Article 293Public Notice in Relation to Submission of Share Option Certificates
第二百九十三条(新株予約権証券の提出に関する公告等)
If a stock company carries out an act set forth in the following items, if it has issued share option certificates representing the share options provided for in relevant items (if relevant share options are attached to bonds with share option, the certificate representing the bonds with share options representing relevant bonds with share options; hereinafter the same applies in this Subsection), relevant stock company must, more than one month prior to the day when relevant act takes effect(in cases of performing the action set forth in item (i), the acquisition day prescribed in Article 179-2, paragraph (1), item (v); hereinafter referred to as "share option certificate submission day"), give public notice to the effect that relevant share option certificates must be submitted to relevant stock company before share option certificate submission day, and a separate notice to that effect to each holder of relevant share options and each registered pledgee of relevant share options:
株式会社が次の各号に掲げる行為をする場合において、当該各号に定める新株予約権に係る新株予約権証券(当該新株予約権が新株予約権付社債に付されたものである場合にあっては、当該新株予約権付社債に係る新株予約権付社債券。以下この款において同じ。)を発行しているときは、当該株式会社は、当該行為の効力が生ずる日(第一号に掲げる行為をする場合にあっては、第百七十九条の二第一項第五号に規定する取得日。以下この条において「新株予約権証券提出日」という。)までに当該株式会社に対し当該新株予約権証券を提出しなければならない旨を新株予約権証券提出日の一箇月前までに、公告し、かつ、当該新株予約権の新株予約権者及びその登録新株予約権質権者には、各別にこれを通知しなければならない。
approval referred to in Article 179-3, paragraph (1):share options subject to the cash-out;
acquisitions of share options subject to call:relevant share options subject to call;
取得条項付新株予約権の取得 当該取得条項付新株予約権
merger (but only if the stock company disappears in the merger):all share options;
合併(合併により当該株式会社が消滅する場合に限る。) 全部の新株予約権
absorption-type company split:share options in absorption-type split agreement provided for in Article 758, item (v), (a);
吸収分割 第七百五十八条第五号イに規定する吸収分割契約新株予約権
incorporation-type company split:share options in the incorporation-type company split plan provided for in Article 763, paragraph (1), item (x), (a);
新設分割 第七百六十三条第一項第十号イに規定する新設分割計画新株予約権
share exchange:share options in share exchange agreement provided for in Article 768, paragraph (1), item (iv), (a); or
株式交換 第七百六十八条第一項第四号イに規定する株式交換契約新株予約権
share transfer:share options in share transfer plan provided for in Article 773, paragraph (1), item (ix), (a).
株式移転 第七百七十三条第一項第九号イに規定する株式移転計画新株予約権
If a stock company takes an action set forth in one of the following items and a person fails to submit share option certificates to the stock company by the share option certificate submission day, the person specified in each of those items may refuse to deliver the monies, etc. that the holder of the share options represented by those share option certificates is entitled to receive as a result of that act (if it takes the action set forth in item (i), this means monies, etc. that the holder is entitled to receive as a result of the acquisition of the share options that are subject to the cash-out based on the demand for a share option cash-out) until the share option certificates are submitted:
the approval referred to in Article 179-3, paragraph (1):a special controlling shareholder;
acquisition of share options subject to call:that stock company;
取得条項付新株予約権の取得 当該株式会社
entity conversion:membership company after the entity conversion prescribed in Article 744, paragraph (1), item (i);
merger (but only if the stock company disappears in the merger):the company surviving the absorption-type merger as prescribed in Article 749, paragraph (1) or the company incorporated in the consolidation-type merger as prescribed in Article 753, paragraph (1);
合併(合併により当該株式会社が消滅する場合に限る。) 第七百四十九条第一項に規定する吸収合併存続会社又は第七百五十三条第一項に規定する新設合併設立会社
absorption-type company split:the company succeeding in the absorption-type split as prescribed in Article 758, item (i);
吸収分割 第七百五十八条第一号に規定する吸収分割承継株式会社
The share option certificates representing the share options provided for in each item of paragraph (1) become invalid on the share option certificate submission day.
第一項各号に定める新株予約権に係る新株予約権証券は、新株予約権証券提出日に無効となる。
The cost of public notice and notice pursuant to the provisions of paragraph (1), item (i) is paid by a special controlling shareholder.
The provisions of Article 220 apply mutatis mutandis if, if an act set forth in any item of paragraph (1) is carried out, a person cannot submit the share option certificates. In this case, the phrase "items of paragraph (2) of the preceding Article" in paragraph (2) of the same Article is deemed to be replaced with "items of Article 293, paragraph (2)".
