A designated parent company must submit a document to the Prime Minister in which it states the following particulars, by the day on which the period specified by Cabinet Order has elapsed since the day it became subject to the designation under the provisions of paragraph (1) of the preceding Article; provided, however, that this does not apply if the designated parent company is no longer the parent company of the subject special financial instruments business operator by such day:
指定親会社は、前条第一項の規定による指定を受けた日から起算して政令で定める期間を経過する日までに、次に掲げる事項を記載した書類を内閣総理大臣に届け出なければならない。ただし、当該指定親会社が当該日までに対象特別金融商品取引業者の親会社でなくなつた場合は、この限りでない。
its trade name or name;
商号又は名称
the amount of stated capital or the total amount of contributions;
資本金の額又は出資の総額
the name and location of its head office or principal office;
本店又は主たる事務所の名称及び所在地
if applicable, an indication that the group consisting of the designated parent company and its subsidiary corporations, etc. is under the supervision of an administrative organization based on other laws and regulations (including if the group is under the supervision of a foreign administrative organization or any other equivalent organization based on foreign laws and regulations) with respect to the state of its business operations and assets;
the particulars specified by Cabinet Office Order as the business outline and business method of the management of the subject special financial instruments business operator's business by the designated parent company or assistance with fund procurement for the subject special financial instruments business operator by the designated parent company or its subsidiary corporation, etc.; and
当該指定親会社による対象特別金融商品取引業者の経営管理又は当該指定親会社若しくはその子法人等による対象特別金融商品取引業者に対する資金調達に関する支援の内容及び方法として内閣府令で定める事項
other particulars specified by Cabinet Office Order.
その他内閣府令で定める事項
The following documents must accompany the document referred to in the preceding paragraph:
前項の書類には、次に掲げる書類を添付しなければならない。
a document pledging that the designated parent company does not fall under the purview of Article 57-20, paragraph (1), item (i) or (iv) (in the case of a foreign company, item (i) of that paragraph); and
第五十七条の二十第一項第一号及び第四号（外国会社にあつては、同項第一号）のいずれにも該当しないことを誓約する書面
its articles of incorporation, its certificate of registered information, and other documents specified by Cabinet Office Order.
定款、登記事項証明書その他内閣府令で定める書類
As concerns the documents set forth in item (ii) of the preceding paragraph accompanying the document under paragraph (1), if the articles of incorporation have been prepared as electronic or magnetic records, such electronic or magnetic records (limited to those specified by Cabinet Office Order) may accompany that document in lieu of written documents.
Read this with the articles around it
(Designation)
If the parent company (meaning a parent company as prescribed in Article 57-2, paragraph (8); hereinafter the same applies in this Section) of a special financial instruments business operator or its…
内閣総理大臣は、特別金融商品取引業者の親会社（第五十七条の二第八項に規定する親会社をいう。以下この節において同じ。）又はその子法人等が次に掲げる要件のいずれかに該当する場合において、当該親会社及びその子法人等の業務の健全かつ適切な運営を確保することが公益又は投資者保護のため特に必要であると認められるときは…
Open this provision(Notification by a Designated Parent Company)
A designated parent company must submit a document to the Prime Minister in which it states the following particulars, by the day on which the period specified by Cabinet Order has elapsed since the…
指定親会社は、前条第一項の規定による指定を受けた日から起算して政令で定める期間を経過する日までに、次に掲げる事項を記載した書類を内閣総理大臣に届け出なければならない。ただし、当該指定親会社が当該日までに対象特別金融商品取引業者の親会社でなくなつた場合は、この限りでない。
Open this provision(Notification by a Designated Parent Company)
its articles of incorporation, its certificate of registered information, and other documents specified by Cabinet Office Order.
定款、登記事項証明書その他内閣府令で定める書類
Open this provision(Order for Measures to Be Taken by a Designated Parent Company)
it has a person falling under any of the provisions of Article 29-4, paragraph (1), item (ii), (a) through (i) as an officer;
役員のうちに第二十九条の四第一項第二号イからリまでのいずれかに該当する者があるとき。
Open this provision(Order for Measures to Be Taken by a Designated Parent Company)
it is a domestic company, but is not a stock company (meaning a stock company that has in place the following organs):
内国会社である場合においては、株式会社（次に掲げる機関を置くものに限る。）でないとき。
Open this provisionelectronic or magnetic recordmachine translation
「電磁的記録」
A record made in electronic, magnetic or any other form people cannot perceive directly, for use in computer processing.
Defined inArticle 13, paragraph (5)
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
subsidiary corporation, etc.
「子法人等」
A subsidiary corporation, etc. as defined in Article 57-2, paragraph (9): a subsidiary company (子会社) of another company, or another corporation or organization meeting requirements a Cabinet Order (政令) sets as closely related to that company.
Defined inArticle 57-3, paragraph (1)· applies only in this section
parent company
「親会社」
In Section 4-2 of Chapter III, a parent company as defined in Article 57-2, paragraph (8): a company that has another company as its subsidiary company (子会社) within the meaning of Article 29-4, paragraph (4).
Defined inArticle 57-12, paragraph (1)· applies only in this section
subject special financial instruments business operator
「対象特別金融商品取引業者」
A special financial instruments business operator (特別金融商品取引業者) whose parent company the Prime Minister has designated under Article 57-12, paragraph (1) as subject to the rules for designated parent companies.
Short name set inArticle 57-12, paragraph (3)
designated parent company
「指定親会社」
A parent company of a special financial instruments business operator (特別金融商品取引業者) that the Prime Minister has designated under Article 57-12, paragraph (1) as subject to the rules of that Subsection, because it carries on the business management of the operator, or it or its subsidiary corporations, etc. give the operator funding support on which its sound operation depends, and designation is especially needed in the public interest or to protect investors.
Short name set inArticle 57-12, paragraph (3)
business management
「経営管理」
In Article 87-4-2, setting the basic management policy of a financial instruments exchange group (金融商品取引所グループ), or a similar policy a Cabinet Office Order (内閣府令) specifies, and securing its proper implementation; making the necessary adjustments where the interests of group companies conflict; building the system a Cabinet Office Order specifies to keep the group's business within laws and regulations; and other matters a Cabinet Office Order specifies for public trust in, and sound operation of, the group's business.
Defined inArticle 87-4-2, paragraph (2)
articles of incorporation
定款
A company's own basic rules, written by its founders when it is formed: at least its purpose, its trade name, where its head office is, the value of the property contributed at incorporation and who the founders are (Companies Act, Article 27). A stock company's must be certified by a notary before it takes effect (Article 30, paragraph (1)), and can later be changed by a resolution of the shareholders meeting (Article 466). Many rules in the Act apply "unless the articles of incorporation provide otherwise", so a company's articles decide a great deal of how the Act applies to it.
Written by AI using Companies Act, Arts. 26, 27, 30, 466, 575 as a reference.
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.