| A person prescribed in Article 172, paragraph (1) | the day on which any of the following was commenced: the public offering or secondary distribution of securities for which a notification under Article 4, paragraph (1) is required, the general solicitation involving securities acquired by a qualified institutional investor for which a notification under Article 4, paragraph (2) is required, or the general solicitation, etc. involving securities acquired by a professional investor, etc. for which a notification under Article 4, paragraph (3) is required | Article 172, paragraph (1) or Article 185-7, paragraph (2) |
| An issuer prescribed in Article 172, paragraph (2) or a person prescribed in that paragraph | the day on which, in violation of the provisions of Article 15, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27), the securities prescribed in that paragraph were caused to be acquired or were sold through a public offering or a secondary distribution prescribed in Article 172, paragraph (2) | Article 172, paragraph (2) or Article 185-7, paragraph (2) |
| A person prescribed in Article 172, paragraph (3) | the day on which, in violation of the provisions of Article 15, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27), securities were sold through a secondary distribution prescribed in Article 172, paragraph (3) without delivering a prospectus | Article 172, paragraph (3) |
| An issuer prescribed in Article 172, paragraph (4) or a person prescribed in that paragraph | the day on which, in violation of the provisions of Article 23-8, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27), the securities prescribed in that paragraph were caused to be acquired or were sold through a public offering or a secondary distribution prescribed in Article 172, paragraph (2) | Article 172, paragraph (2) as applied mutatis mutandis pursuant to Article 172, paragraph (4) |
| An issuer prescribed in Article 172-2, paragraph (1) or its officer, etc. prescribed in paragraph (2) of that Article | the day on which a disclosure document for offerings prescribed in Article 172-2, paragraph (3) that contains a false statement about a material particular or omits a statement as to a material particular that is required to be stated was submitted | Article 172-2, paragraph (1) or (2), or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (ii) that falls under Article 172-2, paragraph (1) to have occurred) |
| An issuer prescribed in Article 172-2, paragraph (4) or its officer, etc. prescribed in paragraph (2) of that Article | the day on which the secondary distribution prescribed in Article 172, paragraph (3) pertaining to a prospectus that contains a false statement about a material particular prescribed in Article 172-2, paragraph (4) or omits a statement as to a material particular prescribed in that paragraph that is required to be stated was commenced | Article 172-2, paragraph (1) as applied mutatis mutandis pursuant to paragraph (4) of that Article, Article 172-2, paragraph (2) as applied mutatis mutandis pursuant to paragraph (5) of that Article, or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (ii) that falls under Article 172-2, paragraph (1) as applied mutatis mutandis pursuant to paragraph (4) of that Article to have occurred) |
| An issuer prescribed in Article 172-2, paragraph (6) | the day on which securities were caused to be acquired or were sold through a public offering or a secondary distribution prescribed in Article 172, paragraph (2) without submitting an amended offering disclosure document | Article 172-2, paragraph (6) |
| An issuer prescribed in the paragraphs of Article 172-3 | the respective submission deadlines for the annual securities report or the semiannual securities report (for the annual securities report under Article 24, paragraph (3) (including as applied mutatis mutandis pursuant to paragraph (5) of that Article, and these provisions including as applied mutatis mutandis pursuant to Article 27), the day on which the grounds arose on which that annual securities report must be submitted) | Article 172-3, paragraph (1) or (2), or Article 185-7, paragraph (4) or (5) |
| An issuer prescribed in Article 172-4, paragraph (1) or (2) | the respective days of submission of the annual securities report, etc. or the semiannual securities or extraordinary report, etc. that contains a false statement about a material particular or omits a statement as to a material particular that is required to be stated | Article 172-4, paragraph (1) or (2), or Article 185-7, paragraph (6), (7), or (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) to have occurred) |
| An issuer prescribed in Article 172-4, paragraph (3) | the day on which the grounds arose on which an extraordinary report must be submitted | Article 172-4, paragraph (2) as applied mutatis mutandis pursuant to paragraph (3) of that Article, or Article 185-7, paragraph (6) or (7) |
