In order to contribute to the sound and appropriate operation of the business of a subject special financial instruments business operator, the Prime Minister must establish criteria for whether the capital adequacy of the highest designated parent company and its subsidiary corporations, etc. is appropriate in light of the assets, etc. held by the highest designated parent company and its subsidiary corporations, etc. and other criteria that indicate soundness in the management of the highest designated parent company and its subsidiary corporations, etc., as criteria by which the highest designated parent company is to judge the soundness in the management of the highest designated parent company and its subsidiary corporations, etc.
内閣総理大臣は、対象特別金融商品取引業者の業務の健全かつ適切な運営に資するため、最終指定親会社が当該最終指定親会社及びその子法人等の経営の健全性を判断するための基準として、当該最終指定親会社及びその子法人等の保有する資産等に照らし当該最終指定親会社及びその子法人等の自己資本の充実の状況が適当であるかどうかの基準その他の最終指定親会社及びその子法人等の経営の健全性の状況を表示する基準を定めなければならない。
For each highest designated parent company quarter (meaning each of the periods categorized into January to March, April to June, July to September, and October to December; hereinafter the same applies in this Article) in and after the highest designated parent company quarter that includes the day on which the period specified by Cabinet Order elapses counting from the day on which a company becomes the highest designated parent company, the highest designated parent company must submit a document to the Prime Minister in which it describes the soundness of its management as of the last day of the highest designated parent company quarter, as indicated by the criteria prescribed in the preceding paragraph (hereinafter simply referred to as "integrity of management" in the following paragraph and Article 57-21, paragraphs (1) through (3)), pursuant to the provisions of Cabinet Office Order.
最終指定親会社は、最終指定親会社になつた日から起算して政令で定める期間が経過した日の属する最終指定親会社四半期(一月から三月まで、四月から六月まで、七月から九月まで及び十月から十二月までの各区分による期間をいう。以下この条において同じ。)以降、最終指定親会社四半期ごとに、内閣府令で定めるところにより、当該最終指定親会社四半期の末日における前項に規定する基準を用いて表示される経営の健全性の状況(次項及び第五十七条の二十一第一項から第三項までにおいて単に「経営の健全性の状況」という。)を記載した書面を内閣総理大臣に届け出なければならない。
For each highest designated parent company quarter in and after the highest designated parent company quarter that includes the day on which the period specified by Cabinet Order elapses counting from the day on which a company becomes the highest designated parent company, the highest designated parent company must keep a document in which it describes the integrity of management at all of the business offices or offices of the subject special financial instruments business operator and make this document available for public inspection during the three-month period beginning from the day on which the period specified by Cabinet Order elapses counting from the end of the highest designated parent company quarter, pursuant to the provisions of Cabinet Office Order.
最終指定親会社は、最終指定親会社になつた日から起算して政令で定める期間が経過した日の属する最終指定親会社四半期以降、最終指定親会社四半期ごとに、当該最終指定親会社四半期の末日から起算して政令で定める期間を経過した日から三月間、内閣府令で定めるところにより、経営の健全性の状況を記載した書面を対象特別金融商品取引業者の全ての営業所又は事務所に備え置き、公衆の縦覧に供しなければならない。
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(Written Notification Stating the Integrity of Management)
In order to contribute to the sound and appropriate operation of the business of a subject special financial instruments business operator, the Prime Minister must establish criteria for whether the…
内閣総理大臣は、対象特別金融商品取引業者の業務の健全かつ適切な運営に資するため、最終指定親会社が当該最終指定親会社及びその子法人等の経営の健全性を判断するための基準として、当該最終指定親会社及びその子法人等の保有する資産等に照らし当該最終指定親会社及びその子法人等の自己資本の充実の状況が適当であるかどうかの基準その他…
Open this provision(Written Notification Stating the Integrity of Management)
In order to contribute to the sound and appropriate operation of the business of a subject special financial instruments business operator, the Prime Minister must establish criteria for whether the…
