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Article 7Voluntary Submission of Amended Statements

第七条(訂正届出書の自発的提出)

If, on or after the day on which a notification under Article 4, paragraphs (1) through (3) is filed and before the day on which that notification comes into effect, a material particular that is required to be stated in a statement or other document under Article 5, paragraph (1) or paragraph (13) changes or any other circumstance arises that is specified by Cabinet Office Order as necessitating that the content of such documents be amended in the public interest or for the protection of investors, the person filing the notification (or, if it is after a company is incorporated through the issuance of the Securities for which the notification was filed, the company; the same applies hereinafter) must submit an amended statement to the Prime Minister. The same also applies in the absence of such a reason, if the person filing the notification finds there to be something in the statement or other document that necessitates an amendment.

第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類に記載すべき重要な事項の変更その他公益又は投資者保護のため当該書類の内容を訂正する必要があるものとして内閣府令で定める事情があるときは、届出者(会社の成立後は、その会社。以下同じ。)は、訂正届出書を内閣総理大臣に提出しなければならない。これらの事由がない場合において、届出者が当該届出書類のうちに訂正を必要とするものがあると認めたときも、同様とする。

The provisions of Article 5, paragraphs (6) through (9) apply mutatis mutandis to cases where a statement-filing foreign company submits an amendment of the foreign company statements under the provisions of the preceding paragraph.

第五条第六項から第九項までの規定は、届出書提出外国会社が前項の規定により外国会社届出書の訂正届出書を提出する場合について準用する。

The provisions of the Financial Instruments and Exchange Act and related regulations apply to cases where a company submitting a regulated securities registration statement (limited to cases where it submits a document stating particulars related to public offering, etc. and an annual securities report and documents attached thereto under the provisions of Article 5, paragraphs (10) and (11); the same applies in the following paragraph and paragraph (5)) submits an amendment report for the annual securities report pursuant to the provisions of paragraph (1) as applied mutatis mutandis pursuant to Article 24-2, paragraph (1) following the deemed replacement of terms, by deeming the amendment report to be the amendment report set forth in paragraph (1) for a document that has been deemed to be the statement set forth in Article 5, paragraph (1) pursuant to paragraph (12) of that Article, and deeming submission of the former to be submission of the latter.

特定有価証券届出書提出会社(第五条第十項及び第十一項の規定により募集事項等記載書面並びに有価証券報告書及びその添付書類を提出したものに限る。次項及び第五項において同じ。)が、第二十四条の二第一項において読み替えて準用する第一項の規定により当該有価証券報告書の訂正報告書を提出した場合には、当該訂正報告書を第五条第十二項の規定によりみなされた同条第一項の届出書に係る第一項の訂正届出書とみなし、その提出を同項の訂正届出書を提出したものとみなして、金融商品取引法令の規定を適用する。

The provisions of the Financial Instruments and Exchange Act and related regulations apply to cases where a company submitting a regulated securities registration statement submits, with regard to regulated securities associated with a document that has been deemed to be the statement set forth in Article 5, paragraph (1) pursuant to paragraph (12) of that Article (limited to those for which public offering or secondary distribution has already been being conducted continuously), a semiannual securities report (or an annual securities report, in cases where the specific period for the regulated securities does not exceed six months) (hereinafter referred to as a "semiannual securities report, etc." in this paragraph and the following paragraph), by deeming the semiannual securities report, etc. to be the amendment report set forth in paragraph (1) for the statement, and deeming submission of the former to be submission of the latter.

特定有価証券届出書提出会社が、第五条第十二項の規定によりみなされた同条第一項の届出書に係る特定有価証券(その募集又は売出しが現に継続して行われているものに限る。)につき、半期報告書(当該特定有価証券に係る特定期間が六月を超えない場合にあつては、有価証券報告書)(以下この項及び次項において「半期報告書等」という。)を提出した場合には、当該半期報告書等を当該届出書に係る第一項の訂正届出書とみなし、その提出を同項の訂正届出書を提出したものとみなして、金融商品取引法令の規定を適用する。

The provisions of paragraph (3) apply mutatis mutandis to cases where a company submitting a regulated securities registration statement (limited to one that has submitted the semiannual securities report, etc. set forth in the preceding paragraph) submits an amendment report for the semiannual securities report, etc. pursuant to the provisions of paragraph (1) as applied mutatis mutandis pursuant to Article 24-5, paragraph (5) (Article 24-2, paragraph (1) in cases where the semiannual securities report, etc. is an Annual securities report) following the deemed replacement of terms.

第三項の規定は、特定有価証券届出書提出会社(前項の半期報告書等を提出したものに限る。)が第二十四条の五第五項(当該半期報告書等が有価証券報告書である場合にあつては、第二十四条の二第一項)において読み替えて準用する第一項の規定により当該半期報告書等の訂正報告書を提出した場合について準用する。

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