| A person prescribed in Article 172-5 | the day on which, in violation of the provisions of Article 27-3, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)), a purchase, etc. prescribed in Article 27-2, paragraph (1) or Article 27-22-2, paragraph (1) of the share certificates, etc. prescribed in Article 27-2, paragraph (1) or of listed share certificates, etc. was made without giving a public notice of the commencement of a tender offer | Article 172-5 |
| A person prescribed in Article 172-6, paragraph (1) | the day on which a public notice of the commencement of a tender offer, etc. that contains a false indication of a material particular or omits an indication of a material particular that is required to be indicated was given, or the day on which a tender offer statement, etc. that contains a false statement about a material particular or omits a statement as to a material particular that is required to be stated was submitted | Article 172-6, paragraph (1) or Article 185-7, paragraph (10) |
| A person prescribed in Article 172-6, paragraph (2) | the submission deadline for the amended tender offer statement, etc. (for an amended statement under Article 27-8, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)) or an amendment report under Article 27-8, paragraph (2) as applied mutatis mutandis pursuant to Article 27-10, paragraph (12), the day on which the grounds arose on which each of those documents must be submitted) | Article 172-6, paragraph (1) as applied mutatis mutandis pursuant to paragraph (2) of that Article, or Article 185-7, paragraph (10) |
| A person prescribed in Article 172-7 | the submission deadline for the statement of large-volume holdings or changes | Article 172-7 or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (vii) to have occurred) |
| A person prescribed in Article 172-8 | the day on which a statement of large-volume holdings or changes, etc. that contains a false statement about a material particular or omits a statement as to a material particular that is required to be stated was submitted | Article 172-8 |
| A person prescribed in Article 172-9 | the day on which the specified solicitation, etc. was commenced | Article 172-9 |
| An issuer prescribed in Article 172-10, paragraph (1) or its officer, etc. prescribed in Article 172-2, paragraph (2) | the day on which specified information on securities, etc. that contains a falsehood, etc. was provided or publicized | Article 172-10, paragraph (1) or (2), or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (x) to have occurred) |
| An issuer prescribed in Article 172-11, paragraph (1) | the day on which information on the issuer, etc. that contains a falsehood, etc. was provided or publicized | Article 172-11, paragraph (1), or Article 185-7, paragraph (12), (13), or (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xi) to have occurred) |
| A specified involved person prescribed in Article 172-12, paragraph (1) | the day on which the specified involvement act prescribed in Article 172-12, paragraph (2) was commenced | Article 172-12, paragraph (1) or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xi)-2 to have occurred) |
| A person prescribed in Article 172-13 | the day on which any of the following was commenced: the public offering or secondary distribution of specified cryptoassets for which the publication of information on specified cryptoassets under the main clause of Article 27-39, paragraph (1) is required, or the general solicitation involving specified cryptoassets acquired by a qualified institutional investor for which the publication of information on specified cryptoassets under the main clause of paragraph (2) of that Article is required | Article 172-13 |
| A specified cryptoasset issuer prescribed in Article 172-14, paragraph (1) or its officers, etc. prescribed in paragraph (2) of that Article | the day on which information on specified cryptoassets (including amended specified cryptoasset information, etc. related to that information on specified cryptoassets) that contains false information regarding a material particular or lacks information about a material particular that is required to be disclosed was published | Article 172-14, paragraph (1) or (2), or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xi)-4 that falls under Article 172-14, paragraph (1) to have occurred) |
| A financial instruments business operator prescribed in Article 172-15, paragraph (1) | the day on which the handling of the public offering or secondary distribution of specified cryptoassets prescribed in Article 27-39, paragraph (4) was commenced | Article 172-15, paragraph (1) |
| A financial instruments business operator prescribed in Article 172-15, paragraph (2) | the day on which information on specified cryptoassets (including amended specified cryptoasset information, etc. related to that information on specified cryptoassets) that contains false information regarding a material particular or lacks information about a material particular that is required to be disclosed was published | Article 172-15, paragraph (1) as applied mutatis mutandis pursuant to paragraph (2) of that Article, or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xi)-5 that falls under Article 172-15, paragraph (1) as applied mutatis mutandis pursuant to paragraph (2) of that Article to have occurred) |
