Article 245Status as Share Option Holder
第二百四十五条(新株予約権者となる日)
The persons set forth in the following items become the share option holders of the share options for subscription provided for in relevant items on the day of allotment:
applicants:the share options for subscription allotted by the stock company; and
persons who subscribed for the total number of the share options for subscription under the provisions of Article 244, paragraph (1):the share options for subscription for which those persons have subscribed.
第二百四十四条第一項の契約により募集新株予約権の総数を引き受けた者 その者が引き受けた募集新株予約権
If share options for subscription are attached to bonds with share option, the persons who become share option holders under the provisions of the preceding paragraph become the holders of bonds constituting the bonds with share option to which relevant share options for subscription are attached.
Subsection 3 Payments for Share Options for Subscription
第三款 募集新株予約権に係る払込み
第二百四十六条
In the cases provided for under Article 238, paragraph (1), item (iii), holders of share options must pay the entire amount to be paid in for the share options for subscription for which the holders respectively subscribed, at the place for the handling of bank, etc. payments designated by the stock company, no later than the day immediately preceding the first day of the period provided for under Article 236, paragraph (1), item (iv) for share options for subscription (or, in the cases provided for under Article 238, paragraph (1), item (v), no later than the date under that item; in paragraph (3) referred to as the "payment date").
第二百三十八条第一項第三号に規定する場合には、新株予約権者は、募集新株予約権についての第二百三十六条第一項第四号の期間の初日の前日(第二百三十八条第一項第五号に規定する場合にあっては、同号の期日。第三項において「払込期日」という。)までに、株式会社が定めた銀行等の払込みの取扱いの場所において、それぞれの募集新株予約権の払込金額の全額を払い込まなければならない。
Notwithstanding the provisions of the preceding paragraph, share option holders may, with the approval of the stock company, tender property other than monies equivalent to the amount to be paid in or set off their claims against relevant stock company, in lieu of payment under the provisions of that paragraph.
In the cases provided for under Article 238, paragraph (1), item (iii), share option holders may not exercise the share options for subscription unless they pay in the entire amount to be paid in for their respective share options for subscription (including tendering property other than monies or setting off claims against relevant stock company in lieu of relevant payment) no later than the payment date with respect to relevant share options for subscription.
第二百三十八条第一項第三号に規定する場合には、新株予約権者は、募集新株予約権についての払込期日までに、それぞれの募集新株予約権の払込金額の全額の払込み(当該払込みに代えてする金銭以外の財産の給付又は当該株式会社に対する債権をもってする相殺を含む。)をしないときは、当該募集新株予約権を行使することができない。
Subsection 4 Demand for Discontinuation of Issue of Share Options for Subscription
第四款 募集新株予約権の発行をやめることの請求
第二百四十七条
In the following cases, if shareholders are likely to suffer any disadvantage, shareholders may demand that the stock company discontinue an issue of the share options relating to solicitation under Article 238, paragraph (1):
次に掲げる場合において、株主が不利益を受けるおそれがあるときは、株主は、株式会社に対し、第二百三十八条第一項の募集に係る新株予約権の発行をやめることを請求することができる。
if relevant issuance of share options violates laws and regulations or the articles of incorporation; or
当該新株予約権の発行が法令又は定款に違反する場合
if relevant issuance of share options is effected by using a method that is extremely unfair.
当該新株予約権の発行が著しく不公正な方法により行われる場合
Subsection 5 Miscellaneous Provisions
第五款 雑則
第二百四十八条
The provisions of Article 676 through Article 680 do not apply to the solicitation of subscribers for the bonds with respect to the bonds with share option.
第六百七十六条から第六百八十条までの規定は、新株予約権付社債についての社債を引き受ける者の募集については、適用しない。
Section 3 Share Option Register
第三節 新株予約権原簿
Article 249Share Option Register
第二百四十九条(新株予約権原簿)
A stock company must, without delay after the day share options are issued, prepare a share option register and enter or record, in accordance with the categories of share options set forth in the following items, the information set forth in these items (hereinafter referred to as "information required to be entered in the share option register"):
株式会社は、新株予約権を発行した日以後遅滞なく、新株予約権原簿を作成し、次の各号に掲げる新株予約権の区分に応じ、当該各号に定める事項(以下「新株予約権原簿記載事項」という。)を記載し、又は記録しなければならない。
share options for which bearer form share option certificates are issued (hereinafter in this Chapter referred to as "bearer share options"):the serial numbers of relevant share option certificates and the features and number of relevant bearer share options; and
無記名式の新株予約権証券が発行されている新株予約権(以下この章において「無記名新株予約権」という。) 当該新株予約権証券の番号並びに当該無記名新株予約権の内容及び数
share options that are attached to any bonds with share options under a certificate that represents that bonds with share options (meaning a bond certificate representing a bonds with share options for which a certificate is issued (meaning a bonds with share options for which the stock company has established that it issues a bond certificate; hereinafter the same applies in this Chapter); the same applies hereinafter) has been issued in bearer form (hereinafter in this Chapter a bonds with share options represented by such a bearer-form bond certificate is referred to as a "bearer bonds with share options"):the serial number of the certificate representing the bonds with share options and the features and number of relevant share options; and
share options other than the share options set forth in the preceding two items: the following matters:
the names and addresses of the share option holders;
新株予約権者の氏名又は名称及び住所
the features and number of the share options held by the share option holders referred to in (a);
イの新株予約権者の有する新株予約権の内容及び数
the days when the share option holders referred to in (a) acquired the share options;
イの新株予約権者が新株予約権を取得した日
if the share options referred to in (b) are share options for which certificates are issued (meaning share options (excluding those attached to bonds with share options) for which the stock company has established that it issues share option certificates; hereinafter the same applies in this Chapter), the serial numbers of the share option certificates representing those share options (but only if the share option certificates have been issued); and
if the share options referred to in (b) are attached to a bonds with share options for which a certificate is issued, the serial number of the certificate that represents that bonds with share options (but only if the certificate representing the bonds with share options has been issued).
