A person seeking designation under paragraph (1) of the preceding Article must submit a written application for designation to the Prime Minister, in which it states the following particulars:
前条第一項の規定による指定を受けようとする者は、次に掲げる事項を記載した指定申請書を内閣総理大臣に提出しなければならない。
the category of dispute resolution services for which it seeks designation;
指定を受けようとする紛争解決等業務の種別
its trade name or name;
商号又は名称
the name and location of its principal business office or office or any other business offices or offices for dispute resolution services, etc.; and
主たる営業所又は事務所その他紛争解決等業務を行う営業所又は事務所の名称及び所在地
The following documents must accompany the written application for designation referred to in the preceding paragraph:
前項の指定申請書には、次に掲げる書類を添付しなければならない。
a document pledging that the applicant satisfies the requirements set forth in paragraph (1), items (iii) and (iv) of the preceding Article;
the articles of incorporation and the corporation's certificate of registered information (including anything equivalent to these);
定款及び法人の登記事項証明書(これらに準ずるものを含む。)
documents stating matters relevant to the organization;
組織に関する事項を記載した書類
an inventory of property, balance sheet, and any other documents clarifying that the applicant has the necessary financial basis for conducting dispute resolution services, etc. which are specified by Cabinet Office Order;
財産目録、貸借対照表その他の紛争解決等業務を行うために必要な経理的な基礎を有することを明らかにする書類であつて内閣府令で定めるもの
the documents prescribed in paragraph (2) of the preceding Article and any other documents specified by Cabinet Office Order as evidencing that the applicant satisfies the requirements set forth in paragraph (1), item (viii) of that Article; and
other documents specified by Cabinet Office Order.
その他内閣府令で定める書類
In the case referred to in the preceding paragraph, if the articles of incorporation, inventory of property, or balance sheet has been prepared as an electronic or magnetic record, such electronic or magnetic record may accompany the written application for designation in lieu of the written document.
Read this with the articles around it
(Designation of a Person that Conducts Dispute Resolution Services)
At the application of a person satisfying the following requirements, the Prime Minister may designate that person as a person that conducts dispute resolution services, etc.:
内閣総理大臣は、次に掲げる要件を備える者を、その申請により、紛争解決等業務を行う者として、指定することができる。
Open this provision(Designation of a Person that Conducts Dispute Resolution Services)
it does not fall under a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Attorneys Act…
この法律若しくは弁護士法(昭和二十四年法律第二百五号)又はこれらに相当する外国の法令の規定に違反し、罰金の刑(これに相当する外国の法令による刑を含む。)に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者でないこと。
Open this provision(Designation of a Person that Conducts Dispute Resolution Services)
it has no officer (including the representative or administrator of an organization without legal personality for which a representative or administrator has been designated; hereinafter the same…
役員(法人でない団体で代表者又は管理人の定めのあるものの代表者又は管理人を含む。以下この章において同じ。)のうちに、次のいずれかに該当する者がないこと。
Open this provision(Designation of a Person that Conducts Dispute Resolution Services)
the result of the hearing of opinions held pursuant to the following paragraph is that the proportion of the number of persons and firms involved in financial instruments transactions that have…
次項の規定により意見を聴取した結果、手続実施基本契約の解除に関する事項その他の手続実施基本契約の内容(第百五十六条の四十四第二項各号に掲げる事項を除く。)その他の業務規程の内容(同条第三項の規定によりその内容とするものでなければならないこととされる事項並びに同条第四項各号及び第五項第一号に掲げる基準に適合するために必…
Open this provision(Designation of a Person that Conducts Dispute Resolution Services)
A person seeking to file the application referred to in the preceding paragraph must explain the contents of the operational rules to persons and firms involved in financial instruments transactions…
前項の申請をしようとする者は、あらかじめ、内閣府令で定めるところにより、金融商品取引関係業者に対し、業務規程の内容を説明し、これについて異議がないかどうかの意見(異議がある場合には、その理由を含む。)を聴取し、及びその結果を記載した書類を作成しなければならない。
Open this provision(Application for Designation)
A person seeking designation under paragraph (1) of the preceding Article must submit a written application for designation to the Prime Minister, in which it states the following particulars:
前条第一項の規定による指定を受けようとする者は、次に掲げる事項を記載した指定申請書を内閣総理大臣に提出しなければならない。
Open this provision(Application for Designation)
The following documents must accompany the written application for designation referred to in the preceding paragraph:
前項の指定申請書には、次に掲げる書類を添付しなければならない。
Open this provisionelectronic or magnetic recordmachine translation
「電磁的記録」
A record made in electronic, magnetic or any other form people cannot perceive directly, for use in computer processing.
Defined inArticle 13, paragraph (5)
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
dispute resolution services, etc.
「紛争解決等業務」
The work of complaint processing procedures (苦情処理手続) and dispute resolution procedures (紛争解決手続), and work incidental to it.
Defined inArticle 156-38, paragraph (11)· applies only in this chapter
category of dispute resolution services
「紛争解決等業務の種別」
The kind of business — specified type-I financial instruments business (特定第一種金融商品取引業務), specified type-II financial instruments business, specified investment advisory and agency business, specified investment management business, specified services of a registered financial institution, or specified services of a securities finance company — to which a body's dispute resolution services (紛争解決等業務) relate.
Defined inArticle 156-38, paragraph (12)· applies only in this chapter
operational rules
「業務規程」
The rules a designated dispute resolution organization (指定紛争解決機関) sets for carrying out its dispute resolution services, etc. (紛争解決等業務).
Short name set inArticle 156-39, paragraph (1), item (vii)
articles of incorporation
定款
A company's own basic rules, written by its founders when it is formed: at least its purpose, its trade name, where its head office is, the value of the property contributed at incorporation and who the founders are (Companies Act, Article 27). A stock company's must be certified by a notary before it takes effect (Article 30, paragraph (1)), and can later be changed by a resolution of the shareholders meeting (Article 466). Many rules in the Act apply "unless the articles of incorporation provide otherwise", so a company's articles decide a great deal of how the Act applies to it.
Written by AI using Companies Act, Arts. 26, 27, 30, 466, 575 as a reference.
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.