Supplementary Provisions, Article 14

②A person who is deemed, pursuant to the provisions of the preceding paragraph, to have received the authorization for the business set forth in Article 29, paragraph (1), item (ii) of the New Securities and Exchange Act must, within two months from the effective date, submit to the Financial Reconstruction Commission a document stating the particulars set forth in the items of Article 29-3, paragraph (1) of the New Securities and Exchange Act and the documents prescribed in paragraph (2) of that Article.

③When the documents prescribed in that paragraph are submitted by the person prescribed in the preceding paragraph, the Financial Reconstruction Commission is to annotate, in that person's registration as a securities company, that the person has received the authorization for the business set forth in Article 29, paragraph (1), item (ii) of the New Securities and Exchange Act.