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Article 65-6Respect for the Voluntary Efforts of Financial Instruments Business Operators

第六十五条の六(金融商品取引業者等の自主的努力の尊重)

The Prime Minister, in supervising a financial instruments business operator, etc. or authorized exchange transaction operator, business operator authorized to conduct electronic over-the-counter derivatives transactions, etc. or in supervising a foreign securities services provider that has received Article 59, paragraph (1) permission, must give due consideration to respecting the voluntary efforts of the financial instruments business operator, etc., authorized firm for on-exchange transactions, business operator authorized to conduct electronic over-the-counter derivatives transactions, etc. or foreign securities services provider with that paragraph permission, to run its business.

内閣総理大臣は、金融商品取引業者等、取引所取引許可業者、電子店頭デリバティブ取引等許可業者又は第五十九条第一項の許可を受けた外国証券業者を監督するに当たつては、業務の運営についての金融商品取引業者等、取引所取引許可業者、電子店頭デリバティブ取引等許可業者又は同項の許可を受けた外国証券業者の自主的な努力を尊重するよう配慮しなければならない。

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