Section 2 Shareholder Registers
第二節 株主名簿
Article 121Shareholder Registers
第百二十一条(株主名簿)
A stock company must prepare a shareholder register and enter or record the following information (hereinafter referred to as "information required to be entered in the shareholder register") in the same:
株式会社は、株主名簿を作成し、これに次に掲げる事項(以下「株主名簿記載事項」という。)を記載し、又は記録しなければならない。
the names and addresses of shareholders;
株主の氏名又は名称及び住所
the number of shares held by the shareholders referred to in the preceding item (or the classes of shares and number for each class for a company with class shares);
if the stock company is a share certificate-issuing company, the serial numbers of share certificates representing the shares (limited to those for which share certificates are issued) under item (ii).
第百二十二条(株主名簿記載事項を記載した書面の交付等)
A shareholder as referred to in item (i) of the preceding Article may file a request with the stock company to be issued a document showing the information required to be entered in the shareholder register which has been entered or recorded in the shareholder register with respect to that shareholder, or to be provided with the electronic or magnetic record in which the information required to be entered in the shareholder register has been recorded.
The documents referred to in the preceding paragraph must be affixed with the signature, or name and seal, of the representative director of the stock company (referring to the representative executive officer for a company with nominating committee, etc.; the same applies in the following paragraph).
前項の書面には、株式会社の代表取締役(指名委員会等設置会社にあっては、代表執行役。次項において同じ。)が署名し、又は記名押印しなければならない。
With respect to an electronic or magnetic record referred to in paragraph (1), the representative director of the stock company must implement measures in lieu of the affixing of the signature, or name and seal that is prescribed by Ministry of Justice Order.
The provisions of the preceding three paragraphs do not apply to a share certificate-issuing company.
Article 123Shareholder Register Administrator
第百二十三条(株主名簿管理人)
A stock company, in its articles of incorporation, may provide for the hiring of a shareholder register administrator (meaning a person to prepare, keep, and otherwise administer the shareholder register on behalf of the stock company; the same applies hereinafter), and may entrust that administrator with administering the same.
株式会社は、株主名簿管理人(株式会社に代わって株主名簿の作成及び備置きその他の株主名簿に関する事務を行う者をいう。以下同じ。)を置く旨を定款で定め、当該事務を行うことを委託することができる。
第百二十四条(基準日)
A stock company may, by prescribing a certain date (hereinafter in this Chapter referred to as a "record date"), prescribe the shareholders that have been entered or recorded in the shareholder register as of the record date (hereinafter in this Article referred to as "shareholders as of the record date") as the persons that may exercise their rights.
株式会社は、一定の日(以下この章において「基準日」という。)を定めて、基準日において株主名簿に記載され、又は記録されている株主(以下この条において「基準日株主」という。)をその権利を行使することができる者と定めることができる。
If a record date is to be established, the stock company must prescribe the content of the rights which the shareholders on the record date may exercise (limited to those which are exercised within three months from the record date).
If a stock company has prescribed a record date, it must give public notice of relevant record date and the matters prescribed pursuant to the provisions of the preceding paragraph no later than two weeks prior to relevant record date;provided, however, that this does not apply if the articles of incorporation provide for relevant record date and relevant matters.
If the rights that the shareholders on the record date may exercise are voting right at a shareholders meeting or general meeting of class shareholders, the stock company may prescribe some or all persons who acquire shares on or after relevant record date as persons who may exercise relevant right;provided, however, that these provisions may not prejudice the rights of the shareholders on the record date of relevant shares.
The provisions of paragraph (1) to paragraph (3) apply mutatis mutandis to the registered pledgees of shares provided for in Article 149, paragraph (1).
第一項から第三項までの規定は、第百四十九条第一項に規定する登録株式質権者について準用する。
Article 125Keeping and Making Available for Inspection of Shareholder Register
第百二十五条(株主名簿の備置き及び閲覧等)
A stock company must keep the shareholder register at its head office (or, if it has a shareholder register administrator, at its business office).
株式会社は、株主名簿をその本店(株主名簿管理人がある場合にあっては、その営業所)に備え置かなければならない。
Shareholders and creditors may make the following requests at any time during the business hours of the stock company. In these cases, the reasons for relevant requests must be disclosed:
株主及び債権者は、株式会社の営業時間内は、いつでも、次に掲げる請求をすることができる。この場合においては、当該請求の理由を明らかにしてしなければならない。
if the shareholder register is prepared in writing, a request for the inspection or copying of relevant document;
株主名簿が書面をもって作成されているときは、当該書面の閲覧又は謄写の請求
if the shareholder register has been prepared as an electronic or magnetic record, a request to inspect or copy anything that is used in a manner prescribed by Ministry of Justice Order to display the information recorded in that electronic or magnetic record.
