Supplementary Provisions, Article 7

①A person that may engage in the new financial instruments business pursuant to the provisions of paragraph (1) of the preceding Article must notify the Prime Minister, within one month from the effective date, of its trade name, name or personal name, and address, and the matters set forth in Article 29-2, paragraph (1), items (v), (vi) and (viii) of the New Financial Instruments and Exchange Act.

②If a person that may engage in the new financial instruments business pursuant to the provisions of paragraph (1) of the preceding Article fails to file the notification under the provisions of the preceding paragraph or files a false notification, the provisions of paragraph (1) of that Article do not apply to that person on or after the day on which the period prescribed in the preceding paragraph has elapsed.