Supplementary Provisions, Article 8
第八条
The provisions of Article 171-2 of the New Financial Instruments and Exchange Act apply to a subject contract prescribed in Article 171-2, paragraph (1) of the New Financial Instruments and Exchange Act that is concluded after the enforcement of the provisions set forth in Article 1, item (ii) of the Supplementary Provisions.
新金融商品取引法第百七十一条の二の規定は、附則第一条第二号に掲げる規定の施行後に締結される新金融商品取引法第百七十一条の二第一項に規定する対象契約について適用する。
(Effect of Sale of Unlisted Securities by Unregistered Business Operators)
In cases where an unregistered business operator (meaning a person that engages in type-I financial instruments business as defined in Article 28, paragraph (1) or type-II financial instruments…
無登録業者（第二十九条の規定に違反して内閣総理大臣の登録を受けないで第二十八条第一項に規定する第一種金融商品取引業又は同条第二項に規定する第二種金融商品取引業を行う者をいう。以下この項において同じ。）が…
Open this provision(Effect of Sale of Unlisted Securities by Unregistered Business Operators)
In cases where an unregistered business operator (meaning a person that engages in type-I financial instruments business as defined in Article 28, paragraph (1) or type-II financial instruments…
無登録業者（第二十九条の規定に違反して内閣総理大臣の登録を受けないで第二十八条第一項に規定する第一種金融商品取引業又は同条第二項に規定する第二種金融商品取引業を行う者をいう。以下この項において同じ。）が…
Open this provisionEffective Date
the provisions in Article 1 amending the table of contents of the Financial Instruments and Exchange Act, adding one Article after Article 31-3 of that Act, amending Article 36-2…
第一条中金融商品取引法目次の改正規定、同法第三十一条の三の次に一条を加える改正規定、同法第三十六条の二第二項の改正規定、同法第六章中第百七十一条の次に一条を加える改正規定、同法第百八十一条及び第百九十二条第三項の改正規定、同法第二百条第十二号の二の次に一号を加える改正規定…
Open this provisionsubject contract
「対象契約」
In Article 171-2, paragraph (1), a contract for a sale, etc. of unlisted securities (未公開有価証券) made by an unregistered business operator, or concluded through such a sale, etc., under which a customer acquires those securities.
Defined inArticle 171-2, paragraph (1)· applies only in this paragraph
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 1 of Act No. 49 of 2011.
Short name set inSupplementary Provisions, Article 2, paragraph (1)