Supplementary Provisions, Article 84
第八十四条
The provisions of Article 69, paragraph (5) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years have passed counting from the effective date, in the case where a person who is an officer of a deemed authorized association and who, at the time of the enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
新金融商品取引法第六十九条第五項の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当しているみなし認可協会の役員である者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
(Refusal of Registration)
if the person is a corporation, a person that has an officer, or an employee specified by Cabinet Order, who falls under any of the following:
法人である場合においては、役員又は政令で定める使用人のうちに次のいずれかに該当する者のある者
Open this provision(Appointment of Officers and Their Official Authority)
An officer loses the position of officer upon coming to fall under any of the cases in Article 67-4, paragraph (2), item (ii), (a) or (b).
役員が第六十七条の四第二項第二号イ又はロに該当することとなつたときは、その職を失う。
Open this provisionofficer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
the effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
deemed authorized associationmachine translation
「みなし認可協会」
In the supplementary provisions (附則) of Act No. 65 of 2006, an association that held an authorization under Article 68, paragraph (2) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and that Article 78 of those supplementary provisions therefore treats as authorized under Article 67-2, paragraph (2) of this Act as Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 80, paragraph (1)