Supplementary Provisions, Article 41
第四十一条
With regard to a deemed registered securities company or deemed registered foreign securities company (meaning a deemed registered foreign securities company prescribed in Article 59, paragraph (2) of the Supplementary Provisions; the same applies in the following paragraph) for which, at the time this Act comes into effect, the commencement of reorganization proceedings has been decided and those reorganization proceedings have not been terminated, the provisions of Articles 79-26 and 79-27, paragraph (1) of the New Securities and Exchange Act do not apply.
Of the deemed registered securities companies or deemed registered foreign securities companies prescribed in the preceding paragraph, with regard to those found to have returned to normal in the state of their business and assets after the enforcement of this Act and designated by the Financial Reconstruction Commission, the provisions of Articles 79-26 and 79-27, paragraph (1) of the New Securities and Exchange Act apply from the day of that designation.
前項に規定するみなし登録証券会社又はみなし登録外国証券会社のうち、この法律の施行後にその事業及び財産の状況が再び正常になったと認められるもので、金融再生委員会が指定するものについては、その指定の日から、新証券取引法第七十九条の二十六及び第七十九条の二十七第一項の規定を適用する。
With regard to a deemed registered securities company or deemed registered foreign securities company (meaning a deemed registered foreign securities company prescribed in Article 59, paragraph (2)…
この法律の施行の際現に更生手続の開始が決定され、かつ、当該更生手続が終了していないみなし登録証券会社又はみなし登録外国証券会社(附則第五十九条第二項に規定するみなし登録外国証券会社をいう。次項において同じ。)については、新証券取引法第七十九条の二十六及び第七十九条の二十七第一項の規定は、適用しない。
Open this provisionOf the deemed registered securities companies or deemed registered foreign securities companies prescribed in the preceding paragraph, with regard to those found to have returned to normal in the…
前項に規定するみなし登録証券会社又はみなし登録外国証券会社のうち、この法律の施行後にその事業及び財産の状況が再び正常になったと認められるもので、金融再生委員会が指定するものについては、その指定の日から、新証券取引法第七十九条の二十六及び第七十九条の二十七第一項の規定を適用する。
Open this provisionNew Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 1 of Act No. 107 of 1998.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
deemed registered securities companymachine translation
「みなし登録証券会社」
In the supplementary provisions (附則) of Act No. 107 of 1998, a person that held a license under Article 28 of this Act as it stood before Act No. 107 of 1998 amended it when that Act came into effect, and that Article 12, paragraph (1) of those supplementary provisions therefore treats as registered under Article 28 of this Act as Act No. 107 of 1998 amended it, under its former title (証券取引法).
Short name set inSupplementary Provisions, Article 12, paragraph (2)
deemed registered foreign securities companymachine translation
「みなし登録外国証券会社」
In Article 41, paragraphs (1) and (2) of the supplementary provisions (附則) of Act No. 107 of 1998, a foreign securities company deemed registered, as Article 59, paragraph (2) of those supplementary provisions defines it.
Defined inSupplementary Provisions, Article 41, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 41, paragraph (2)