ロの新株予約権が証券発行新株予約権付社債に付されたものであるときは、当該新株予約権を付した新株予約権付社債(新株予約権付社債券が発行されているものに限る。)に係る新株予約権付社債券の番号
第二百五十条(新株予約権原簿記載事項を記載した書面の交付等)
A share option holder as referred to in item (iii), (a) of the preceding Article may file a request with the stock company to be issued a document showing the information required to be entered in the share option register which has been entered or recorded in the share option register with respect to that share option holder, or to be provided with the electronic or magnetic record in which the information required to be entered in the share option register has been recorded.
前条第三号イの新株予約権者は、株式会社に対し、当該新株予約権者についての新株予約権原簿に記載され、若しくは記録された新株予約権原簿記載事項を記載した書面の交付又は当該新株予約権原簿記載事項を記録した電磁的記録の提供を請求することができる。
The documents referred to in the preceding paragraph must be affixed with the signature, or name and seal, of the representative director of the stock company (referring to the representative executive officer for a company with nominating committee, etc.; the same applies in the following paragraph).
前項の書面には、株式会社の代表取締役(指名委員会等設置会社にあっては、代表執行役。次項において同じ。)が署名し、又は記名押印しなければならない。
With respect to the electronic or magnetic record referred to in paragraph (1), the representative director of the stock company must implement measures in lieu of the affixation of signature, or name and seal, prescribed by Ministry of Justice Order.
The provisions of the preceding three paragraphs do not apply to share options for which certificates are issued or share options attached to a bonds with share options for which a certificate is issued.
前三項の規定は、証券発行新株予約権及び証券発行新株予約権付社債に付された新株予約権については、適用しない。
Article 251Administration of the Share Option Register
第二百五十一条(新株予約権原簿の管理)
For the purpose of the application of Article 123 if a stock company issues share options, in that Article, the phrase "shareholder register administrator" is deemed to be replaced with "shareholder and share option register administrator" and the phrase "administer the shareholder register" is deemed to be replaced with "administer the shareholder register and the share option register".
Article 252Keeping and Making Available for Inspection of Share Option Register
第二百五十二条(新株予約権原簿の備置き及び閲覧等)
A stock company must keep the share option register at its head office (or, if it has a shareholder register administrator, at its business office).
株式会社は、新株予約権原簿をその本店(株主名簿管理人がある場合にあっては、その営業所)に備え置かなければならない。
Shareholders and creditors may submit the following requests at any time during the business hours of the stock company. In these cases, the reasons for relevant requests must be disclosed:
株主及び債権者は、株式会社の営業時間内は、いつでも、次に掲げる請求をすることができる。この場合においては、当該請求の理由を明らかにしてしなければならない。
if the share option register is prepared in writing, a request for the inspection or copying of relevant document;
新株予約権原簿が書面をもって作成されているときは、当該書面の閲覧又は謄写の請求
if the share option register has been prepared as an electronic or magnetic record, a request to inspect or copy anything that is used in a manner prescribed by Ministry of Justice Order to display the information recorded in that electronic or magnetic record.
新株予約権原簿が電磁的記録をもって作成されているときは、当該電磁的記録に記録された事項を法務省令で定める方法により表示したものの閲覧又は謄写の請求
If a request referred to in the preceding paragraph is made, a stock company may not refuse this request unless it falls under any of the following:
株式会社は、前項の請求があったときは、次のいずれかに該当する場合を除き、これを拒むことができない。
the shareholder or creditor who made relevant request (hereinafter in this paragraph referred to as the "requestor") submitted the request for other purposes than research on securing or exercising their rights;
当該請求を行う株主又は債権者(以下この項において「請求者」という。)がその権利の確保又は行使に関する調査以外の目的で請求を行ったとき。
the requestor made the request with the purpose of interfering with the execution of the operations of relevant stock company or prejudicing the common benefit of the shareholders;
請求者が当該株式会社の業務の遂行を妨げ、又は株主の共同の利益を害する目的で請求を行ったとき。
the requestor made the request in order to notify the facts learned by inspecting or copying the share option register to third parties for profit; or
請求者が新株予約権原簿の閲覧又は謄写によって知り得た事実を利益を得て第三者に通報するため請求を行ったとき。
the requestor is a person who has notified the facts learned by reviewing or copying the share option register to third parties for profit in the immediately preceding two years.
