Article 57-6Supervisory Dispositions Corresponding with the Soundness of Management
第五十七条の六（経営の健全性の状況に応じた監督処分）
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors in light of the integrity of management of a special financial instruments business operator and its subsidiary corporations, etc., the Prime Minister may, to the extent necessary, order a special financial instruments business operator to suspend all or part of the business during a fixed period of no longer than three months, order it to change business methods or to deposit assets, and issue orders in respect of other particulars that are necessary from a supervisory perspective.
内閣総理大臣は、特別金融商品取引業者及びその子法人等の経営の健全性の状況に照らして公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該特別金融商品取引業者に対し、三月以内の期間を定めて業務の全部若しくは一部の停止を命じ、又は業務の方法の変更、財産の供託その他監督上必要な事項を命ずることができる。
An order under the provisions of the preceding paragraph is to be given so as to correspond with the classification of the integrity of management of a special financial instruments business operator and its subsidiary corporations, etc., and the Prime Minister must determine such classifications and the nature of the corresponding orders in advance and issue public notice of the same.
前項の規定による命令は、特別金融商品取引業者及びその子法人等の経営の健全性の状況に係る区分に応じて行うものとし、内閣総理大臣は、当該区分及びこれに応じた命令の内容をあらかじめ定め、これを公示しなければならない。
If the Prime Minister orders a special financial instruments business operator to suspend all or part of the business pursuant to the provisions of paragraph (1), and the integrity of management of the special financial instruments business operator and its subsidiary corporation, etc. does not improve and is found to have no prospect of improving as of the day on which three months have elapsed since the day of the order, the Prime Minister may rescind the Article 29 registration of the special financial instruments business operator.
内閣総理大臣は、第一項の規定により特別金融商品取引業者に対しその業務の全部又は一部の停止を命じた場合において、その日から三月を経過した日において当該特別金融商品取引業者及びその子法人等の経営の健全性の状況が改善せず、かつ、改善する見込みがないと認められるときは、当該特別金融商品取引業者の第二十九条の登録を取り消すことができる。
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(Registration)
A person may not engage in financial instruments business if that person has not been registered by the Prime Minister.
金融商品取引業は、内閣総理大臣の登録を受けた者でなければ、行うことができない。
Open this provision(Supervisory Dispositions Corresponding with the Soundness of Management)
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors in light of the integrity of management of a special financial instruments…
内閣総理大臣は、特別金融商品取引業者及びその子法人等の経営の健全性の状況に照らして公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該特別金融商品取引業者に対し、三月以内の期間を定めて業務の全部若しくは一部の停止を命じ、又は業務の方法の変更…
Open this provisionspecial financial instruments business operator
「特別金融商品取引業者」
A financial instruments business operator engaged in type-I financial instruments business (not a foreign corporation) that has notified the Prime Minister under Article 57-2, paragraph (1) that its total assets exceed the threshold a Cabinet Order (政令) sets, other than one whose total assets have since stayed at or below that threshold for two years.
Defined inArticle 57-2, paragraph (2)· applies only in this section
subsidiary corporation, etc.
「子法人等」
A subsidiary corporation, etc. as defined in Article 57-2, paragraph (9): a subsidiary company (子会社) of another company, or another corporation or organization meeting requirements a Cabinet Order (政令) sets as closely related to that company.
Defined inArticle 57-3, paragraph (1)· applies only in this section
integrity of management
「経営の健全性の状況」
In Article 57-5, paragraphs (2) and (3) and Article 57-6, the soundness of management of a special financial instruments business operator (特別金融商品取引業者) and its subsidiary corporations, etc., as at the end of a quarter, expressed by the standards the Prime Minister sets under Article 57-5, paragraph (1), such as whether their capital is adequate for the assets they hold.
Short name set inArticle 57-5, paragraph (2)· applies only in this provision and in Article 57-5, paragraph (3); and Article 57-6
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.