| A specified cryptoasset issuer prescribed in Article 172-16, paragraph (1) | the time limit for publishing periodic information on specified cryptoassets (excluding amended specified cryptoasset information, etc. related to that periodic information on specified cryptoassets) | Article 172-16, paragraph (1) or Article 185-7, paragraph (14) or (15) |
| A specified cryptoasset issuer prescribed in Article 172-16, paragraph (2) or (4) | the day on which periodic information on specified cryptoassets or extraordinary information on specified cryptoassets that contains false information regarding a material particular or lacks information about a material particular that is required to be disclosed was published | Article 172-16, paragraph (1) as applied mutatis mutandis pursuant to paragraph (2) of that Article or Article 172-16, paragraph (3) as applied mutatis mutandis pursuant to paragraph (4) of that Article, or Article 185-7, paragraph (14), (15), or (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xi)-6 that falls under Article 172-16, paragraph (1) as applied mutatis mutandis pursuant to paragraph (2) of that Article or Article 172-16, paragraph (3) as applied mutatis mutandis pursuant to paragraph (4) of that Article to have occurred) |
| A specified cryptoasset issuer prescribed in Article 172-16, paragraph (3) | the day on which the ground arose for publishing extraordinary information on specified cryptoassets (excluding amended specified cryptoasset information, etc. related to that extraordinary information on specified cryptoassets) | Article 172-16, paragraph (3) or Article 185-7, paragraph (14) or (15) |
| A financial instruments business operator prescribed in Article 172-17, paragraph (1) | the day on which services for purchase and sale, etc. of cryptoassets were commenced in respect of the specified cryptoasset related to the most recent specified cryptoasset information, etc. | Article 172-17, paragraph (1) |
| A financial instruments business operator prescribed in Article 172-17, paragraph (2) or (3) | the time limit for publishing the initial specified cryptoasset information or the latest specified cryptoasset information, etc. | Article 172-17, paragraph (2) or (3) |
| A financial instruments business operator prescribed in Article 172-18, paragraph (1) | the day on which services for purchase and sale, etc. of cryptoassets were commenced in respect of the specified cryptoasset related to the most recent specified cryptoasset information, etc. (including amended specified cryptoasset information, etc. related to that most recent specified cryptoasset information, etc.) that contains false information regarding a material particular | Article 172-18, paragraph (1), or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xi)-8 that falls under Article 172-18, paragraph (1) to have occurred) |
| A financial instruments business operator prescribed in Article 172-18, paragraph (2) or (3) | the day on which the initial specified cryptoasset information or the latest specified cryptoasset information, etc. (including amended specified cryptoasset information, etc. related to that initial specified cryptoasset information or latest specified cryptoasset information, etc.) that contains false information regarding a material particular was published | Article 172-18, paragraph (2) or (3), or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xi)-8 that falls under Article 172-18, paragraph (2) or (3) to have occurred) |
| A financial instruments business operator prescribed in Article 172-19, paragraph (1) | the day on which services for purchase and sale, etc. of cryptoassets were commenced in respect of the cryptoasset prescribed in Article 172-19, paragraph (1) | Article 172-19, paragraph (1) or Article 185-7, paragraph (16) or (17) |
| A financial instruments business operator prescribed in Article 172-19, paragraph (2) | the day on which services for purchase and sale, etc. of cryptoassets were commenced in respect of the cryptoasset related to cryptoasset information (including amended cryptoasset information, etc. related to that cryptoasset information) that contains false information regarding a material particular | Article 172-19, paragraph (2) or Article 185-7, paragraph (16), (17), or (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xi)-9 that falls under Article 172-19, paragraph (2) to have occurred) |
| A financial instruments business operator prescribed in Article 172-19, paragraph (3) or (5) | the day on which the ground arose for publishing cryptoasset information or extraordinary cryptoasset information | Article 172-19, paragraph (1) as applied mutatis mutandis pursuant to paragraph (3) or (5) of that Article, or Article 185-7, paragraph (16) or (17) |
