If an authorized firm for on-exchange transactions is dissolved or on-exchange transaction services are discontinued, the authorized firm for on-exchange transactions is deemed to still have Article 60, paragraph (1) permission, inasmuch as the task of completing on-exchange transactions is concerned.
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(Permission for On-Exchange Transaction Services)
Notwithstanding the provisions of Article 29 and Article 58-2, with the permission of the Prime Minister, a foreign securities services provider may engage in the purchase and sale of securities and…
外国証券業者は、第二十九条及び第五十八条の二の規定にかかわらず、内閣総理大臣の許可を受けて、金融商品取引所における有価証券の売買及び市場デリバティブ取引（有価証券等清算取次ぎ（第二条第二十七項第一号に係るものに限る。以下この項において同じ。）の委託者として当該有価証券等清算取次ぎを行う者を代理してこれらの取引を行う場…
Open this provisionon-exchange transaction
「取引所取引」
Purchases and sales of securities and market derivatives transactions (市場デリバティブ取引) on a financial instruments exchange (金融商品取引所), including those carried out as agent for the person conducting a securities, etc. clearing brokerage (有価証券等清算取次ぎ) under Article 2, paragraph (27), item (i) for which the trader is the client.
Short name set inArticle 60, paragraph (1)
on-exchange transaction services
「取引所取引業務」
Carrying out on-exchange transactions (取引所取引), as a business, which a foreign securities firm (外国証券業者) may do with the Prime Minister's permission under Article 60, paragraph (1).
Short name set inArticle 60, paragraph (1)
authorized firm for on-exchange transactions
「取引所取引許可業者」
A foreign securities firm (外国証券業者) that holds the Prime Minister's permission under Article 60, paragraph (1) to carry on on-exchange transaction services (取引所取引業務).
Short name set inArticle 60-4, paragraph (1)