第二百二十条の規定は、第一項各号に掲げる行為をした場合において、新株予約権証券を提出することができない者があるときについて準用する。この場合において、同条第二項中「前条第二項各号」とあるのは、「第二百九十三条第二項各号」と読み替えるものとする。
Read this with the articles around it
(Method of Demand for Share Cash-Out)
the day when a special controlling shareholder acquires shares subject to the cash-out (if making a demand for share option cash-out along with the demand for cash-out, shares subject to the cash-out…
特別支配株主が売渡株式(株式売渡請求に併せて新株予約権売渡請求をする場合にあっては、売渡株式及び売渡新株予約権。以下「売渡株式等」という。)を取得する日(以下この節において「取得日」という。)
Open this provision(Approval of Subject Company)
When a special controlling shareholder intends to make a demand for cash-out (in cases of making a demand for share option cash-out along with the demand for cash-out, the demand for cash-out and…
特別支配株主は、株式売渡請求(株式売渡請求に併せて新株予約権売渡請求をする場合にあっては、株式売渡請求及び新株予約権売渡請求。以下「株式等売渡請求」という。)をしようとするときは、対象会社に対し、その旨及び前条第一項各号に掲げる事項を通知し、その承認を受けなければならない。
Open this provision(Public Notice in Relation to Submission of Share Certificate)
If a share certificate-issuing company performs the acts set forth in the following items, if a person fails to submit the share certificates to the share certificate-issuing company by the share…
株券発行会社が次の各号に掲げる行為をする場合において、株券提出日までに当該株券発行会社に対して株券を提出しない者があるときは、当該各号に定める者は、当該株券の提出があるまでの間…
Open this provision(Cases Where Share Certificates Cannot Be Submitted)
If the acts set forth in each item of paragraph (1) of the preceding Article are carried out, and a person cannot submit share certificates, the share certificate-issuing company may…
前条第一項各号に掲げる行為をした場合において、株券を提出することができない者があるときは、株券発行会社は、その者の請求により、利害関係人に対し異議があれば一定の期間内にこれを述べることができる旨を公告することができる。ただし、当該期間は、三箇月を下ることができない。
Open this provision(Cases Where Share Certificates Cannot Be Submitted)
If a share certificate-issuing company makes public notice pursuant to the provisions of the preceding paragraph, if no interested party states an objection during the period of time under that…
株券発行会社が前項の規定による公告をした場合において、同項の期間内に利害関係人が異議を述べなかったときは、前条第二項各号に定める者は、前項の請求をした者に対し、同条第二項の金銭等を交付することができる。
Open this provision(Public Notice in Relation to Submission of Share Option Certificates)
If a stock company carries out an act set forth in the following items, if it has issued share option certificates representing the share options provided for in relevant items…
株式会社が次の各号に掲げる行為をする場合において、当該各号に定める新株予約権に係る新株予約権証券(当該新株予約権が新株予約権付社債に付されたものである場合にあっては、当該新株予約権付社債に係る新株予約権付社債券。以下この款において同じ。)を発行しているときは、当該株式会社は…
Open this provision(Public Notice in Relation to Submission of Share Option Certificates)
If a stock company carries out an act set forth in the following items, if it has issued share option certificates representing the share options provided for in relevant items…
株式会社が次の各号に掲げる行為をする場合において、当該各号に定める新株予約権に係る新株予約権証券(当該新株予約権が新株予約権付社債に付されたものである場合にあっては、当該新株予約権付社債に係る新株予約権付社債券。以下この款において同じ。)を発行しているときは、当該株式会社は…
Open this provision(Public Notice in Relation to Submission of Share Option Certificates)
approval referred to in Article 179-3, paragraph (1):share options subject to the cash-out;
第百七十九条の三第一項の承認 売渡新株予約権
Open this provision(Public Notice in Relation to Submission of Share Option Certificates)
If a stock company takes an action set forth in one of the following items and a person fails to submit share option certificates to the stock company by the share option certificate submission day…
株式会社が次の各号に掲げる行為をする場合において、新株予約権証券提出日までに当該株式会社に対して新株予約権証券を提出しない者があるときは、当該各号に定める者は、当該新株予約権証券の提出があるまでの間…
Open this provision(Public Notice in Relation to Submission of Share Option Certificates)
the approval referred to in Article 179-3, paragraph (1):a special controlling shareholder;
第百七十九条の三第一項の承認 特別支配株主
Open this provision(Entity Conversion Plans of Stock Companies)
whether a membership company after the entity conversion (hereinafter referred to as the "membership company after entity conversion") is a general partnership company, limited partnership company…
組織変更後の持分会社(以下この編において「組織変更後持分会社」という。)が合名会社、合資会社又は合同会社のいずれであるかの別
Open this provision(Absorption-Type Merger Agreement in Which a Stock Company Survives)
