Before seeking to grant the authorization referred to in Article 30, paragraph (1), the Prime Minister must examine whether there is compliance with the following criteria:
内閣総理大臣は、第三十条第一項の認可をしようとするときは、次に掲げる基準に適合するかどうかを審査しなければならない。
an appropriate system and regulations are in place for managing the risk of loss;
損失の危険の管理に関し、適切な体制及び規則の整備を行つていること。
the amount of stated capital exceeds the amount of money that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors;
資本金の額が、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額以上であること。
the amount of net assets exceeds the amount of money prescribed in the preceding item;
純財産額が前号に規定する金額以上であること。
the provisions of Article 46-6, paragraph (2) are not being violated; and
第四十六条の六第二項の規定に違反していないこと。
the applicant's method for deciding the trading price, its methods of transfer and other settlement, and its Cabinet Office Order-specified business outline and business methods are necessary and appropriate in the public interest or for the protection of investors.
認可申請者の売買価格の決定方法、受渡しその他の決済の方法その他内閣府令で定める業務の内容及び方法が、公益又は投資者保護のため必要かつ適当なものであること。
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(Criteria for Authorization)
the amount of stated capital exceeds the amount of money that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors;
資本金の額が、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額以上であること。
Open this provision(Authorization)
A financial instruments business operator must obtain the authorization of the Prime Minister when it intends to conduct, as a business, the acts set forth in Article 2, paragraph (8), item (x)…
金融商品取引業者は、第二条第八項第十号に掲げる行為を業として行おうとするときは、内閣総理大臣の認可を受けなければならない。ただし、当該行為を次に掲げる有価証券のみについて行う場合であつて、当該行為に係る有価証券の売買高の合計額が…
Open this provision(Capital Adequacy Ratio)
A financial instruments business operator must not allow its capital adequacy ratio to fall below 120 percent.
金融商品取引業者は、自己資本規制比率が百二十パーセントを下回ることのないようにしなければならない。
Open this provisionPrime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.