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Article 156-45Disclosure of the Fact of a Breach of a Basic Contract for the Implementation of Dispute Resolution Procedures

第百五十六条の四十五(手続実施基本契約の不履行の事実の公表等)

If the obligations that a member business operator involved in financial instruments transactions bears pursuant to a basic contract for the implementation of dispute resolution procedures are breached, and the designated dispute resolution organization hears the opinion of the member person or firm involved in financial instruments transactions and finds there to be no legitimate reason for the breach, the designated dispute resolution organization must disclose the trade name or name of the member person or firm involved in financial instruments transactions and the fact of the breach to the public, as well as reporting it to the Prime Minister, without delay.

指定紛争解決機関は、手続実施基本契約により加入金融商品取引関係業者が負担する義務の不履行が生じた場合において、当該加入金融商品取引関係業者の意見を聴き、当該不履行につき正当な理由がないと認めるときは、遅滞なく、当該加入金融商品取引関係業者の商号、名称又は氏名及び当該不履行の事実を公表するとともに、内閣総理大臣に報告しなければならない。

A designated dispute resolution organization must endeavor to provide information, consultation, and other support to member person or firms involved in financial instruments transactions and to other persons, in order to preemptively prevent complaints related to financial instruments transaction services and disputes related to financial instruments transaction services, and to facilitate the processing of complaints related to financial instruments transaction services and the resolution of disputes related to financial instruments transaction services.

指定紛争解決機関は、金融商品取引業等業務関連苦情及び金融商品取引業等業務関連紛争を未然に防止し、並びに金融商品取引業等業務関連苦情の処理及び金融商品取引業等業務関連紛争の解決を促進するため、加入金融商品取引関係業者その他の者に対し、情報の提供、相談その他の援助を行うよう努めなければならない。

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