If a company effects an absorption-type merger, if the company surviving the absorption-type merger (hereinafter referred to as the "company surviving the absorption-type merger") is a stock company…
会社が吸収合併をする場合において、吸収合併後存続する会社(以下この編において「吸収合併存続会社」という。)が株式会社であるときは、吸収合併契約において、次に掲げる事項を定めなければならない。
Open this provision(Consolidation-Type Merger Agreements by Which a Stock Company Is Incorporated)
If two or more companies effect a consolidation-type merger, if the company that is incorporated in the consolidation-type merger…
二以上の会社が新設合併をする場合において、新設合併により設立する会社(以下この編において「新設合併設立会社」という。)が株式会社であるときは、新設合併契約において、次に掲げる事項を定めなければならない。
Open this provision(Absorption-Type Company Split Agreement Which Causes a Stock Company to Succeed to Rights and Obligations)
the trade name and address of the company effecting the absorption-type company split (hereinafter referred to as the "company splitting in the absorption-type split" in this Part) and the stock…
吸収分割をする会社(以下この編において「吸収分割会社」という。)及び株式会社である吸収分割承継会社(以下この編において「吸収分割承継株式会社」という。)の商号及び住所
Open this provision(Absorption-Type Company Split Agreement Which Causes a Stock Company to Succeed to Rights and Obligations)
if the stock company succeeding in the absorption-type split is to deliver to holders of share options of the stock company splitting in the absorption-type split share options of the stock company…
吸収分割承継株式会社が吸収分割に際して吸収分割株式会社の新株予約権の新株予約権者に対して当該新株予約権に代わる当該吸収分割承継株式会社の新株予約権を交付するときは、当該新株予約権についての次に掲げる事項
Open this provision(Incorporation-Type Company Split Plan by Which a Stock Company Is Incorporated)
the purpose, trade name, location of the head office, and the total number of authorized shares of the stock company that constitutes the company incorporated in the incorporation-type split…
株式会社である新設分割設立会社(以下この編において「新設分割設立株式会社」という。)の目的、商号、本店の所在地及び発行可能株式総数
Open this provision(Incorporation-Type Company Split Plan by Which a Stock Company Is Incorporated)
if the stock company incorporated in the incorporation-type split is to deliver to holders of share options of the stock company splitting in the incorporation-type split share options of the stock…
新設分割設立株式会社が新設分割に際して新設分割株式会社の新株予約権の新株予約権者に対して当該新株予約権に代わる当該新設分割設立株式会社の新株予約権を交付するときは、当該新株予約権についての次に掲げる事項
Open this provision(Share Exchange Agreement Which Causes a Stock Company to Acquire the Issued Shares)
the trade name and address of the stock company effecting the share exchange (hereinafter referred to as the "wholly owned subsidiary company resulting from the share exchange" in this Part) and the…
株式交換をする株式会社(以下この編において「株式交換完全子会社」という。)及び株式会社である株式交換完全親会社(以下この編において「株式交換完全親株式会社」という。)の商号及び住所
Open this provision(Share Exchange Agreement Which Causes a Stock Company to Acquire the Issued Shares)
if the wholly owning parent stock company resulting from the share exchange is to deliver to holders of share options in the wholly owned subsidiary company resulting from the share exchange share…
株式交換完全親株式会社が株式交換に際して株式交換完全子会社の新株予約権の新株予約権者に対して当該新株予約権に代わる当該株式交換完全親株式会社の新株予約権を交付するときは、当該新株予約権についての次に掲げる事項
Open this provision(Share Transfer Plans)
the purpose, trade name, location of the head office, and the total number of authorized shares of the stock company incorporated in the share transfer…
株式移転により設立する株式会社(以下この編において「株式移転設立完全親会社」という。)の目的、商号、本店の所在地及び発行可能株式総数
Open this provision(Share Transfer Plans)
if the wholly owning parent company incorporated in a share transfer is to deliver to holders of share options of the wholly owned subsidiary company resulting from a share transfer share options of…
株式移転設立完全親会社が株式移転に際して株式移転完全子会社の新株予約権の新株予約権者に対して当該新株予約権に代わる当該株式移転設立完全親会社の新株予約権を交付するときは、当該新株予約権についての次に掲げる事項
Open this provisionshare option
「新株予約権」
A right that entitles its holder, by exercising it against a stock company, to receive shares of that company.
Defined inArticle 2, paragraph (1), item (xxi)· applies throughout the law
bonds with share options
「新株予約権付社債」
A bond with share options attached to it.
Defined inArticle 2, paragraph (1), item (xxii)· applies throughout the law
entity conversion
「組織変更」
A company's changing its legal form, either from a stock company into a membership company (a general partnership, limited partnership or limited liability company) or the other way round.
