Supplementary Provisions, Article 55
第五十五条
The provisions of Article 166 of the New Securities and Exchange Act apply to the purchase and sale, etc. under that Article by a person that comes to know a material fact prescribed in paragraph (1) of that Article that arose on or after the effective date (in the case of a decision, made by the organ of a listed company, etc. prescribed in paragraph (2), item (i) of that Article that is responsible for making decisions on the execution of operations, not to carry out a matter set forth in that item, limited to a case where the decision of that organ to carry out that matter was made on or after the effective date; and in the case of a fact set forth in item (iii) of that paragraph, limited to a fact that arose in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in paragraph (2), item (iii) of that Article with respect to which the disclosure under paragraph (4) of that Article was made on or after the effective date) or that receives information on those facts, and the provisions then in force continue to govern the purchase and sale, etc. under Article 166 of the Former Securities and Exchange Act by a person that comes to know a material fact prescribed in paragraph (1) of that Article that arose before the effective date (in the case of a decision, made by the organ of a listed company, etc. prescribed in paragraph (2), item (i) of that Article that is responsible for making decisions on the execution of operations, not to carry out a matter set forth in that item, including a case where the decision of that organ to carry out that matter was made before the effective date and the decision not to carry out that matter was made on or after the effective date; and in the case of a fact set forth in item (iii) of that paragraph, including a fact that arose on or after the effective date in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in paragraph (2), item (iii) of that Article with respect to which the disclosure under paragraph (4) of that Article was made before the effective date) or that receives information on those facts.
新証券取引法第百六十六条の規定は、施行日以後に生じた同条第一項に規定する重要事実(同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限るものとし、同項第三号に掲げる事実にあっては施行日以後に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して生じたものに限る。)を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、施行日前に生じた旧証券取引法第百六十六条第一項に規定する重要事実(同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日前に行われ、かつ、当該事項を行わない旨の決定が施行日以後に行われた場合に係るものを含むものとし、同項第三号に掲げる事実にあっては施行日前に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して施行日以後に生じたものを含む。)を知った者又はこれらの事実の伝達を受けた者の同条の売買等については、なお従前の例による。
The provisions of Article 167 of the New Securities and Exchange Act apply to the purchase, etc. or sale, etc. under that Article by a person that comes to know a fact concerning the launch of a tender offer, etc. or a fact concerning the suspension of a tender offer, etc. prescribed in paragraph (1) of that Article that arose on or after the effective date (in the case of a fact concerning the suspension of a tender offer, etc. prescribed in that paragraph, limited to a case where the decision of the tender offeror, etc. prescribed in paragraph (2) of that Article to conduct the tender offer, etc. prescribed in paragraph (1) of that Article was made on or after the effective date) or that receives information on those facts, and the provisions then in force continue to govern the purchase, etc. or sale, etc. under Article 167 of the Former Securities and Exchange Act by a person that comes to know a fact concerning the launch of a tender offer, etc. or a fact concerning the suspension of a tender offer, etc. prescribed in paragraph (1) of that Article that arose before the effective date (in the case of a fact concerning the suspension of a tender offer, etc. prescribed in that paragraph, including a fact relating to a suspension, made on or after the effective date, of the tender offer, etc. prescribed in paragraph (1) of that Article in a case where the decision of the tender offeror, etc. prescribed in paragraph (2) of that Article to conduct the tender offer, etc. prescribed in paragraph (1) of that Article was made before the effective date) or that receives information on those facts.
新証券取引法第百六十七条の規定は、施行日以後に生じた同条第一項に規定する公開買付け等の実施に関する事実若しくは公開買付け等の中止に関する事実(同項に規定する公開買付け等の中止に関する事実にあっては、同項に規定する公開買付け等を行うことについての同条第二項に規定する公開買付者等の決定が施行日以後に行われた場合に係るものに限る。)を知った者又はこれらの事実の伝達を受けた者の同条の買付け等又は売付け等について適用し、施行日前に生じた旧証券取引法第百六十七条第一項に規定する公開買付け等の実施に関する事実若しくは公開買付け等の中止に関する事実(同項に規定する公開買付け等の中止に関する事実にあっては、同項に規定する公開買付け等を行うことについての同条第二項に規定する公開買付者等の決定が施行日前に行われた場合の施行日以後に行われた同条第一項に規定する公開買付け等の中止に係るものを含む。)を知った者又はこれらの事実の伝達を受けた者の同条の買付け等又は売付け等については、なお従前の例による。
listed company, etc.
「上場会社等」
In the table in Article 24-5, paragraph (1), a company that issues the securities in Article 24, paragraph (1), item (i) or securities whose circulation is comparable, or another body a Cabinet Order (政令) specifies.
Short name set inArticle 24-5, paragraph (1)
New Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 1 of Act No. 107 of 1998.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 107 of 1998, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 1 of Act No. 107 of 1998 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)