Article 59-3Examination Criteria for Permission for Some Underwriting Activities
第五十九条の三(引受業務の一部の許可の審査基準)
Before seeking to grant the permission referred to in Article 59, paragraph (1), the Prime Minister must examine whether there is compliance with the following criteria:
内閣総理大臣は、第五十九条第一項の許可をしようとするときは、次に掲げる基準に適合するかどうかを審査しなければならない。
the applicant has been continuously engaged in the same type of business in a foreign country as the business for which it seeks to obtain permission, for a period longer than the period specified by Cabinet Order;
外国において、その許可を受けようとする業務と同種類の業務について政令で定める期間以上継続して業務を行つていること。
the applicant is a corporation whose stated capital or total contributions are not less than the amount specified by Cabinet Order as the amount necessary and appropriate in the public interest or for the protection of investors in light of the mode of business for which the applicant seeks to obtain permission; and
資本金の額又は出資の総額が、許可を受けようとする業務の態様に応じ、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額以上の法人であること。
the net assets provided for in Article 29-4, paragraph (1), item (v), (b) are not less than the amount specified by Cabinet Order as provided for in the preceding item.
第二十九条の四第一項第五号ロに規定する純財産額が前号に規定する政令で定める金額以上であること。
Read this with the articles around it
(Refusal of Registration)
a person falling under any of the following and seeking to engage in type-I financial instruments business or investment management business:
第一種金融商品取引業又は投資運用業を行おうとする場合にあつては、次のいずれかに該当する者
Open this provision(Examination Criteria for Permission for Some Underwriting Activities)
the applicant is a corporation whose stated capital or total contributions are not less than the amount specified by Cabinet Order as the amount necessary and appropriate in the public interest or…
資本金の額又は出資の総額が、許可を受けようとする業務の態様に応じ、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額以上の法人であること。
Open this provision(Permission for Some Underwriting Activities)
Notwithstanding the provisions of Article 29 and the preceding Article, with the permission of the Prime Minister, a foreign securities services provider may participate in a wholesale underwriting…
外国証券業者は、第二十九条及び前条の規定にかかわらず、内閣総理大臣の許可を受けて、その行う有価証券の引受けの業務のうち、元引受契約(第二十一条第四項に規定する元引受契約をいう。次条第一項第六号ヘにおいて同じ。)への参加その他の行為で政令で定めるものを国内において行うこと(以下この節において「引受業務」という。)ができ…
Open this provisionPrime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.