of Article 32, paragraphs (1) and (2); Article 32-2, paragraph (1); and Article 32-3, paragraph (1) apply mutatis mutandis to the shareholders and equity holders of a designated parent company.
第三十二条第一項及び第二項、第三十二条の二第一項並びに第三十二条の三第一項の規定は、指定親会社の株主又は出資者について準用する。
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order the major shareholder of a designated parent company (meaning a major shareholder as prescribed in Article 29-4, paragraph (2); hereinafter the same applies in this paragraph) to submit reports or materials that should serve as reference with regard to a notification or measures under Article 32, paragraph (1) or (2); Article 32-2, paragraph (1); or Article 32-3, paragraph (1) as applied mutatis mutandis pursuant to the provisions of the preceding paragraph, or with regard to the business or assets of the subject special financial instruments business operator or the designated parent company, or may have the relevant officials inspect documents or other articles of such a major shareholder (but only as is necessary in connection with the notification or measures under Article 32, paragraph (1) or (2); Article 32-2, paragraph (1); or Article 32-3, paragraph (1) as applied mutatis mutandis pursuant to the provisions of the preceding paragraph or in connection with the business or assets of the subject special financial instruments business operator or the designated parent company).
内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、指定親会社の主要株主(第二十九条の四第二項に規定する主要株主をいう。以下この項において同じ。)に対し前項において準用する第三十二条第一項若しくは第二項、第三十二条の二第一項若しくは第三十二条の三第一項の届出若しくは措置若しくは対象特別金融商品取引業者若しくは当該指定親会社の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該主要株主の書類その他の物件の検査(前項において準用する第三十二条第一項若しくは第二項、第三十二条の二第一項若しくは第三十二条の三第一項の届出若しくは措置又は当該対象特別金融商品取引業者若しくは当該指定親会社の業務若しくは財産に関し必要な検査に限る。)をさせることができる。
Read this with the articles around it
(Refusal of Registration)
The term "major shareholder" as used in item (v), (d) through (f) of the preceding paragraph means a person that holds voting rights…
前項第五号ニからヘまでの「主要株主」とは、会社の総株主等の議決権(総株主、総社員、総会員、総組合員又は総出資者の議決権をいい、株式会社にあつては、株主総会において決議をすることができる事項の全部につき議決権を行使することができない株式についての議決権を除き、会社法第八百七十九条第三項の規定により議決権を有するものとみ…
Open this provision(Order for Measures to Be Taken by a Major Shareholder)
If the major shareholder of a financial instruments business operator falls under any of the categories in Article 29-4, paragraph (1), item (v), (d), 1. or 2. or (e), 1.
内閣総理大臣は、金融商品取引業者の主要株主が第二十九条の四第一項第五号ニ(1)若しくは(2)又はホ(1)から(3)までのいずれかに該当する場合には、当該主要株主に対し三月以内の期間を定めて当該金融商品取引業者の主要株主でなくなるための措置その他必要な措置をとることを命ずることができる。
Open this provision(Notification of Having Ceased to Be a Major Shareholder)
If the major shareholder of a financial instruments business operator ceases to be the major shareholder of that financial instruments business operator…
金融商品取引業者の主要株主は、当該金融商品取引業者の主要株主でなくなつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
Open this provision(Submission of a Statement of Holdings in Subject Voting Rights)
A person that has become the major shareholder (meaning a major shareholder as prescribed in Article 29-4, paragraph (2); hereinafter the same applies in this Section) of a financial instruments…
金融商品取引業者(第一種金融商品取引業又は投資運用業を行う者に限り、外国法人を除く。以下この款において同じ。)の主要株主(第二十九条の四第二項に規定する主要株主をいう。以下この節において同じ。)となつた者は、内閣府令で定めるところにより…
Open this provision(Submission of a Statement of Holdings in Subject Voting Rights)
A document pledging that the relevant person does not fall under the purview of Article 29-4, paragraph (1), item (v), (d), 1. or 2., or (e), 1.
前項の対象議決権保有届出書には、第二十九条の四第一項第五号ニ(1)及び(2)並びにホ(1)から(3)までに該当しないことを誓約する書面その他内閣府令で定める書類を添付しなければならない。
Open this provision(Measures Concerning the Major Shareholders of a Designated Parent Company)
The provisions of Article 32, paragraphs (1) and (2); Article 32-2, paragraph (1); and Article 32-3, paragraph (1) apply mutatis mutandis to the shareholders and equity holders of a designated parent…
第三十二条第一項及び第二項、第三十二条の二第一項並びに第三十二条の三第一項の規定は、指定親会社の株主又は出資者について準用する。
Open this provision(Measures Concerning the Major Shareholders of a Designated Parent Company)
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order the major shareholder of a designated parent…
内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、指定親会社の主要株主(第二十九条の四第二項に規定する主要株主をいう。以下この項において同じ。)に対し前項において準用する第三十二条第一項若しくは第二項…
Open this provisionsubject special financial instruments business operator
「対象特別金融商品取引業者」
A special financial instruments business operator (特別金融商品取引業者) whose parent company the Prime Minister has designated under Article 57-12, paragraph (1) as subject to the rules for designated parent companies.
Short name set inArticle 57-12, paragraph (3)
designated parent company
「指定親会社」
A parent company of a special financial instruments business operator (特別金融商品取引業者) that the Prime Minister has designated under Article 57-12, paragraph (1) as subject to the rules of that Subsection, because it carries on the business management of the operator, or it or its subsidiary corporations, etc. give the operator funding support on which its sound operation depends, and designation is especially needed in the public interest or to protect investors.
Short name set inArticle 57-12, paragraph (3)
major shareholder
「主要株主」
A person holding 20 percent or more (15 percent or more where a fact a Cabinet Office Order (内閣府令) specifies suggests material influence over its financial and business policies) of the voting rights of all shareholders, etc. (総株主等の議決権) of a company, counting voting rights on shares that cannot be asserted against the issuer under Article 147, paragraph (1) or Article 148, paragraph (1) of the Act on Book-Entry Transfer of Corporate Bonds and Shares and leaving out those the Order excludes, as Article 29-4, paragraph (2) defines it.
Defined inArticle 57-26, paragraph (2)· applies only in this paragraph
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.