Article 224-5Notice by the Person Paying the Difference or Otherwise Settling a Futures Contract
第二百二十四条の五（先物取引の差金等決済をする者の告知）
The person paying the difference or otherwise settling a futures contract (other than a corporation as set forth in Appended Table I of the Corporation Tax Act (Table of Public Corporations) or any other person prescribed by Cabinet Order) must notify the person (hereinafter referred to as the "futures commission merchant or similar party" in this paragraph) that each of the following items prescribes for the category of case set forth in the item as regards the futures contract that the person pays the difference in or otherwise settles, of the name, domicile (or the place prescribed by Ministry of Finance Order, if the person has no domicile in Japan; hereinafter the same applies in this paragraph), and individual number or corporate number thereof (or the name and domicile thereof, for a person that has neither an individual number nor a corporate number or any other person prescribed by Cabinet Order; hereinafter the same applies in this paragraph) by the day on which the person pays the difference or otherwise settles the contract, pursuant to Cabinet Order. In such a case, the person paying the difference or otherwise settling the futures contract must present a copy of the residence certificate or certificate of registered information thereof and any other document prescribed by Cabinet Order to the futures commission merchant or similar party, or transmit an electronic certificate for signature or similar record to that party, pursuant to Cabinet Order, and the futures commission merchant or similar party must verify the name, domicile, and individual number or corporate number of which the party has been notified against those documents or that electronic certificate for signature or similar record, pursuant to Cabinet Order:
先物取引の差金等決済をする者（法人税法別表第一（公共法人の表）に掲げる法人その他の政令で定めるものを除く。）は、政令で定めるところにより、その差金等決済をする日までに、その者の氏名又は名称、住所（国内に住所を有しない者にあつては、財務省令で定める場所。以下この項において同じ。）及び個人番号又は法人番号（個人番号又は法人番号を有しない者その他政令で定める者にあつては、氏名又は名称及び住所。以下この項において同じ。）を、その差金等決済に係る先物取引の次の各号に掲げる場合の区分に応じ当該各号に定める者（以下この項において「商品先物取引業者等」という。）に告知しなければならない。この場合において、当該先物取引の差金等決済をする者は、政令で定めるところにより、当該商品先物取引業者等にその者の住民票の写し、法人の登記事項証明書その他の政令で定める書類を提示し、又は署名用電子証明書等を送信しなければならないものとし、当該商品先物取引業者等は、政令で定めるところにより、当該告知された氏名又は名称、住所及び個人番号又は法人番号を当該書類又は署名用電子証明書等により確認しなければならないものとする。
if the person has conducted a commodity futures transaction (meaning a futures transaction as prescribed in Article 2, paragraph (3) (Definitions) of the Commodity Derivatives Transaction Act (Act No. 239 of 1950) (including a transaction set forth in paragraph (10), item (i), (e) through (h) or item (ii) of that Article which is conducted on a commodity market as prescribed in paragraph (9) of that Article); hereinafter the same applies in this Article) or a foreign commodity market transaction (meaning a foreign commodity market transaction as prescribed in Article 2, paragraph (13) of that Act; hereinafter the same applies in this Article) by entrusting another party with the trade: the head of the business office or any place equivalent thereto (hereinafter referred to as the "business office or similar place" in this item and item (iii)) of the futures commission merchant prescribed in Article 2, paragraph (23) of that Act (hereinafter referred to as the "futures commission merchant" in this item and item (iii)) that the person has entrusted with the commodity futures transaction or foreign commodity market transaction (or the head of the business office or similar place of the futures commission merchant brokering the entrustment, if the person has used a broker to entrust the futures commission merchant with the commodity futures transaction or foreign commodity market transaction);
