Supplementary Provisions, Article 11
第十一条
A person that may engage in the new financial instruments business pursuant to the provisions of paragraph (1) of the preceding Article must notify the Prime Minister, within two weeks from the effective date, of its trade name, name, or full name and address, and the particulars set forth in Article 29-2, paragraph (1), items (v), (vi), (viii), and (ix) of the New Financial Instruments and Exchange Act.
If a person that may engage in the new financial instruments business pursuant to the provisions of paragraph (1) of the preceding Article fails to file the notification under the provisions of the preceding paragraph or files a false notification, the provisions of paragraph (1) of that Article do not apply to that person on or after the day on which the period prescribed in the preceding paragraph has elapsed.
(Application for Registration)
the business category (meaning which of the acts set forth in Article 28, paragraph (1), item (i), item (i)-2, item (ii), item (iii), (a) through (c), or item (iv), or which, among securities, etc.…
業務の種別(第二十八条第一項第一号、第一号の二、第二号、第三号イからハまで及び第四号に掲げる行為に係る業務並びに有価証券等管理業務、第二種金融商品取引業、投資助言・代理業並びに投資運用業の種別をいう。)
Open this provision(Application for Registration)
if the person provides an electronic offering service (meaning performing the act set forth in Article 2, paragraph (8), item (vii) or (viii) (excluding those specified by Cabinet Order) on a regular…
第三条各号に掲げる有価証券又は金融商品取引所に上場されていない有価証券(政令で定めるものを除く。)について、電子募集業務(電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であつて内閣府令で定めるものにより第二条第八項第七号又は第八号に掲げる行為(政令で定めるものを除く。)を業として行うことをいう。以…
Open this provision(Application for Registration)
if the person conducts, on a regular basis, any of the following acts with regard to rights that are deemed to be securities pursuant to the provisions of Article 2…
第二条第二項の規定により有価証券とみなされる権利(当該権利に係る記録又は移転の方法その他の事情を勘案し、公益又は投資者保護のため特に必要なものとして内閣府令で定めるものに限る。)又は当該権利若しくは金融指標(当該権利の価格及び利率等並びにこれらに基づいて算出した数値に限る。)に係るデリバティブ取引についての次に掲げる…
Open this provision(Application for Registration)
if the person conducts, on a regular basis, any of the following acts with regard to derivatives transactions involving crypto-and other assets or financial indexes…
暗号等資産又は金融指標(暗号等資産の価格及び利率等並びにこれらに基づいて算出した数値に限る。)に係るデリバティブ取引についての次に掲げる行為を業として行う場合にあつては、その旨
Open this provisionA person that is actually engaged in the new financial instruments business (meaning the financial instruments business prescribed in Article 2, paragraph (8) of the New Financial Instruments and…
この法律の施行の際現に新金融商品取引業(新金融商品取引法第二条第八項に規定する金融商品取引業をいい、第二条の規定による改正前の金融商品取引法第二条第八項に規定する金融商品取引業に該当するものを除く。以下この条及び次条において同じ。)を行っている者(金融商品取引業者(金融商品取引法第二条第九項に規定する金融商品取引業者…
Open this provisionA person that may engage in the new financial instruments business pursuant to the provisions of paragraph (1) of the preceding Article must notify the Prime Minister…
前条第一項の規定により新金融商品取引業を行うことができる者は、施行日から起算して二週間以内に、その商号、名称又は氏名及び住所並びに新金融商品取引法第二十九条の二第一項第五号、第六号、第八号及び第九号に掲げる事項を内閣総理大臣に届け出なければならない。
Open this provisionNew Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 2 of Act No. 28 of 2019.
Short name set inSupplementary Provisions, Article 9, paragraph (1)
new financial instruments businessmachine translation
「新金融商品取引業」
In Articles 10 and 11 of the supplementary provisions (附則) of Act No. 28 of 2019, financial instruments business (金融商品取引業) as defined in Article 2, paragraph (8) of this Act as amended by that Act that was not financial instruments business under Article 2, paragraph (8) as it stood before Article 2 of that Act amended it.
Defined inSupplementary Provisions, Article 10, paragraph (1)· applies only in this article and in Supplementary Provisions, Article 11
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.