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Supplementary Provisions, Article 55

第五十五条

The provisions of of the New Securities and Exchange Act apply to the purchase and sale, etc. under by a person that comes to know a material fact prescribed in that arose on or after the effective date (in the case of a decision, made by the organ of a listed company, etc. prescribed in that is responsible for making decisions on the execution of operations, not to carry out a matter set forth in , limited to a case where the decision of that organ to carry out that matter was made on or after the effective date; and in the case of a fact set forth in , limited to a fact that arose in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in with respect to which the disclosure under was made on or after the effective date) or that receives information on those facts, and the provisions then in force continue to govern the purchase and sale, etc. under of the Former Securities and Exchange Act by a person that comes to know a material fact prescribed in that arose before the effective date (in the case of a decision, made by the organ of a listed company, etc. prescribed in that is responsible for making decisions on the execution of operations, not to carry out a matter set forth in , including a case where the decision of that organ to carry out that matter was made before the effective date and the decision not to carry out that matter was made on or after the effective date; and in the case of a fact set forth in , including a fact that arose on or after the effective date in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in with respect to which the disclosure under was made before the effective date) or that receives information on those facts.

の規定は、施行日以後に生じたに規定する重要事実(に規定する上場会社等の業務執行を決定する機関がしたに掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限るものとし、に掲げる事実にあっては施行日以後にの公表がされたに規定する直近の予想値又は前事業年度の実績値に比較して生じたものに限る。)を知った者又はこれらの事実の伝達を受けた者のの売買等について適用し、施行日前に生じたに規定する重要事実(に規定する上場会社等の業務執行を決定する機関がしたに掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日前に行われ、かつ、当該事項を行わない旨の決定が施行日以後に行われた場合に係るものを含むものとし、に掲げる事実にあっては施行日前にの公表がされたに規定する直近の予想値又は前事業年度の実績値に比較して施行日以後に生じたものを含む。)を知った者又はこれらの事実の伝達を受けた者のの売買等については、なお従前の例による。

The provisions of of the New Securities and Exchange Act apply to the purchase, etc. or sale, etc. under by a person that comes to know a fact concerning the launch of a tender offer, etc. or a fact concerning the suspension of a tender offer, etc. prescribed in that arose on or after the effective date (in the case of a fact concerning the suspension of a tender offer, etc. prescribed in , limited to a case where the decision of the tender offeror, etc. prescribed in to conduct the tender offer, etc. prescribed in was made on or after the effective date) or that receives information on those facts, and the provisions then in force continue to govern the purchase, etc. or sale, etc. under of the Former Securities and Exchange Act by a person that comes to know a fact concerning the launch of a tender offer, etc. or a fact concerning the suspension of a tender offer, etc. prescribed in that arose before the effective date (in the case of a fact concerning the suspension of a tender offer, etc. prescribed in , including a fact relating to a suspension, made on or after the effective date, of the tender offer, etc. prescribed in in a case where the decision of the tender offeror, etc. prescribed in to conduct the tender offer, etc. prescribed in was made before the effective date) or that receives information on those facts.

の規定は、施行日以後に生じたに規定する公開買付け等の実施に関する事実若しくは公開買付け等の中止に関する事実(に規定する公開買付け等の中止に関する事実にあっては、に規定する公開買付け等を行うことについてのに規定する公開買付者等の決定が施行日以後に行われた場合に係るものに限る。)を知った者又はこれらの事実の伝達を受けた者のの買付け等又は売付け等について適用し、施行日前に生じたに規定する公開買付け等の実施に関する事実若しくは公開買付け等の中止に関する事実(に規定する公開買付け等の中止に関する事実にあっては、に規定する公開買付け等を行うことについてのに規定する公開買付者等の決定が施行日前に行われた場合の施行日以後に行われたに規定する公開買付け等の中止に係るものを含む。)を知った者又はこれらの事実の伝達を受けた者のの買付け等又は売付け等については、なお従前の例による。

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