Supplementary Provisions, Article 50
第五十条
The provisions of Article 156-10, paragraph (2) of the New Securities and Exchange Act do not apply, until the day on which five years have elapsed counting from the effective date, in the case where a person who is an officer of a deemed licensed securities finance company and who, at the time this Act comes into force, falls under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act (excluding a person who falls under any of Article 32, item (iv), (a) through (d) of the Former Securities and Exchange Act) continues to fall under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act.
新証券取引法第百五十六条の十第二項の規定は、この法律の施行の際現に新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当しているみなし免許証券金融会社の役員である者(旧証券取引法第三十二条第四号イからニまでのいずれかに該当している者を除く。)が、引き続き新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
New Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 1 of Act No. 107 of 1998.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 107 of 1998, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 1 of Act No. 107 of 1998 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
deemed licensed securities finance companymachine translation
「みなし免許証券金融会社」
In the supplementary provisions (附則) of Act No. 107 of 1998, a securities finance company (証券金融会社) that held a license under Article 156-3, paragraph (1) of this Act as it stood before Act No. 107 of 1998 amended it when that Act came into effect, and that Article 48 of those supplementary provisions therefore treats as licensed under Article 156-3, paragraph (1) of this Act as Act No. 107 of 1998 amended it, under its former title (証券取引法).
Short name set inSupplementary Provisions, Article 49, paragraph (1)