内閣総理大臣は、対象特別金融商品取引業者の業務の健全かつ適切な運営に資するため、最終指定親会社が当該最終指定親会社及びその子法人等の経営の健全性を判断するための基準として、当該最終指定親会社及びその子法人等の保有する資産等に照らし当該最終指定親会社及びその子法人等の自己資本の充実の状況が適当であるかどうかの基準その他…
Open this provision(Written Notification Stating the Integrity of Management)
For each highest designated parent company quarter in and after the highest designated parent company quarter that includes the day on which the period specified by Cabinet Order elapses counting…
最終指定親会社は、最終指定親会社になつた日から起算して政令で定める期間が経過した日の属する最終指定親会社四半期以降、最終指定親会社四半期ごとに、当該最終指定親会社四半期の末日から起算して政令で定める期間を経過した日から三月間、内閣府令で定めるところにより…
Open this provision(Supervisory Dispositions Corresponding with the Soundness of Management)
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors in light of the soundness of management of a highest designated parent company…
内閣総理大臣は、最終指定親会社及びその子法人等における経営の健全性の状況に照らして公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該最終指定親会社に対し、監督上必要な事項を命ずることができる。
Open this provision(Supervisory Dispositions Corresponding with the Soundness of Management)
If the Prime Minister issues an order under the provisions of the preceding paragraph to a highest designated parent company, and the integrity of management of the highest designated parent company…
内閣総理大臣は、最終指定親会社に対し前項の規定による命令をした場合において、その日から三月を経過した日において当該最終指定親会社及びその子法人等の経営の健全性の状況が改善せず、かつ、改善する見込みがないと認められるときは…
Open this provision(Supervisory Dispositions Corresponding with the Soundness of Management)
An order under the provisions of the preceding two paragraphs is to be given so as to correspond with the classification of the integrity of management of the highest designated parent company and…
前二項の規定による命令は、最終指定親会社及びその子法人等の経営の健全性の状況に係る区分に応じて行うものとし、内閣総理大臣は、当該区分及びこれに応じた命令の内容をあらかじめ定め、これを公示しなければならない。
Open this provisionsubsidiary corporation, etc.
「子法人等」
A subsidiary corporation, etc. as defined in Article 57-2, paragraph (9): a subsidiary company (子会社) of another company, or another corporation or organization meeting requirements a Cabinet Order (政令) sets as closely related to that company.
Defined inArticle 57-3, paragraph (1)· applies only in this section
subject special financial instruments business operator
「対象特別金融商品取引業者」
A special financial instruments business operator (特別金融商品取引業者) whose parent company the Prime Minister has designated under Article 57-12, paragraph (1) as subject to the rules for designated parent companies.
Short name set inArticle 57-12, paragraph (3)
highest designated parent company
「最終指定親会社」
In Chapter 3, Section 4-2, Subsection 2, a designated parent company (指定親会社) none of whose own parent companies is a designated parent company of the same subject special financial instruments business operator (対象特別金融商品取引業者).
Defined inArticle 57-12, paragraph (3)· applies only in this subsection
highest designated parent company quarter
「最終指定親会社四半期」
In Article 57-17, each of the periods January to March, April to June, July to September and October to December, for each of which a highest designated parent company (最終指定親会社) must report the soundness of its management.
Defined inArticle 57-17, paragraph (2)· applies only in this article
integrity of management
「経営の健全性の状況」
In Article 57-17, paragraphs (2) and (3) and Article 57-21, paragraphs (1) to (3), the soundness of management of a highest designated parent company (最終指定親会社) and its subsidiary corporations, etc., as at the end of a quarter, expressed by the standards the Prime Minister sets under Article 57-17, paragraph (1), such as whether their capital is adequate for the assets they hold.
Short name set inArticle 57-17, paragraph (2)· applies only in this provision and in Article 57-17, paragraph (3); and Article 57-21, paragraphs (1) to (3)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.