Supplementary Provisions, Article 15
第十五条
The provisions of Article 174-2 of the New Financial Instruments and Exchange Act apply to a violation prescribed in paragraph (1) of that Article that commences on or after the effective date, and the provisions then in force continue to govern a violation prescribed in Article 174, paragraph (1) of the Former Financial Instruments and Exchange Act that commenced before the effective date.
新金融商品取引法第百七十四条の二の規定は、施行日以後に開始する同条第一項に規定する違反行為について適用し、施行日前に開始した旧金融商品取引法第百七十四条第一項に規定する違反行為については、なお従前の例による。
(Administrative Monetary Penalty Payment Order Issued to a Person That Makes a Series of Purchase and Sales of Securities for the Purpose of Inducing Transactions)
If a person makes a series of purchase and sales of securities, etc. (meaning purchase and sales of securities, etc. prescribed in Article 159, paragraph (2)) that is in violation of the provisions…
第百五十九条第二項第一号の規定に違反する一連の有価証券売買等(同項に規定する有価証券売買等をいう。)又はその申込み若しくは委託等(以下この条において「違反行為」という。)をした者(以下この条において「違反者」という。)があるときは、内閣総理大臣は、次節に定める手続に従い、当該違反者に対し…
Open this provision(Administrative Monetary Penalty Payment Order Issued to a Person That Makes a Series of Purchase and Sales of Securities for the Purpose of Inducing Transactions)
If a person makes a series of purchase and sales of securities, etc. (meaning purchase and sales of securities, etc. prescribed in Article 159, paragraph (2)) that is in violation of the provisions…
第百五十九条第二項第一号の規定に違反する一連の有価証券売買等(同項に規定する有価証券売買等をいう。)又はその申込み若しくは委託等(以下この条において「違反行為」という。)をした者(以下この条において「違反者」という。)があるときは、内閣総理大臣は、次節に定める手続に従い、当該違反者に対し…
Open this provisionviolation
「違反行為」
In Article 174-2, a series of purchases and sales of securities, etc. (有価証券売買等), or applications for or entrustments of them, in breach of Article 159, paragraph (2), item (i).
Short name set inArticle 174-2, paragraph (1)· applies only in this article
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 1 of Act No. 65 of 2008.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 65 of 2008, to which these supplementary provisions (附則) belong, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies from here on, except in Supplementary Provisions, Article 3
Former Financial Instruments and Exchange Actmachine translation
「旧金融商品取引法」
This Act as it stood before Article 1 of Act No. 65 of 2008 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)