株主名簿が電磁的記録をもって作成されているときは、当該電磁的記録に記録された事項を法務省令で定める方法により表示したものの閲覧又は謄写の請求
If a request in the preceding paragraph is made, a stock company may not refuse the request, except cases it falls under any of the following:
株式会社は、前項の請求があったときは、次のいずれかに該当する場合を除き、これを拒むことができない。
the shareholder or creditor who made relevant request (hereinafter in this paragraph referred to as the "requestor") made the request for other purposes than research on securing or exercising the requestor's rights;
当該請求を行う株主又は債権者(以下この項において「請求者」という。)がその権利の確保又は行使に関する調査以外の目的で請求を行ったとき。
the requestor made the request with the purpose of interfering with the execution of the operations of relevant stock company or prejudicing the common benefit of the shareholders;
請求者が当該株式会社の業務の遂行を妨げ、又は株主の共同の利益を害する目的で請求を行ったとき。
the requestor made the request in order to notify the facts learned by inspecting or copying the shareholder register to third parties for profit; or
請求者が株主名簿の閲覧又は謄写によって知り得た事実を利益を得て第三者に通報するため請求を行ったとき。
the requestor is a person who has notified the facts learned by inspecting or copying the shareholder register to third parties for profit in the immediately preceding two years.
請求者が、過去二年以内において、株主名簿の閲覧又は謄写によって知り得た事実を利益を得て第三者に通報したことがあるものであるとき。
If it is necessary for the purpose of exercising the rights of a member of the parent company of a stock company, the relevant member of the parent company may, with the permission of the court, make the requests in each item of paragraph (2) with respect to the shareholder register of relevant stock company. In these cases, the reasons for the requests must be disclosed.
The court may not grant the permission in the preceding paragraph if grounds provided for in any item of paragraph (3) apply to the member of the parent company in the preceding paragraph.
Article 126Notices to Shareholders
第百二十六条(株主に対する通知等)
It is sufficient for a notice or demand to shareholders to be sent by a stock company to the addresses of relevant shareholders stated or recorded in the shareholder register (or, if relevant shareholders notify relevant stock company of a different place or contact address for the receipt of notices or demands, to that place or contact address).
株式会社が株主に対してする通知又は催告は、株主名簿に記載し、又は記録した当該株主の住所(当該株主が別に通知又は催告を受ける場所又は連絡先を当該株式会社に通知した場合にあっては、その場所又は連絡先)にあてて発すれば足りる。
The notices or demand in the preceding paragraph are deemed to have arrived at the time when that notice or demand should normally have arrived.
前項の通知又は催告は、その通知又は催告が通常到達すべきであった時に、到達したものとみなす。
If a share is co-owned by two or more persons, the co-owners must specify one person to receive the notices or demand sent by the stock company to shareholders and notify relevant stock company of the name of that person. In these cases, that person is deemed to be the shareholder and the provisions of the preceding two paragraphs apply.
株式が二以上の者の共有に属するときは、共有者は、株式会社が株主に対してする通知又は催告を受領する者一人を定め、当該株式会社に対し、その者の氏名又は名称を通知しなければならない。この場合においては、その者を株主とみなして、前二項の規定を適用する。
If there is no notice by co-owners under the provisions of the preceding paragraph, it is sufficient for a notice or demand sent by a stock company to the co-owners of the shareholders if it is sent to one of them.
前項の規定による共有者の通知がない場合には、株式会社が株式の共有者に対してする通知又は催告は、そのうちの一人に対してすれば足りる。
The provisions of each of the preceding two paragraphs apply mutatis mutandis to cases where, when the notice referred to in Article 299, paragraph (1) (including the case where it is applied mutatis mutandis in Article 325) is given, a document is delivered to shareholders or matters to be stated in relevant document are provided to shareholders by electronic or magnetic means. In these cases, the phrase "to have arrived" in paragraph (2) is deemed to be replaced with "to have been effected by delivery of relevant documents or the provision of relevant matters by electronic or magnetic means".
前各項の規定は、第二百九十九条第一項(第三百二十五条において準用する場合を含む。)の通知に際して株主に書面を交付し、又は当該書面に記載すべき事項を電磁的方法により提供する場合について準用する。この場合において、第二項中「到達したもの」とあるのは、「当該書面の交付又は当該事項の電磁的方法による提供があったもの」と読み替えるものとする。