Article 148Entries in Shareholder Register
第百四十八条(株主名簿の記載等)
A person who pledges shares may request that the stock company enter or record the following matters in the shareholder register:
株式に質権を設定した者は、株式会社に対し、次に掲げる事項を株主名簿に記載し、又は記録することを請求することができる。
the name and address of the pledgee;
質権者の氏名又は名称及び住所
the shares underlying the pledge.
質権の目的である株式
Article 149Delivery of Documents Showing the Information Entered in the Shareholder Register
第百四十九条(株主名簿の記載事項を記載した書面の交付等)
A pledgee whose information as set forth in the items of the preceding Article has been entered or recorded in the shareholder register (hereinafter referred to as a "registered pledgee of shares") may file a request with the stock company to be issued a document showing the information set forth in the items of that Article which has been entered or recorded in the shareholder register with respect to that registered pledgee of shares, or to be provided with the electronic or magnetic record in which that information has been recorded.
The documents in the preceding paragraph must be affixed with the signature, or name and seal, of the representative director of the stock company (the representative executive officer for a company with nominating committee, etc.; the same applies in the following paragraph).
前項の書面には、株式会社の代表取締役(指名委員会等設置会社にあっては、代表執行役。次項において同じ。)が署名し、又は記名押印しなければならない。
With respect to an electronic or magnetic record referred to in paragraph (1), the representative director of the stock company must implement measures in lieu of the affixation of signature, or name and seal prescribed by Ministry of Justice Order.
The provisions of the preceding three paragraphs do not apply to a share certificate-issuing company.
Article 150Notices to Registered Pledgees of Shares
第百五十条(登録株式質権者に対する通知等)
It is sufficient for a notice or demand to a registered pledgee of shares to be sent by a stock company to the addresses of relevant registered pledgee of shares which have been entered or recorded in the shareholder register (or, if relevant registered pledgee of shares notifies the stock company of any different place or contact address for the receipt of notices or demands, to the place or contact address).
株式会社が登録株式質権者に対してする通知又は催告は、株主名簿に記載し、又は記録した当該登録株式質権者の住所(当該登録株式質権者が別に通知又は催告を受ける場所又は連絡先を当該株式会社に通知した場合にあっては、その場所又は連絡先)にあてて発すれば足りる。
The notices or demands referred to in the preceding paragraph are deemed to have arrived at the time when the notice or demand should normally have arrived.
前項の通知又は催告は、その通知又は催告が通常到達すべきであった時に、到達したものとみなす。
Article 151Effect of Pledging Shares
第百五十一条(株式の質入れの効果)
If a stock company carries out any of the acts set forth below, the pledge for shares is effective with respect to the monies, etc. (meaning monies and other properties; the same applies hereinafter) which the shareholders of relevant shares are entitled to receive as a result of relevant act:
株式会社が次に掲げる行為をした場合には、株式を目的とする質権は、当該行為によって当該株式の株主が受けることのできる金銭等(金銭その他の財産をいう。以下同じ。)について存在する。
the acquisition of shares with put options pursuant to the provisions Article 167, paragraph (1);
the acquisition of shares subject to call pursuant to the provisions of Article 170, paragraph (1);
the acquisition of shares subject to class-wide call provided for in Article 171, paragraph (1) pursuant to the provisions of Article 173, paragraph (1);
第百七十三条第一項の規定による第百七十一条第一項に規定する全部取得条項付種類株式の取得
consolidation of shares;
株式の併合
share split;
株式の分割
allotment of shares without contribution provided for in Article 185;
allotment of share options without contribution provided for in Article 277;
第二百七十七条に規定する新株予約権無償割当て
dividends of surplus;
剰余金の配当
distribution of residual assets;
残余財産の分配
merger (but only if the stock company disappears in the merger);
合併(合併により当該株式会社が消滅する場合に限る。)
acquisition of shares (excluding the acts set forth in item (i) through item (iii)).
株式の取得(第一号から第三号までに掲げる行為を除く。)
If a special controlling shareholder (meaning a special controlling shareholder as prescribed in Article 179, paragraph (1); the same applies in Article 154, paragraph (3)) acquires shares subject to cash-out (meaning shares subject to cash-out prescribed in Article 179-2, paragraph (1), item (ii); hereinafter the same applies in this paragraph) by demand for cash-out (meaning demand for cash-out as prescribed in Article 179, paragraph (2)), the pledge for shares subject to cash-out is effective for monies that shareholders of relevant shares subject to the cash-out can receive by relevant acquisition.
