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Supplementary Provisions, Article 11Transitional Measures Accompanying Partial Amendment of the Securities and Exchange Act

第十一条(証券取引法の一部改正に伴う経過措置)

A securities company may, even before the effective date, receive the authorization of the Minister of Finance in accordance with as amended by the provisions of of this Act (referred to as the "New Securities and Exchange Act" in the following paragraph).

証券会社は、施行日前においても、の規定による改正後の証券取引法(次項において「新証券取引法」という。)の規定の例により、大蔵大臣の認可を受けることができる。

A person who has received the authorization of the Minister of Finance under the preceding paragraph is deemed to have received, on the effective date, the authorization under of the New Securities and Exchange Act.

前項の大蔵大臣の認可を受けた者は、施行日においての認可を受けたものとみなす。

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