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Article 943Grounds for Disqualification

第九百四十三条(欠格事由)

A person who falls under any one of the following categories of persons may not obtain the registration:

次のいずれかに該当する者は、登録を受けることができない。

Changes by (Act No. 64 of 2026)

a person who has been sentenced to a fine or a severer punishment for the violation of the provisions of this Section or the provisions of Article 955, paragraph (1) as applied mutatis mutandis pursuant to , Article 50-2, paragraph (10) and Article 66-40, paragraph (6) of the Financial Instruments and Exchange Act, and , , , (including the cases where it is applied mutatis mutandis pursuant to and and ), (including the cases where it is applied mutatis mutandis pursuant to and , , and ), , , , , , (including the cases where it is applied mutatis mutandis pursuant to ) and , (including the cases where it is applied mutatis mutandis pursuant to ), , (including the cases where it is applied mutatis mutandis pursuant to ), , , , (including the cases where it is applied mutatis mutandis pursuant to ), Article 25-23-2, paragraph (6) of the Act on Public Consultants on Social and Labor Insurance (Act No. 89 of 1968), , Article 49-2, paragraph (2) and Article 52-60-36, paragraph (7) of the Banking Act (including the cases where it is applied mutatis mutandis pursuant to and ), and , , , , , , Article 20, paragraph (4), Article 61, paragraph (7), Article 62-25, paragraph (7), and Article 63-20, paragraph (7) of the Payment Services Act (Act No. 59 of 2009), and (including the cases where it is applied mutatis mutandis pursuant to ) (hereinafter collectively referred to as the "electronic public notice related provisions" in this Section) or the violation of an order based on the provisions of this Section and where two years have yet to elapse from the day on which the execution of the sentence has been completed or the sentence has become no longer applicable;

この節の規定若しくは、金融商品取引法第五十条の二第十項及び第六十六条の四十第六項、及び、、、(並びに及びにおいて準用する場合を含む。)、(並びに、及びにおいて準用する場合を含む。)、、、、、、(において準用する場合を含む。)及び、(において準用する場合を含む。)、、(において準用する場合を含む。)、、、、(において準用する場合を含む。)、社会保険労務士法(昭和四十三年法律第八十九号)第二十五条の二十三の二第六項、、銀行法第四十九条の二第二項及び第五十二条の六十の三十六第七項(及びにおいて準用する場合を含む。)、及び、、、、、、資金決済に関する法律(平成二十一年法律第五十九号)第二十条第四項、第六十一条第七項、第六十二条の二十五第七項及び第六十三条の二十第七項並びに(において準用する場合を含む。)(以下この節において「電子公告関係規定」と総称する。)において準用する第九百五十五条第一項の規定又はこの節の規定に基づく命令に違反し、罰金以上の刑に処せられ、その執行を終わり、又は執行を受けることがなくなった日から二年を経過しない者

a person whose registration has been rescinded pursuant to the provisions of Article 954 and where two years have yet to elapse from the day of the rescission; or

第九百五十四条の規定により登録を取り消され、その取消しの日から二年を経過しない者

a corporation where the directors, etc. engaged in the business thereof (meaning directors, executive officers, members executing business, inspectors, company auditors or persons equivalent thereto; the same applies in Article 947) include a person who falls under any one of the preceding two items.

法人であって、その業務を行う理事等(理事、取締役、執行役、業務を執行する社員、監事若しくは監査役又はこれらに準ずる者をいう。第九百四十七条において同じ。)のうちに前二号のいずれかに該当する者があるもの

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