Supplementary Provisions, Article 12
第十二条
A person who, at the time this Act comes into effect, actually holds a license under Article 28 of the Former Securities and Exchange Act is deemed to have received the registration under Article 28 of the New Securities and Exchange Act on the effective date. In this case, the provisions of Article 62, paragraph (3) and Article 194-4, paragraph (1) of the New Securities and Exchange Act do not apply.
この法律の施行の際現に旧証券取引法第二十八条の免許を受けている者は、施行日において新証券取引法第二十八条の登録を受けたものとみなす。この場合において、新証券取引法第六十二条第三項及び第百九十四条の四第一項の規定は、適用しない。
A person who is deemed, pursuant to the provisions of the preceding paragraph, to have received the registration under Article 28 of the New Securities and Exchange Act (hereinafter referred to as a "deemed registered securities company") must, within two months from the effective date, submit to the Financial Reconstruction Commission a document stating the particulars set forth in the items of Article 28-2, paragraph (1) of the New Securities and Exchange Act and the documents set forth in Article 28-2, paragraph (2), items (ii) through (iv) of that Act.
When the documents prescribed in the preceding paragraph are submitted, the Financial Reconstruction Commission is to register in the securities company register the particulars set forth in the items of Article 28-2, paragraph (1) of the New Securities and Exchange Act and the particulars set forth in Article 28-3, paragraph (1), item (ii) of the New Securities and Exchange Act that are stated in those documents.
金融再生委員会は、前項に規定する書類の提出があったときは、当該書類に記載された新証券取引法第二十八条の二第一項各号に掲げる事項及び新証券取引法第二十八条の三第一項第二号に掲げる事項を証券会社登録簿に登録するものとする。
A person who, at the time this Act comes into effect, actually holds a license under Article 28 of the Former Securities and Exchange Act is deemed to have received the registration under Article 28…
この法律の施行の際現に旧証券取引法第二十八条の免許を受けている者は、施行日において新証券取引法第二十八条の登録を受けたものとみなす。この場合において、新証券取引法第六十二条第三項及び第百九十四条の四第一項の規定は、適用しない。
Open this provisionA person who is deemed, pursuant to the provisions of the preceding paragraph, to have received the registration under Article 28 of the New Securities and Exchange Act…
前項の規定により新証券取引法第二十八条の登録を受けたものとみなされる者（以下「みなし登録証券会社」という。）は、施行日から起算して二月以内に新証券取引法第二十八条の二第一項各号に掲げる事項を記載した書類及び同条第二項第二号から第四号までに掲げる書類を金融再生委員会に提出しなければならない。
Open this provisionNew Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 1 of Act No. 107 of 1998.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 107 of 1998, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 1 of Act No. 107 of 1998 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
deemed registered securities companymachine translation
「みなし登録証券会社」
In the supplementary provisions (附則) of Act No. 107 of 1998, a person that held a license under Article 28 of this Act as it stood before Act No. 107 of 1998 amended it when that Act came into effect, and that Article 12, paragraph (1) of those supplementary provisions therefore treats as registered under Article 28 of this Act as Act No. 107 of 1998 amended it, under its former title (証券取引法).
Short name set inSupplementary Provisions, Article 12, paragraph (2)