Supplementary Provisions, Article 3
第三条
A financial instruments business operator (meaning a financial instruments business operator prescribed in that paragraph) whose total asset value (meaning the total asset value prescribed in Article 57-2, paragraph (1) of the New Financial Instruments and Exchange Act; the same applies hereinafter in this Article) exceeds the total asset value threshold (meaning the total asset value threshold prescribed in that paragraph; the same applies hereinafter in this Article) at the time this Act comes into effect is deemed to have come to have a total asset value exceeding the total asset value threshold on the effective date.
この法律の施行の際現にその総資産の額(新金融商品取引法第五十七条の二第一項に規定する総資産の額をいう。以下この条において同じ。)が総資産基準額(同項に規定する総資産基準額をいう。以下この条において同じ。)を超えている金融商品取引業者(同項に規定する金融商品取引業者をいう。)は、施行日においてその総資産の額が総資産基準額を超えることとなったものとみなす。
(Notifications for Special Financial Instruments Business Operators)
If the total asset value (meaning the total monetary value of assets calculated pursuant to the provisions of Cabinet Office Order; hereinafter the same applies in this Article) of a financial…
金融商品取引業者(第一種金融商品取引業を行う者に限り、外国法人を除く。以下この款において同じ。)は、その総資産の額(内閣府令で定めるところにより算出される資産の合計金額をいう。以下この条において同じ。)が金融商品取引業者及びその子法人等の集団について業務の健全かつ適切な運営を確保することが必要となる総資産の規模を示す…
Open this provisionA financial instruments business operator (meaning a financial instruments business operator prescribed in that paragraph) whose total asset value…
この法律の施行の際現にその総資産の額(新金融商品取引法第五十七条の二第一項に規定する総資産の額をいう。以下この条において同じ。)が総資産基準額(同項に規定する総資産基準額をいう。以下この条において同じ。)を超えている金融商品取引業者(同項に規定する金融商品取引業者をいう。)は…
Open this provisionfinancial instruments business operator
「金融商品取引業者」
A person registered by the Prime Minister under Article 29 to carry on financial instruments business (金融商品取引業).
Defined inArticle 2, paragraph (9)· applies throughout the law
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 1 of Act No. 32 of 2010.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies only in this article and in Supplementary Provisions, Articles 3 and 4
the effective datemachine translation
「施行日」
The date Act No. 32 of 2010, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
total asset valuemachine translation
「総資産の額」
In Article 3 of the supplementary provisions (附則) of Act No. 32 of 2010, the total asset value as defined in Article 57-2, paragraph (1) of this Act as amended by Article 1 of that Act.
Defined inSupplementary Provisions, Article 3, paragraph (1)· applies only in this article
total asset value threshold
「総資産基準額」
In Article 3 of the supplementary provisions (附則) of Act No. 32 of 2010, the total asset value threshold as defined in Article 57-2, paragraph (1) of this Act as amended by Article 1 of that Act.
Defined inSupplementary Provisions, Article 3, paragraph (1)· applies only in this article