特別支配株主(第百七十九条第一項に規定する特別支配株主をいう。第百五十四条第三項において同じ。)が株式売渡請求(第百七十九条第二項に規定する株式売渡請求をいう。)により売渡株式(第百七十九条の二第一項第二号に規定する売渡株式をいう。以下この項において同じ。)の取得をした場合には、売渡株式を目的とする質権は、当該取得によって当該売渡株式の株主が受けることのできる金銭について存在する。
第百五十二条
If a stock company (excluding a share certificate-issuing company; hereinafter the same applies in this Article) carries out the acts set forth in paragraph (1), item (i) through item (iii) of the preceding Article (limited to the cases where relevant stock company delivers the shares when carrying out relevant acts), or carries out the act set forth in item (vi) of that paragraph, if the pledgees of the pledges under that paragraph are registered pledgees of shares (excluding those for whom the information set forth in each item of Article 148 has been entered or recorded in the shareholder register because of a request pursuant to the provisions of Article 218, paragraph (5); hereinafter the same applies in this Subsection), the names and addresses of relevant pledgees must be entered or recorded in the shareholder register with respect to the shares under paragraph (1) of the preceding Article that the shareholders are entitled to receive.
If the consolidation of shares has been effected, if the pledgees of the pledge under paragraph (1) of the preceding Article are registered pledgees of shares, the stock company must state or record the names and addresses of the pledgees with respect to the shares that have been consolidated.
If the share split has been effected, if the pledgees of the pledge under paragraph (1) of the preceding Article are registered pledgees of shares, the stock company must state or record the names and addresses of the pledgees with respect to the shares that have been split.
第百五十三条
In the cases provided for in paragraph (1) of the preceding Article, the share certificate-issuing company must deliver the share certificates representing the shares that the shareholders under Article 151, paragraph (1) receive to the registered pledgees of shares.
In the cases provided for in paragraph (2) of the preceding Article, the share certificate-issuing company must deliver the share certificates representing the shares that have been consolidated to the registered pledgees of shares.
In the cases provided for in paragraph (3) of the preceding Article, the share certificate-issuing company must deliver the share certificates that will be newly issued with respect to the shares that have been split to the registered pledgees of shares.
第百五十四条
Registered pledgees of shares may receive the monies, etc. (limited to monies) under Article 151, paragraph (1), or monies under paragraph (2) of that Article, and appropriate them as payment to satisfy their own claims in priority to other creditors.
If a stock company performs the acts set forth in the following items, if the claims under the preceding paragraph have not yet become due and payable, the registered pledgees of shares may have the person specified in each of those items deposit an amount equivalent to the value of the monies, etc. provided for in that paragraph. In these cases, the pledge is effective with respect to the monies so deposited:
acts set forth in Article 151, paragraph (1), items (i) through (vi), item (viii), item (ix), or item (xiv):that stock company;
第百五十一条第一項第一号から第六号まで、第八号、第九号又は第十四号に掲げる行為 当該株式会社
merger (but only if the stock company disappears in the merger):the company surviving the absorption-type merger as prescribed in Article 749, paragraph (1) or the company incorporated in the consolidation-type merger as prescribed in Article 753, paragraph (1);
合併(合併により当該株式会社が消滅する場合に限る。) 第七百四十九条第一項に規定する吸収合併存続会社又は第七百五十三条第一項に規定する新設合併設立会社
share exchange:the wholly owning parent company resulting from the share exchange prescribed in Article 767; or
In the case prescribed in Article 151, paragraph (2), if the claim under paragraph (1) has not yet come due and payable, a registered pledgee of shares may have the special controlling shareholders deposit an amount equivalent to the value of the monies under paragraph (2) of that Article. In this case, the pledge is effective with respect to the monies so deposited
Subsection 4 Perfection of Shares That Belong to the Trust Property
第四款 信託財産に属する株式についての対抗要件等
第百五十四条の二
With regard to shares, it may not be perfected that relevant shares belong to the trust property against the stock company and other third parties unless the fact that relevant shares belong to the trust property is entered or recorded in the shareholder register
株式については、当該株式が信託財産に属する旨を株主名簿に記載し、又は記録しなければ、当該株式が信託財産に属することを株式会社その他の第三者に対抗することができない。
When shares held by shareholders under Article 121, item (i) belong to the trust property, it may request the stock company to enter or record to that effect in the shareholder register.
第百二十一条第一号の株主は、その有する株式が信託財産に属するときは、株式会社に対し、その旨を株主名簿に記載し、又は記録することを請求することができる。
For the purpose of the application of the provisions of Article 122, paragraph (1) and Article 132 if the entry or record is made pursuant to the provisions of the preceding paragraph in the shareholder register, the phrase "information required to be entered in the shareholder register which has been entered or recorded in the shareholder register with respect to that shareholder" in Article 122, paragraph (1) is deemed to be replaced with "information required to be entered in the shareholder register which has been entered or recorded in the shareholder register with respect to that shareholder (including the fact that shares held by that shareholder belong to the trust property)" and the phrase "information that is required to be entered in the shareholder register in respect of any shareholder holding shares as referred to in that item" in Article 132 is deemed to be replaced with "information required to be entered in the shareholder register in respect of any shareholder holding shares as referred to in that item (including the fact that shares held by that shareholder belongs to the trust property)".
The provisions of the preceding three paragraphs do not apply to a share certificate-issuing company.