Article 293Public Notice in Relation to Submission of Share Option Certificates
第二百九十三条(新株予約権証券の提出に関する公告等)
If a stock company carries out an act set forth in the following items, if it has issued share option certificates representing the share options provided for in relevant items (if relevant share options are attached to bonds with share option, the certificate representing the bonds with share options representing relevant bonds with share options; hereinafter the same applies in this Subsection), relevant stock company must, more than one month prior to the day when relevant act takes effect(in cases of performing the action set forth in item (i), the acquisition day prescribed in Article 179-2, paragraph (1), item (v); hereinafter referred to as "share option certificate submission day"), give public notice to the effect that relevant share option certificates must be submitted to relevant stock company before share option certificate submission day, and a separate notice to that effect to each holder of relevant share options and each registered pledgee of relevant share options:
株式会社が次の各号に掲げる行為をする場合において、当該各号に定める新株予約権に係る新株予約権証券(当該新株予約権が新株予約権付社債に付されたものである場合にあっては、当該新株予約権付社債に係る新株予約権付社債券。以下この款において同じ。)を発行しているときは、当該株式会社は、当該行為の効力が生ずる日(第一号に掲げる行為をする場合にあっては、第百七十九条の二第一項第五号に規定する取得日。以下この条において「新株予約権証券提出日」という。)までに当該株式会社に対し当該新株予約権証券を提出しなければならない旨を新株予約権証券提出日の一箇月前までに、公告し、かつ、当該新株予約権の新株予約権者及びその登録新株予約権質権者には、各別にこれを通知しなければならない。
approval referred to in Article 179-3, paragraph (1):share options subject to the cash-out;
acquisitions of share options subject to call:relevant share options subject to call;
取得条項付新株予約権の取得 当該取得条項付新株予約権
merger (but only if the stock company disappears in the merger):all share options;
合併(合併により当該株式会社が消滅する場合に限る。) 全部の新株予約権
absorption-type company split:share options in absorption-type split agreement provided for in Article 758, item (v), (a);
吸収分割 第七百五十八条第五号イに規定する吸収分割契約新株予約権
incorporation-type company split:share options in the incorporation-type company split plan provided for in Article 763, paragraph (1), item (x), (a);
新設分割 第七百六十三条第一項第十号イに規定する新設分割計画新株予約権
share exchange:share options in share exchange agreement provided for in Article 768, paragraph (1), item (iv), (a); or
株式交換 第七百六十八条第一項第四号イに規定する株式交換契約新株予約権
share transfer:share options in share transfer plan provided for in Article 773, paragraph (1), item (ix), (a).
株式移転 第七百七十三条第一項第九号イに規定する株式移転計画新株予約権
If a stock company takes an action set forth in one of the following items and a person fails to submit share option certificates to the stock company by the share option certificate submission day, the person specified in each of those items may refuse to deliver the monies, etc. that the holder of the share options represented by those share option certificates is entitled to receive as a result of that act (if it takes the action set forth in item (i), this means monies, etc. that the holder is entitled to receive as a result of the acquisition of the share options that are subject to the cash-out based on the demand for a share option cash-out) until the share option certificates are submitted:
the approval referred to in Article 179-3, paragraph (1):a special controlling shareholder;
acquisition of share options subject to call:that stock company;
取得条項付新株予約権の取得 当該株式会社
entity conversion:membership company after the entity conversion prescribed in Article 744, paragraph (1), item (i);
組織変更 第七百四十四条第一項第一号に規定する組織変更後持分会社
merger (but only if the stock company disappears in the merger):the company surviving the absorption-type merger as prescribed in Article 749, paragraph (1) or the company incorporated in the consolidation-type merger as prescribed in Article 753, paragraph (1);
合併(合併により当該株式会社が消滅する場合に限る。) 第七百四十九条第一項に規定する吸収合併存続会社又は第七百五十三条第一項に規定する新設合併設立会社
absorption-type company split:the company succeeding in the absorption-type split as prescribed in Article 758, item (i);
吸収分割 第七百五十八条第一号に規定する吸収分割承継株式会社
incorporation-type company split:the stock company incorporated in the incorporation-type split as prescribed in Article 763, paragraph (1), item (i);
新設分割 第七百六十三条第一項第一号に規定する新設分割設立株式会社
share exchange:the wholly owning parent stock company resulting from the share exchange as prescribed in Article 768, paragraph (1), item (i); and
株式交換 第七百六十八条第一項第一号に規定する株式交換完全親株式会社
share transfer:the wholly owning parent company incorporated in a share transfer as prescribed in Article 773, paragraph (1), item (i).
株式移転 第七百七十三条第一項第一号に規定する株式移転設立完全親会社
The share option certificates representing the share options provided for in each item of paragraph (1) become invalid on the share option certificate submission day.
第一項各号に定める新株予約権に係る新株予約権証券は、新株予約権証券提出日に無効となる。
The cost of public notice and notice pursuant to the provisions of paragraph (1), item (i) is paid by a special controlling shareholder.
The provisions of Article 220 apply mutatis mutandis if, if an act set forth in any item of paragraph (1) is carried out, a person cannot submit the share option certificates.In this case, the phrase "items of paragraph (2) of the preceding Article" in paragraph (2) of the same Article is deemed to be replaced with "items of Article 293, paragraph (2)".
第二百二十条の規定は、第一項各号に掲げる行為をした場合において、新株予約権証券を提出することができない者があるときについて準用する。この場合において、同条第二項中「前条第二項各号」とあるのは、「第二百九十三条第二項各号」と読み替えるものとする。