Search

Search provisions, jump to a law or an article

1 article

Article 156-74Approval of the Operational Rules

第百五十六条の七十四(業務規程の認可)

A trade repository must establish operational rules in respect of the following particulars relevant to its trade repository business and obtain the authorization of the Prime Minister. The same applies if the trade repository seeks to change the operational rules:

取引情報蓄積機関は、取引情報蓄積業務に係る次に掲げる事項に関する業務規程を定め、内閣総理大臣の認可を受けなければならない。これを変更しようとするときも、同様とする。

particulars relevant to the conclusion of a contract with a financial instruments clearing organization, etc. or financial instruments business operator, etc. providing that trade data is to be provided (hereinafter referred to as "contract for trade data collection");

取引情報の提供を受けることを内容とする契約(以下「取引情報収集契約」という。)の金融商品取引清算機関等又は金融商品取引業者等との締結に関する事項

particulars relevant to the transactions that are subject to trade repository business;

取引情報蓄積業務の対象とする取引に関する事項

particulars relevant to the collection and preservation of trade data;

取引情報の収集及び保存に関する事項

particulars relevant to preventing the leak, loss, or damage of trade data, and other particulars relevant to the secure management of trade data;

取引情報の漏えい、滅失又はき損の防止その他の取引情報の安全管理に関する事項

particulars relevant to ensuring the accuracy of trade data;

取引情報の正確性の確保に関する事項

particulars relevant to fees;

料金に関する事項

if it entrusts a part of trade repository services to another person, particulars relevant to the measures for ensuring that the entrusted business is performed properly and reliably; and

取引情報蓄積業務の一部を他の者に委託する場合におけるその委託した業務の適正かつ確実な遂行を確保するための措置に関する事項

beyond what is set forth in the preceding items, particulars specified by Cabinet Office Order as those necessary for the implementation of trade repository business.

前各号に掲げるもののほか、取引情報蓄積業務の実施に必要な事項として内閣府令で定める事項

The operational rules on the particulars set forth in item (vi) of the preceding paragraph must have as their content that the fees for trade repository business are to be fair and proper in light of appropriate costs under efficient business operations.

前項第六号に掲げる事項に関する業務規程は、取引情報蓄積業務に関する料金が能率的な業務運営の下における適正な原価に照らし公正妥当なものであることを内容とするものでなければならない。

If the Prime Minister finds that operational rules for which the Prime Minister has given the approval referred to in paragraph (1) have become inappropriate from the perspective of the proper and reliable implementation of trade repository business, the Prime Minister may order the trade repository to change those operational rules.

内閣総理大臣は、第一項の認可をした業務規程が取引情報蓄積業務の適正かつ確実な実施上不適当となつたと認めるときは、取引情報蓄積機関に対し、その業務規程を変更すべきことを命ずることができる。

Read this with the articles around it

© 2026 japanlaw.orgA copy for reading and reference — not an official source, and not legal advice. Only the Japanese text published by the government has legal effect.Run by Genjido LLC (Genjido 合同会社) · contact@genjido.comContactSourcesTermsPrivacy