Supplementary Provisions, Article 9
第九条
The provisions of Article 172-5 of the New Financial Instruments and Exchange Act apply to a purchase, etc. prescribed in that Article of share certificates, etc. or listed share certificates, etc. prescribed in that Article that is carried out on or after the effective date.
(Administrative Monetary Penalty Payment Order Issued to a Person Making a Purchase of Share Certificates Without Issuing Public Notice of the Commencement of a Tender Offer)
If a person violates the provisions of Article 27-3, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2); hereinafter the same applies in this Article) in…
第二十七条の三第一項（第二十七条の二十二の二第二項において準用する場合を含む。以下この条において同じ。）の規定に違反して、第二十七条の三第一項の規定による公告（以下この章において「公開買付開始公告」という。）を行わないで株券等（第二十七条の二第一項に規定する株券等をいう。以下この条、次条及び第百七十八条第十三項におい…
Open this provisionshare certificates, etc.
「株券等」
In Article 172-5, Article 172-6 and Article 178, paragraph (13), share certificates, etc. as defined in Article 27-2, paragraph (1): share certificates, corporate bond certificates with share options and other securities a Cabinet Order (政令) specifies.
Defined inArticle 172-5, paragraph (1)· applies only in this article and in Article 172-6; and Article 178, paragraph (13)
purchase, etc.machine translation
「買付け等」
In Articles 172-5 and 172-6 and Article 178, paragraph (13), a purchase, etc. as Article 27-2, paragraph (1) or Article 27-22-2, paragraph (1) defines it: under Article 27-2, a purchase or other acquisition for value of share certificates, etc. (株券等), including acts a Cabinet Order (政令) treats as similar; under Article 27-22-2, a purchase or other acquisition for value.
Defined inArticle 172-5, paragraph (1)· applies only in this article and in Article 172-6; and Article 178, paragraph (13)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 1 of Act No. 65 of 2008.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 65 of 2008, to which these supplementary provisions (附則) belong, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies from here on, except in Supplementary Provisions, Article 3