請求者が、過去二年以内において、新株予約権原簿の閲覧又は謄写によって知り得た事実を利益を得て第三者に通報したことがあるものであるとき。
If it is necessary for the purpose of exercising the rights of a member of the parent company of a stock company, the relevant member of the parent company may, with the permission of the court, make the requests set forth in each item of paragraph (2) with respect to the share option register of relevant stock company. In these cases, the reasons for relevant requests must be disclosed.
The court may not grant the permission referred to in the preceding paragraph if any circumstance provided for in any item of paragraph (3) applies to the member of the parent company referred to in the preceding paragraph.
Article 253Notices to Share Option Holders
第二百五十三条(新株予約権者に対する通知等)
It is sufficient for a notice or demand to holders of share options to be sent by a stock company to the addresses of relevant holders of share options which have been entered or recorded in the share option register (or, if relevant share option holders notify relevant stock company of a different place or contact address for the receipt of notices or demands, to relevant place or contact address).
株式会社が新株予約権者に対してする通知又は催告は、新株予約権原簿に記載し、又は記録した当該新株予約権者の住所(当該新株予約権者が別に通知又は催告を受ける場所又は連絡先を当該株式会社に通知した場合にあっては、その場所又は連絡先)にあてて発すれば足りる。
The notices or demands referred to in the preceding paragraph are deemed to have arrived at the time when that notice or demand should normally have arrived.
前項の通知又は催告は、その通知又は催告が通常到達すべきであった時に、到達したものとみなす。
If a share option is co-owned by two or more persons, the co-owners must specify one person who receives the notice or demand sent by the stock company to the share option holders and notify relevant stock company of the name of that person. In this case, that person is deemed to be the share option holder and the provisions of the preceding two paragraphs apply.
If there is no notice by co-owners pursuant to the provisions of the preceding paragraph, it is sufficient for a notice or demand sent by a stock company to the co-owners of the share options if it is sent to one of them.
Section 4 Transfers of Share Options
第四節 新株予約権の譲渡等
Subsection 1 Transfers of Share Options
第一款 新株予約権の譲渡
Article 254Transfers of Share Options
第二百五十四条(新株予約権の譲渡)
Share option holders may transfer the share options held by the same.
新株予約権者は、その有する新株予約権を譲渡することができる。
Notwithstanding the provisions of the preceding paragraph, share options attached to bonds with share option may not be transferred on a stand-alone basis; provided, however, that this does not apply if the bonds with respect to relevant bonds with share option are extinguished.
bonds with respect to bonds with share option may not be transferred on a stand-alone basis; provided, however, that this does not apply if the share options attached to relevant bonds with share option are extinguished.
Article 255Transfers of Share Options for Which Certificates Are Issued
第二百五十五条(証券発行新株予約権の譲渡)
Transfers of share options for which certificates are issued do not become effective unless the share option certificates representing the share options for which relevant certificates are issued are delivered; provided, however, that this does not apply to transfers of share options for which certificates are issued that arise out of the disposition of own share options (meaning own share options that the stock company holds; hereinafter the same applies in this Chapter).
Transfers of share options attached to a bonds with share options for which a certificate is issued do not become effective unless the certificate representing the bonds with share options for which such a certificate is issued is delivered; provided, however, that this does not apply to transfers of share options attached to own bonds with share option (meaning own bonds with share option that the stock company holds; hereinafter the same applies in this Article and the following Article) that arise out of the disposition of relevant own bonds with share option.
証券発行新株予約権付社債に付された新株予約権の譲渡は、当該証券発行新株予約権付社債に係る新株予約権付社債券を交付しなければ、その効力を生じない。ただし、自己新株予約権付社債(株式会社が有する自己の新株予約権付社債をいう。以下この条及び次条において同じ。)の処分による当該自己新株予約権付社債に付された新株予約権の譲渡については、この限りでない。
Article 256Special Provisions on Disposition of Own Share Option
第二百五十六条(自己新株予約権の処分に関する特則)
A stock company must, without delay after the day of the disposition of its own share options (limited to share options for which certificates are issued), deliver the share option certificates to the persons who acquired relevant own share options.
Notwithstanding the provisions of the preceding paragraph, a stock company may elect to not deliver share option certificates under that paragraph until the persons under that paragraph so request.
A stock company must, without delay after the day of the disposition of its own bonds with share option (limited to a bonds with share options for which a certificate is issued), deliver the certificate representing the bonds with share options to the persons who acquire relevant own bonds with share option.
株式会社は、自己新株予約権付社債(証券発行新株予約権付社債に限る。)を処分した日以後遅滞なく、当該自己新株予約権付社債を取得した者に対し、新株予約権付社債券を交付しなければならない。
The provisions of Article 687 do not apply to the transfer of bonds with respect to the own bonds with share option arising from the disposition of relevant own bonds with share option.
第六百八十七条の規定は、自己新株予約権付社債の処分による当該自己新株予約権付社債についての社債の譲渡については、適用しない。