委託により商品先物取引（商品先物取引法（昭和二十五年法律第二百三十九号）第二条第三項（定義）に規定する先物取引（同条第九項に規定する商品市場において行われる同条第十項第一号ホからチまで及び第二号に掲げる取引を含む。）をいう。以下この条において同じ。）又は外国商品市場取引（同法第二条第十三項に規定する外国商品市場取引をいう。以下この条において同じ。）をした場合 当該商品先物取引又は外国商品市場取引の委託を受けた同法第二条第二十三項に規定する商品先物取引業者（以下この号及び第三号において「商品先物取引業者」という。）の営業所その他これに準ずるもの（以下この号及び第三号において「営業所等」という。）の長（商品先物取引又は外国商品市場取引の委託の取次ぎにより当該商品先物取引業者に当該商品先物取引又は外国商品市場取引の委託をした場合にあつては、当該委託の取次ぎを引き受けた商品先物取引業者の営業所等の長）
if the person has conducted a commodity futures transaction (other than as set forth in the preceding item): the head of the commodity exchange as prescribed in Article 2, paragraph (4) of the Commodity Derivatives Transaction Act which constitutes the other party to the commodity futures transaction and which operates a commodity market as prescribed in paragraph (9) of that Article;
if the person has conducted an over-the-counter commodity derivatives transaction (meaning an over-the-counter commodity derivatives transaction as prescribed in Article 2, paragraph (14) of the Commodity Derivatives Transaction Act; hereinafter the same applies in this Article): the head of the business office or similar place of the futures commission merchant that constitutes the other party to the over-the-counter commodity derivatives transaction (or the head of the business office or similar place of the futures commission merchant that undertook the brokerage, if the futures commission merchant has conducted the over-the-counter commodity derivatives transaction through brokerage);
if the person has conducted a market derivatives transaction (meaning a market derivatives transaction as prescribed in Article 2, paragraph (21) (Definitions) of the Financial Instruments and Exchange Act; hereinafter the same applies in this Article) or a foreign market derivatives transaction (meaning a foreign market derivatives transaction as prescribed in Article 2, paragraph (23) of that Act; hereinafter the same applies in this Article) by entrusting another party with the trade: the head of the business office of the financial instruments business operator or similar institution (meaning a financial instruments business operator as prescribed in Article 2, paragraph (9) of that Act (but only one engaged in type I financial instruments business as prescribed in Article 28, paragraph (1) (General Rules) of that Act; referred to as a "financial instruments business operator" in item (vii)) or a registered financial institution as prescribed in Article 2, paragraph (11) of that Act; hereinafter the same applies in this paragraph) that the person has entrusted with the market derivatives transaction or foreign market derivatives transaction (or the head of the business office of the financial instruments business operator or similar institution brokering the entrustment, if the person has used a broker to entrust the financial instruments business operator or similar institution with the market derivatives transaction or foreign market derivatives transaction);
委託により市場デリバティブ取引（金融商品取引法第二条第二十一項（定義）に規定する市場デリバティブ取引をいう。以下この条において同じ。）又は外国市場デリバティブ取引（同法第二条第二十三項に規定する外国市場デリバティブ取引をいう。以下この条において同じ。）をした場合 当該市場デリバティブ取引又は外国市場デリバティブ取引の委託を受けた金融商品取引業者等（同法第二条第九項に規定する金融商品取引業者（同法第二十八条第一項（通則）に規定する第一種金融商品取引業を行う者に限る。第七号において「金融商品取引業者」という。）又は同法第二条第十一項に規定する登録金融機関をいう。以下この項において同じ。）の営業所の長（市場デリバティブ取引又は外国市場デリバティブ取引の委託の取次ぎにより当該金融商品取引業者等に当該市場デリバティブ取引又は外国市場デリバティブ取引の委託をした場合にあつては、当該委託の取次ぎを引き受けた金融商品取引業者等の営業所の長）
if the person has conducted a market derivatives transaction (limited to a commodity-related market derivatives transaction as prescribed in Article 2, paragraph (8), item (i) of the Financial Instruments and Exchange Act; hereinafter the same applies in this item) (other than as set forth in the preceding item): the head of the financial instruments exchange as prescribed in paragraph (16) of that Article which constitutes the other party to the market derivatives transaction and which operates a financial instruments exchange market as prescribed in paragraph (17) of that Article;
市場デリバティブ取引（金融商品取引法第二条第八項第一号に規定する商品関連市場デリバティブ取引に限る。以下この号において同じ。）をした場合（前号に掲げる場合を除く。） 当該市場デリバティブ取引の相手方である同条第十七項に規定する取引所金融商品市場を開設した同条第十六項に規定する金融商品取引所の長
