Article 24-3Suspension of the Validity of Notifications Made Within One Year After the Submission of an Annual Securities Report Containing a False Statement
第二十四条の三（虚偽記載のある有価証券報告書の提出後一年内の届出の効力の停止等）
The provisions of Article 11 apply mutatis mutandis to any statement specified in Article 5, paragraph (1), shelf registration statement, or shelf registration supplements that a person that has submitted an annual securities report (including any amended report in connection with it; the same applies in the following Article) that contained a false statement regarding a material particular, submits within one year from the day on which that person submits an amended report in connection with that false statement pursuant to Article 7, paragraph (1) as applied mutatis mutandis pursuant to paragraph (1) of the preceding Article, or is ordered to submit an amended report in connection with that false statement pursuant to Article 10, paragraph (1) as applied mutatis mutandis pursuant to paragraph (1) of the preceding Article.
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(Order to Submit an Amended Statement and Order Suspending the Validity of a Notification Due to a False Statement)
If the Prime Minister discovers that a securities registration statement contains a false statement regarding a material particular, lacks a statement of a material particular that is required to be…
内閣総理大臣は、有価証券届出書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けていることを発見したときは、いつでも、届出者に対し、訂正届出書の提出を命じ、必要があると認めるときは…
Open this provision(Suspension of the Validity of Notifications Made Within One Year After the Submission of a Securities Registration Statement Containing a False Statement)
If a securities registration statement contains a false statement regarding a material particular and the Prime Minister finds it to be necessary and appropriate in the public interest or for the…
内閣総理大臣は、有価証券届出書のうちに重要な事項について虚偽の記載がある場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該有価証券届出書又はその届出者がこれを提出した日から一年以内に提出する第五条第一項に規定する届出書若しくは第二十三条の三第一項に規定する発行登録書若しくは第二十三条の八第一…
Open this provision(Mutatis Mutandis Application of Provisions on Amended Statements)
The provisions of Article 7, paragraph (1),Article 9, paragraph (1), and Article 10, paragraph (1) apply mutatis mutandis to an annual securities report and accompanying documents.
第七条第一項、第九条第一項及び第十条第一項の規定は、有価証券報告書及びその添付書類について準用する。この場合において、第七条第一項中「第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類」とあるのは「有価証券報告書及びその添付…
Open this provision(Compensatory Liability of the Officers of a Company Submitting an Annual Securities Report That Contains a False Statement)
The provisions of Article 22 apply mutatis mutandis if an annual securities report contains a false statement regarding a material particular, lacks a statement of a material particular that is…
第二十二条の規定は、有価証券報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について準用する。
Open this provision(Submission of Securities Registration Statements)
If an issuer seeking to file a notification for a public offering or secondary distribution of securities under paragraphs (1) through (3) of the preceding Article…
前条第一項から第三項までの規定による有価証券の募集又は売出し（特定有価証券（その投資者の投資判断に重要な影響を及ぼす情報がその発行者が行う資産の運用その他これに類似する事業に関する情報である有価証券として政令で定めるものをいう。以下この項、第五項、第十項及び第十一項、第七条第四項、第二十四条並びに第二十四条の七第一項…
Open this provision(Voluntary Submission of Amended Statements)
If, on or after the day on which a notification under Article 4, paragraphs (1) through (3) is filed and before the day on which that notification comes into effect…
第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類に記載すべき重要な事項の変更その他公益又は投資者保護のため当該書類の内容を訂正する必要があるものとして内閣府令で定める事情があるときは…
Open this provisionshelf registration statementmachine translation
「発行登録書」
The document an issuer files with the Prime Minister under Article 23-3, paragraph (1) to register a planned public offering or secondary distribution of securities, stating the planned issuance period (発行予定期間), the class of the securities, the planned amount of issuance (発行予定額) or the maximum outstanding balance, the main underwriters it plans to use and other particulars a Cabinet Office Order (内閣府令) specifies.
Short name set inArticle 23-3, paragraph (1)
shelf registration supplement
「発行登録追補書類」
The document stating the total issue or distribution value, the terms of issue or distribution and other particulars a Cabinet Office Order (内閣府令) specifies, for each public offering or secondary distribution of securities registered by a shelf registration (発行登録), which Article 23-8, paragraph (1) generally requires to be filed with the Prime Minister before the securities are sold in it.
Short name set inArticle 23-8, paragraph (1)
annual securities report
「有価証券報告書」
An annual securities report: the report that a company issuing securities listed on a financial instruments exchange, or otherwise falling under Article 24, paragraph (1), must submit to the Prime Minister for each business year, setting out its trade name, the state of its corporate group and its accounts, and other important matters about its business, within three months after the year ends for a domestic company.
Short name set inArticle 24, paragraph (1)