Supplementary Provisions, Article 37
第三十七条
An approval under the proviso to Article 45 of the Former Securities and Exchange Act given before the effective date is deemed to be an approval under the proviso to Article 44-3, paragraph (1) of the New Financial Instruments and Exchange Act.
施行日前にされた旧証券取引法第四十五条ただし書の承認は、新金融商品取引法第四十四条の三第一項ただし書の承認とみなす。
(Restriction on Acts Involving Parent Corporations or Subsidiary Corporations)
It is prohibited for a financial instruments business operator, etc. or its officer or employee to perform any of the following acts; provided, however…
金融商品取引業者又はその役員若しくは使用人は、次に掲げる行為をしてはならない。ただし、公益又は投資者保護のため支障を生ずることがないと認められるものとして内閣総理大臣の承認を受けたときは、この限りでない。
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)