if the person has conducted an over-the-counter derivatives transaction (meaning an over-the-counter derivatives transaction as prescribed in Article 2, paragraph (22) of the Financial Instruments and Exchange Act; hereinafter the same applies in this Article):the head of the business office of the financial instruments business operator or institution that constitutes the other party to the over-the-counter derivatives transaction (or the head of the business office of the financial instruments business operator or institution brokering the transaction, if the person has entrusted the financial instruments business operator or institution with the over-the-counter derivatives transaction through a broker);
店頭デリバティブ取引（金融商品取引法第二条第二十二項に規定する店頭デリバティブ取引をいう。以下この条において同じ。）をした場合 当該店頭デリバティブ取引の相手方である金融商品取引業者等の営業所の長（店頭デリバティブ取引の取次ぎにより当該金融商品取引業者等が当該店頭デリバティブ取引をした場合にあつては、当該取次ぎを引き受けた金融商品取引業者等の営業所の長）
if the person has acquired Securities as set forth in Article 2, paragraph (1), item (xix) of the Financial Instruments and Exchange Act: the person that each of the following clauses prescribes for the category of case set forth in the clause:
金融商品取引法第二条第一項第十九号に掲げる有価証券の取得をした場合 次に掲げる場合の区分に応じそれぞれ次に定める者
if the person acquiring the Securities exercises or waives the rights that the Securities indicate:the head of the business office of the financial instruments business operator that handles the paperwork connected with the exercise or waiver of those rights in Japan;
if the person acquiring the Securities transfers the Securities and is paid a consideration for transferring them in Japan:the financial instruments business operator which has been asked to make the sale for the transfer of the Securities or the corporation to which the Securities are transferred (other than a corporation that transferred the Securities via a financial instruments business operator).
A futures contract as prescribed in the preceding paragraph means a contract or acquisition as set forth in one of the following items, and paying the difference or otherwise settling such a contract as prescribed in paragraph means effecting the settlement, exercise, waiver, or transfer that each of the following items prescribes for the category of transaction or acquisition set forth in the item:
a commodity futures transaction, foreign commodity market transaction, or over-the-counter commodity derivatives transaction: the settlement of the commodity futures transaction, foreign commodity market transaction, or over-the-counter commodity derivatives transaction (other than something that causes the commodity underlying the commodity futures transaction, foreign commodity market transaction, or over-the-counter commodity derivatives transaction to be delivered);
商品先物取引、外国商品市場取引又は店頭商品デリバティブ取引 当該商品先物取引、外国商品市場取引又は店頭商品デリバティブ取引の決済（当該商品先物取引、外国商品市場取引又は店頭商品デリバティブ取引に係る商品の受渡しが行われることとなるものを除く。）
a market derivatives transaction, foreign market derivatives transaction, or over-the-counter derivatives transaction: the settlement of the market derivatives transaction, foreign market derivatives transaction, or over-the-counter derivatives transaction (other than something that causes the financial instrument prescribed in Article 2, paragraph (24) of the Financial Instruments and Exchange Act underlying the market derivatives transaction, foreign market derivatives transaction, or over-the-counter derivatives transaction to be delivered);
市場デリバティブ取引、外国市場デリバティブ取引又は店頭デリバティブ取引 当該市場デリバティブ取引、外国市場デリバティブ取引又は店頭デリバティブ取引の決済（当該市場デリバティブ取引、外国市場デリバティブ取引又は店頭デリバティブ取引に係る金融商品取引法第二条第二十四項に規定する金融商品の受渡しが行われることとなるものを除く。）
an acquisition of Securities as set forth in Article 2, paragraph (1), item (xix) of the Financial Instruments and Exchange Act: the exercise (other than an exercise that causes the financial instrument prescribed in paragraph (24) of that Article to be delivered) or waiver of the rights indicated on the Securities, or the transfer of the Securities.
金融商品取引法第二条第一項第十九号に掲げる有価証券の取得 当該有価証券に表示される権利の行使（当該行使により同条第二十四項に規定する金融商品の受渡しが行われることとなるものを除く。）若しくは放棄又は当該有価証券の譲渡