Supplementary Provisions, Article 17

①A deemed registered securities company that, at the time this Act comes into effect, is actually engaged in a business set forth in the items of Article 34, paragraph (2) of the New Securities and Exchange Act with the approval referred to in the proviso to Article 43 of the Former Securities and Exchange Act is deemed to have made, on the effective date, the notification referred to in Article 34, paragraph (3) of the New Securities and Exchange Act for that business.

②A deemed registered securities company that, at the time this Act comes into effect, is actually engaged, with the approval referred to in the proviso to Article 43 of the Former Securities and Exchange Act, in a business that falls under neither the business prescribed in Article 34, paragraph (1) of the New Securities and Exchange Act nor the businesses set forth in the items of paragraph (2) of that Article is deemed to have received, on the effective date, the approval referred to in paragraph (4) of that Article for that business. In this case, the provisions of Article 62, paragraph (3) of the New Securities and Exchange Act do not apply.