Article 23-9Order to Submit an Amended Shelf Registration Statement Due to a Formal Deficiency
第二十三条の九（形式不備等による訂正発行登録書の提出命令）
If the Prime Minister finds a formal deficiency in a shelf registration statement (including reference documents for that registration statement) or accompanying document or in an amended shelf registration statement under Article 23-4 (including reference documents for that amended registration statement), or finds any of these documents to insufficiently state a material particular that is required to be stated therein, the Prime Minister may order the person submitting the document to submit an amended shelf registration statement. In such a case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.
内閣総理大臣は、発行登録書（当該発行登録書に係る参照書類を含む。）及びその添付書類若しくは第二十三条の四の規定による訂正発行登録書（当該訂正発行登録書に係る参照書類を含む。）に形式上の不備があり、又はこれらの書類に記載すべき重要な事項の記載が不十分であると認めるときは、これらの書類の提出者に対し、訂正発行登録書の提出を命ずることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
Notwithstanding the provisions of Article 8 as applied mutatis mutandis pursuant to Article 23-5, paragraph (1), if a disposition under the preceding paragraph is reached before the day on which the shelf registration comes into effect, the shelf registration comes into effect on the day on which the period designated by the Prime Minister elapses following the day on which the Prime Minister accepts the shelf registration statement for that shelf registration.
発行登録が効力を生ずる日前に前項の規定による処分があつた場合においては、当該発行登録は、第二十三条の五第一項において準用する第八条の規定にかかわらず、内閣総理大臣が当該発行登録に係る発行登録書を受理した日から内閣総理大臣が指定する期間を経過した日に、その効力を生ずる。
In a case referred to in the preceding paragraph, if an amended shelf registration statement under Article 23-4 is submitted during the period designated by the Prime Minister, the shelf registration statement is deemed to have been accepted by the Prime Minister on the day on which the Prime Minister accepts the amended shelf registration statement.
In a case referred to in the preceding paragraph, if the Prime Minister finds that an amended shelf registration statement under Article 23-4 is easily understandable to the public or finds that information about the particulars set forth in Article 5, paragraph (1), item (ii) with regard to the person that submitted the amended shelf registration statement is already widely available to the public, the Prime Minister may designate a period that is shorter than that which the Prime Minister has designated as under paragraph (2). In such a case, the shelf registration comes into effect on the day on which the shorter period has elapsed.
The provisions of paragraph (3) apply mutatis mutandis if the shorter period under the preceding paragraph is designated and an amended shelf registration statement under Article 23-4 is submitted during that shorter period.
Read this with the articles around it
(Submission of an Amended Shelf Registration Statement)
If, on or after the day on which a shelf registration was made and before the day on which the shelf registration ceases to be effective, new documents are submitted that are of the same type as the…
発行登録を行つた日以後当該発行登録がその効力を失うこととなる日前において、発行登録書において前条第二項の規定により参照すべき旨記載されている参照書類と同種の書類が新たに提出されたとき（当該発行登録書に当該同種の書類の提出期限が記載されている場合であつて、当該同種の書類がその提出期限までに提出された場合を除く。）その他…
Open this provision(Effective Date of a Shelf Registration Statement)
The provisions of Article 8 apply mutatis mutandis to effectuation of a shelf registration. In this case, in Article 8, paragraph (1), the phrase "the statement under Article 5…
第八条の規定は、発行登録の効力の発生について準用する。この場合において、同条第一項中「第五条第一項の規定による届出書（同項ただし書に規定する事項の記載がない場合には、当該事項に係る前条第一項の規定による訂正届出書。次項において同じ。）」とあるのは「第二十三条の三第一項に規定する発行登録書（以下この条から第二十三条まで…
Open this provision(Order to Submit an Amended Shelf Registration Statement Due to a Formal Deficiency)
If the Prime Minister finds a formal deficiency in a shelf registration statement (including reference documents for that registration statement) or accompanying document or in an amended shelf…
