Article 10Order to Submit an Amended Statement and Order Suspending the Validity of a Notification Due to a False Statement
第十条(虚偽記載等による訂正届出書の提出命令及び効力の停止命令)
If the Prime Minister discovers that a securities registration statement contains a false statement regarding a material particular, lacks a statement of a material particular that is required to be stated, or lacks a statement of a material fact that is necessary to prevent it from being misleading, the Prime Minister, at any time, may order the person submitting the securities registration statement to submit an amended statement, and if the Prime Minister finds it to be necessary, the Prime Minister may order the suspension of the validity of a notification under Article 4, paragraphs (1) through (3). In such a case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.
内閣総理大臣は、有価証券届出書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けていることを発見したときは、いつでも、届出者に対し、訂正届出書の提出を命じ、必要があると認めるときは、第四条第一項から第三項までの規定による届出の効力の停止を命ずることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
The provisions of Article 5, paragraphs (6) through (8) apply mutatis mutandis to cases where a statement-filing foreign company submits an amendment of the foreign company statements under the provisions of the preceding paragraph.
第五条第六項から第八項までの規定は、届出書提出外国会社が前項の規定により外国会社届出書の訂正届出書を提出する場合について準用する。
The provisions of paragraphs (3) and (4) of the preceding Article apply mutatis mutandis if an order to submit an amended statement under paragraph (1) is issued before the notification under Article 4, paragraphs (1) through (3) comes into effect.
前条第三項及び第四項の規定は、第四条第一項から第三項までの規定による届出がその効力を生ずることとなる日前に第一項の規定による訂正届出書の提出命令があつた場合について準用する。
If an order for suspension under paragraph (1) is issued and an amended statement under that paragraph is submitted, and if the Prime Minister finds the amended statement to be appropriate, the Prime Minister is to cancel the order for suspension under that paragraph.
Read this with the articles around it
(Order to Submit an Amended Statement and Order Suspending the Validity of a Notification Due to a False Statement)
If the Prime Minister discovers that a securities registration statement contains a false statement regarding a material particular, lacks a statement of a material particular that is required to be…
内閣総理大臣は、有価証券届出書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けていることを発見したときは、いつでも、届出者に対し、訂正届出書の提出を命じ、必要があると認めるときは…
Open this provision(Notification of Public Offering or Secondary Distribution)
It is not permitted for a person to conduct a public offering of securities (including specified procedures related to the issuance of securities during a corporate reorganization; the same applies…
有価証券の募集(特定組織再編成発行手続を含む。第十三条及び第十五条第二項から第六項までを除き、以下この章及び次章において同じ。)又は有価証券の売出し(次項に規定する適格機関投資家取得有価証券一般勧誘及び第三項に規定する特定投資家等取得有価証券一般勧誘に該当するものを除き、特定組織再編成交付手続を含む。以下この項におい…
Open this provision(Notification of Public Offering or Secondary Distribution)
It is not permitted for a person to issue a solicitation with a view to delivering existing securities (meaning a solicitation for selling, etc. or procedures related to the delivery of securities…
その有価証券発行勧誘等(取得勧誘及び組織再編成発行手続をいう。以下同じ。)又は有価証券交付勧誘等(売付け勧誘等及び組織再編成交付手続をいう。以下同じ。)が次に掲げる場合に該当するものであつた有価証券(第二号に掲げる場合にあつては第二条第三項第一号の規定により多数の者から除かれた適格機関投資家が取得した有価証券に限り、…
Open this provision(Notification of Public Offering or Secondary Distribution)
It is not permitted for a person to issue a solicitation with a view to delivering existing securities that involves securities falling under any of the following items…
次の各号のいずれかに該当する有価証券(第二十四条第一項各号のいずれかに該当するもの又は多数の特定投資家に所有される見込みが少ないと認められるものとして政令で定めるものを除く。以下「特定投資家向け有価証券」という。)の有価証券交付勧誘等で…
Open this provision(Submission of Securities Registration Statements)
In the cases specified by Cabinet Office Order as cases where the public interest or protection of investors would not be impaired, a foreign company required to submit a statement under paragraph…
第一項の規定により届出書を提出しなければならない外国会社(以下「届出書提出外国会社」という。)は、公益又は投資者保護に欠けることがないものとして内閣府令で定める場合には、同項の届出書に代えて、内閣府令で定めるところにより、次に掲げる書類を提出することができる。
Open this provision(Submission of Securities Registration Statements)
When the documents set forth in item (ii) of the preceding paragraph are submitted, Japanese translations of the summary of the matters specified by Cabinet Office Order as those necessary and…
前項第二号に掲げる書類には、内閣府令で定めるところにより、当該書類に記載されている事項のうち公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものの要約の日本語による翻訳文…
Open this provision(Submission of Securities Registration Statements)
The provisions of this Act or orders given based on this Act (hereinafter referred to as the "regulations related to Financial Instruments and Exchange Act" in this Chapter through Chapter II-4)…
前二項の規定により届出書提出外国会社が第六項各号に掲げる書類(以下この章において「外国会社届出書」という。)及びその補足書類を提出した場合には、当該外国会社届出書及びその補足書類を第一項の届出書とみなし、これらの提出を同項の届出書を提出したものとみなして…
Open this provision(Order to Submit an Amended Statement Due to a Formal Deficiency)
Notwithstanding the provisions of the preceding Article, if the disposition under paragraph (1) has been reached, the notification under Article 4, paragraphs (1) through (3) becomes effective on the…
第一項の規定による処分があつた場合においては、第四条第一項から第三項までの規定による届出は、前条の規定にかかわらず、内閣総理大臣が指定する期間を経過した日に、その効力を生ずる。
Open this provision(Order to Submit an Amended Statement Due to a Formal Deficiency)
The provisions of paragraphs (2) through (4) of the preceding Article apply mutatis mutandis in the case referred to in the preceding paragraph.
前条第二項から第四項までの規定は、前項の場合について準用する。
Open this provision(Procedures When Intending to Render Adverse Dispositions)
If an administrative agency intends to render adverse dispositions, as specified in this Chapter in accordance with the category referred to in the following items…
行政庁は、不利益処分をしようとする場合には、次の各号の区分に従い、この章の定めるところにより、当該不利益処分の名あて人となるべき者について、当該各号に定める意見陳述のための手続を執らなければならない。
Open this provisionsecurities registration statement
「有価証券届出書」
A securities registration statement: the statement filed under Article 5, paragraph (1) (including as applied under paragraph (5) of that Article) for a public offering or secondary distribution of securities, the documents attached to it under paragraph (13) of that Article, and any amended statement filed under Article 7, paragraph (1), Article 9, paragraph (1) or Article 10, paragraph (1).
Defined inArticle 2, paragraph (7)· applies throughout the law
statement-filing foreign company
「届出書提出外国会社」
A foreign company required to submit a securities registration statement (有価証券届出書) under Article 5, paragraph (1).
Short name set inArticle 5, paragraph (6)
foreign company statementmachine translation
「外国会社届出書」
The documents listed in Article 5, paragraph (6), including English-language documents disclosed abroad, that a statement-filing foreign company (届出書提出外国会社) may submit instead of a securities registration statement (有価証券届出書) where a Cabinet Office Order (内閣府令) allows, and which are then treated as that statement.
Short name set inArticle 5, paragraph (8)· applies only in this chapter
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.