| A financial instruments business operator prescribed in Article 172-19, paragraph (4) or (6) | the day on which cryptoasset information or extraordinary cryptoasset information (including amended cryptoasset information, etc. related to that cryptoasset information or extraordinary cryptoasset information) that contains false information regarding a material particular was published | Article 172-19, paragraph (2) as applied mutatis mutandis pursuant to paragraph (4) or (6) of that Article, or Article 185-7, paragraph (16), (17), or (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xi)-9 that falls under Article 172-19, paragraph (2) as applied mutatis mutandis pursuant to paragraph (4) or (6) of that Article to have occurred) |
| A violator prescribed in Article 173, paragraph (1) | the day on which the violation prescribed in Article 173, paragraph (1) was commenced | Article 173, paragraph (1) |
| A violator prescribed in Article 174, paragraph (1) | the day on which the violation prescribed in Article 174, paragraph (1) was commenced | Article 174, paragraph (1) |
| A violator prescribed in Article 174-2, paragraph (1) | the day on which the violation prescribed in Article 174-2, paragraph (1) was commenced | Article 174-2, paragraph (1) |
| A violator prescribed in Article 174-2-2, paragraph (1) | the day on which the violation prescribed in Article 174-2-2, paragraph (2) was commenced | Article 174-2-2, paragraph (1) |
| A violator prescribed in Article 174-3, paragraph (1) | the day on which the violation prescribed in Article 174-3, paragraph (1) was commenced | Article 174-3, paragraph (1) |
| A person prescribed in Article 175, paragraph (1), a person prescribed in paragraph (2) of that Article, or a listed company, etc. prescribed in paragraph (10) of that Article | the day on which the purchase and sale, etc. prescribed in Article 166, paragraph (1) was conducted, or the day on which the purchase, etc. of the specified share certificates, etc. or related share certificates, etc. prescribed in Article 167, paragraph (1), or the sale, etc. of the share certificates, etc. prescribed in that paragraph, was conducted | Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (10) of that Article) or paragraph (2) of that Article, or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xvi) to have occurred) |
| A violator prescribed in Article 175-2, paragraph (1), a violator prescribed in paragraph (2) of that Article, a listed company, etc. prescribed in paragraph (14) of that Article, or a tender offeror, etc. prescribed in paragraph (15) of that Article | the day on which the violation prescribed in Article 175-2, paragraph (1) or (2), or the specified act of providing information, etc. prescribed in paragraph (14) or (15) of that Article was conducted | Article 175-2, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (14) of that Article) or paragraph (2) of that Article (including as applied mutatis mutandis pursuant to paragraph (15) of that Article), or Article 185-7, paragraph (18) or (19) |
| A person prescribed in Article 175-3, paragraph (1), a person prescribed in paragraph (2) of that Article, a person prescribed in paragraph (3) of that Article, a specified cryptoasset issuer prescribed in paragraph (12) of that Article, or a financial instruments business operator prescribed in paragraph (13) of that Article | the day on which the purchase and sale, etc. of the subject specified cryptoassets, etc. (meaning the purchase and sale, etc. prescribed in Article 171-7, paragraph (1); hereinafter the same applies in this table) was conducted, the day on which the purchase and sale, etc. of the subject cryptoassets, etc. was conducted, or the day on which the sale, etc. of cryptoassets, etc. or the purchase, etc. of cryptoassets, etc. prescribed in Article 171-9, paragraph (1) was conducted | Article 175-3, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (12) of that Article), paragraph (2) of that Article (including as applied mutatis mutandis pursuant to paragraph (13) of that Article), or paragraph (3) of that Article, or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xviii) to have occurred) |
| A violator prescribed in Article 175-4, paragraph (1), a violator prescribed in paragraph (2) of that Article, a violator prescribed in paragraph (3) of that Article, a specified cryptoasset issuer prescribed in paragraph (19) of that Article, a financial instruments business operator prescribed in paragraph (20) of that Article, or a large-volume trader prescribed in paragraph (21) of that Article | the day on which the violation prescribed in Article 175-4, paragraphs (1) through (3), or the specified act of providing information, etc. prescribed in paragraphs (19) through (21) of that Article was conducted | Article 175-4, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (19) of that Article), paragraph (2) of that Article (including as applied mutatis mutandis pursuant to paragraph (20) of that Article), or paragraph (3) of that Article (including as applied mutatis mutandis pursuant to paragraph (21) of that Article), or Article 185-7, paragraph (20) or (21) |
| A person prescribed in Article 175-5 | the day on which it allowed another person to use its name, or provided funds, with regard to the violation, etc. prescribed in Article 175-5 | Article 175-5 or Article 185-7, paragraph (22) (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xx) to have occurred) |