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Supplementary Provisions, Article 57

第五十七条

The provisions of as amended by (hereinafter referred to as the "Further Amended Securities and Exchange Act" in this Article) apply to the purchase and sale, etc. under by a person that comes to know a material fact prescribed in , or that receives information on that fact, in a case where that material fact arose on or after July 1, 2000 (where none of the registration statement under of the New Securities and Exchange Act, the annual securities report under of the New Securities and Exchange Act, or the semiannual securities report under of the New Securities and Exchange Act of the listed company, etc. concerned with that material fact has been made available for public inspection under of the New Securities and Exchange Act before that day, the day following the day on which any of those documents is made available for public inspection under ; the same applies hereinafter in this Article) (in the case of a decision, made by the organ responsible for making decisions on the execution of operations of the listed company, etc. and the subsidiary company of the listed company, etc. prescribed in and , not to carry out a matter set forth in or , limited to a case where the decision of that organ to carry out that matter was made on or after July 1, 2000; and in the case of a fact set forth in and , limited to a case where it arose in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in and with respect to which the disclosure under was made on or after July 1, 2000), and the provisions then in force continue to govern the purchase and sale, etc. under of the New Securities and Exchange Act by a person that comes to know a material fact prescribed in , or that receives information on that fact, in a case where that material fact arose before July 1, 2000 (in the case of a decision, made by the organ of the listed company, etc. prescribed in of the New Securities and Exchange Act that is responsible for making decisions on the execution of operations, not to carry out a matter set forth in , including a case where the decision of that organ to carry out that matter was made before July 1, 2000 and the decision not to carry out that matter was made on or after July 1, 2000; and in the case of a fact set forth in , including a case where it arose on or after July 1, 2000 in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in with respect to which the disclosure under was made before July 1, 2000).

の規定による改正後の証券取引法(以下この条において「新々証券取引法」という。)の規定は、に規定する重要事実が平成十二年七月一日(当該重要事実に係る上場会社等のの規定による届出書、の規定による有価証券報告書又はの規定による半期報告書のいずれもが同日前にの規定による公衆の縦覧に供されていない場合にあっては、これらのいずれかの書類がの規定により公衆の縦覧に供された日の翌日とする。以下この条において同じ。)以後に生じた場合(及びに規定する上場会社等及び上場会社等の子会社の業務執行を決定する機関がした又はに掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が平成十二年七月一日以後に行われた場合に限るものとし、及びに掲げる事実にあっては平成十二年七月一日以後にの公表がされた及びに規定する直近の予想値又は前事業年度の実績値に比較して生じた場合に限る。)における当該重要事実を知った者又はこれらの事実の伝達を受けた者のの売買等について適用し、に規定する重要事実が平成十二年七月一日前に生じた場合(に規定する上場会社等の業務執行を決定する機関がしたに掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が平成十二年七月一日前に行われ、かつ、当該事項を行わない旨の決定が平成十二年七月一日以後に行われた場合を含むものとし、に掲げる事実にあっては平成十二年七月一日前にの公表がされたに規定する直近の予想値又は前事業年度の実績値に比較して平成十二年七月一日以後に生じた場合を含む。)における当該重要事実を知った者又はこれらの事実の伝達を受けた者のの売買等については、なお従前の例による。

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