Defined inArticle 2, paragraph (1), item (xxvi)· applies throughout the law
absorption-type company split
「吸収分割」
A stock company or limited liability company's handing over all or part of the rights and obligations of its business to another existing company, which takes them over.
Defined inArticle 2, paragraph (1), item (xxix)· applies throughout the law
incorporation-type company split
「新設分割」
One or more stock companies or limited liability companies handing over all or part of the rights and obligations of their business to a new company formed by the split.
Defined inArticle 2, paragraph (1), item (xxx)· applies throughout the law
share exchange
「株式交換」
A stock company's having all of its issued shares acquired by another existing stock company or limited liability company, which becomes its sole owner.
Defined inArticle 2, paragraph (1), item (xxxi)· applies throughout the law
share transfer
「株式移転」
One or more stock companies having all of their issued shares acquired by a newly formed stock company, which becomes their sole owner.
Defined inArticle 2, paragraph (1), item (xxxii)· applies throughout the law
monies, etc.machine translation
「金銭等」
Money and any other property.
Defined inArticle 151, paragraph (1)
special controlling shareholdermachine translation
「特別支配株主」
A person who, together with the stock companies it wholly owns and similar corporations set by Ministry of Justice Order (法務省令), holds nine tenths or more of the votes in a stock company (or any higher proportion its articles of incorporation set), and who may therefore demand that all other shareholders sell it their shares.
Defined inArticle 179, paragraph (1)
demand for share option cash-out
「新株予約権売渡請求」
A demand by a special controlling shareholder (one holding at least nine tenths of the votes), made along with its demand for cash-out of the shares, that all holders of the company's share options sell them to it.
Short name set inArticle 179, paragraph (3)
share options subject to the cash-out
「売渡新株予約権」
The share options, with any bonds they are attached to where the demand covers them, that a special controlling shareholder (one holding at least nine tenths of the votes) demands their holders sell to it in a cash-out.
Short name set inArticle 179-2, paragraph (1), item (iv), (b)· applies only in this part
acquisition day
「取得日」
The day, stated in a special controlling shareholder's demand for cash-out, on which that shareholder acquires the shares (and any share options) that the other holders must sell to it.
Short name set inArticle 179-2, paragraph (1), item (v)· applies only in this section
certificate for bonds with share optionsmachine translation
「新株予約権付社債券」
A certificate representing bonds with share options, as provided for in Article 249, item (ii).
Defined inArticle 249, paragraph (1), item (ii)
registered pledgee of share options
「登録新株予約権質権者」
A person holding a pledge over share options who is entered as pledgee in the company's share option register.
Short name set inArticle 270, paragraph (1)
share options subject to call
「取得条項付新株予約権」
Share options whose terms let the company acquire them when a specified event occurs, as provided for in Article 236, paragraph (1), item (vii).
Defined inArticle 273, paragraph (1)· applies only in this chapter
share option certificate submission day
「新株予約権証券提出日」
The day by which holders must hand their share option certificates in to the company when an action such as a cash-out, an entity conversion, a merger or a company split affects those options.
Short name set inArticle 293, paragraph (1)· applies only in this article
membership company after entity conversion
「組織変更後持分会社」
The membership company that a stock company becomes through entity conversion.
Short name set inArticle 744, paragraph (1), item (i)· applies only in this part
company surviving the absorption-type merger
「吸収合併存続会社」
The company that survives an absorption-type merger and takes over the rights and obligations of the company that ceases to exist.
Short name set inArticle 749, paragraph (1)· applies only in this part
company incorporated in the consolidation-type merger
「新設合併設立会社」
The new company formed in a consolidation-type merger, which takes over all the rights and obligations of the companies that merged into it.
Short name set inArticle 753, paragraph (1)· applies only in this part
stock company succeeding in the absorption-type split
「吸収分割承継株式会社」
A stock company that takes over rights and obligations of another company's business in an absorption-type company split.
Short name set inArticle 758, paragraph (1), item (i)· applies only in this part
stock company incorporated in the incorporation-type split
「新設分割設立株式会社」
A stock company formed in an incorporation-type company split.
Short name set inArticle 763, paragraph (1), item (i)· applies only in this part
wholly owning parent stock company resulting from the share exchangemachine translation
「株式交換完全親株式会社」
A stock company that acquires all the issued shares of another stock company in a share exchange.
Short name set inArticle 768, paragraph (1), item (i)· applies only in this part
wholly owning parent company incorporated in a share transfermachine translation
「株式移転設立完全親会社」
The new stock company formed in a share transfer, which acquires all the issued shares of the companies carrying it out.
Short name set inArticle 773, paragraph (1), item (i)· applies only in this part