内閣総理大臣は、発行登録書（当該発行登録書に係る参照書類を含む。）及びその添付書類若しくは第二十三条の四の規定による訂正発行登録書（当該訂正発行登録書に係る参照書類を含む。）に形式上の不備があり、又はこれらの書類に記載すべき重要な事項の記載が不十分であると認めるときは、これらの書類の提出者に対し…
Open this provision(Order to Submit an Amended Shelf Registration Statement Due to a Formal Deficiency)
Notwithstanding the provisions of Article 8 as applied mutatis mutandis pursuant to Article 23-5, paragraph (1), if a disposition under the preceding paragraph is reached before the day on which the…
発行登録が効力を生ずる日前に前項の規定による処分があつた場合においては、当該発行登録は、第二十三条の五第一項において準用する第八条の規定にかかわらず、内閣総理大臣が当該発行登録に係る発行登録書を受理した日から内閣総理大臣が指定する期間を経過した日に、その効力を生ずる。
Open this provision(Order to Submit an Amended Shelf Registration Statement Due to a Formal Deficiency)
In a case referred to in the preceding paragraph, if an amended shelf registration statement under Article 23-4 is submitted during the period designated by the Prime Minister…
前項の場合において、内閣総理大臣が指定する期間内に第二十三条の四の規定による訂正発行登録書の提出があつた場合には、内閣総理大臣が当該訂正発行登録書を受理した日に、発行登録書の受理があつたものとみなす。
Open this provision(Order to Submit an Amended Shelf Registration Statement Due to a Formal Deficiency)
In a case referred to in the preceding paragraph, if the Prime Minister finds that an amended shelf registration statement under Article 23-4 is easily understandable to the public or finds that…
前項の場合において、内閣総理大臣は、第二十三条の四の規定による訂正発行登録書の内容が公衆に容易に理解されると認める場合又は当該訂正発行登録書の提出者に係る第五条第一項第二号に掲げる事項に関する情報が既に公衆に広範に提供されていると認める場合においては…
Open this provision(Submission of Securities Registration Statements)
the trade name of the company, the financial condition of the corporate group (meaning the group consisting of the relevant company and persons (limited to companies and other entities specified by…
当該会社の商号、当該会社の属する企業集団（当該会社及び当該会社が他の会社の議決権の過半数を所有していることその他の当該会社と密接な関係を有する者として内閣府令で定める要件に該当する者（内閣府令で定める会社その他の団体に限る。）の集団をいう。以下同じ。）及び当該会社の経理の状況その他事業の内容に関する重要な事項その他の…
Open this provision(Effective Date of Notifications)
A notification under Article 4, paragraphs (1) through (3) comes into effect on the day on which 15 days have elapsed since the day on which the Prime Minister accepted the statement under Article 5…
第四条第一項から第三項までの規定による届出は、内閣総理大臣が第五条第一項の規定による届出書（同項ただし書に規定する事項の記載がない場合には、当該事項に係る前条第一項の規定による訂正届出書。次項において同じ。）を受理した日から十五日を経過した日に、その効力を生ずる。
Open this provision(Procedures When Intending to Render Adverse Dispositions)
If an administrative agency intends to render adverse dispositions, as specified in this Chapter in accordance with the category referred to in the following items…
行政庁は、不利益処分をしようとする場合には、次の各号の区分に従い、この章の定めるところにより、当該不利益処分の名あて人となるべき者について、当該各号に定める意見陳述のための手続を執らなければならない。
Open this provisionreference documentsmachine translation
「参照書類」
An issuer's latest annual securities report (有価証券報告書) and its attachments, and the semiannual securities reports, extraordinary reports (臨時報告書) and amended reports submitted after it, to which an issuer meeting the conditions in Article 5, paragraph (4) may refer in its securities registration statement instead of stating the particulars in Article 5, paragraph (1), item (ii).
Short name set inArticle 5, paragraph (4)
shelf registration statementmachine translation
「発行登録書」
The document an issuer files with the Prime Minister under Article 23-3, paragraph (1) to register a planned public offering or secondary distribution of securities, stating the planned issuance period (発行予定期間), the class of the securities, the planned amount of issuance (発行予定額) or the maximum outstanding balance, the main underwriters it plans to use and other particulars a Cabinet Office Order (内閣府令) specifies.
Short name set inArticle 23-3, paragraph (1)
shelf registration
「発行登録」
Registration of a planned public offering or secondary distribution of securities by filing a shelf registration statement (発行登録書) with the Prime Minister under Article 23-3, paragraph (1); Article 4, paragraphs (1) to (3) do not apply to an offering or distribution so registered.
Short name set inArticle 23-3, paragraph (3)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.