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Supplementary Provisions, Article 9Transitional Measures Accompanying Partial Amendment of the Financial Instruments and Exchange Act

第九条(金融商品取引法の一部改正に伴う経過措置)

With regard to a public offering of securities or secondary distribution of securities pertaining to what corresponds to electronically recorded transferable rights (meaning electronically recorded transferable rights prescribed in Article 2, paragraph (3) of the Financial Instruments and Exchange Act as amended by the provisions of (hereinafter referred to as the "New Financial Instruments and Exchange Act")) that began before this Act comes into effect (meaning the public offering of securities or secondary distribution of securities prescribed in Article 5, paragraph (1) of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (5) of that Article, and including where these provisions are applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act)), the provisions then in force continue to govern.

この法律の施行前に開始した電子記録移転権利(の規定による改正後の金融商品取引法(以下「新金融商品取引法」という。)第二条第三項に規定する電子記録移転権利をいう。)に相当するものに係る有価証券の募集又は売出し(新金融商品取引法第五条第一項(同条第五項において準用し、及びこれらの規定を新金融商品取引法第二十七条において準用する場合を含む。)に規定する有価証券の募集又は売出しをいう。)については、なお従前の例による。

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