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この節において「組織再編成」とは、合併、会社分割、株式交換その他会社の組織に関する行為で政令で定めるものをいう。
The term "corporate reorganization" as used in this Section means merger, company split, share exchange, or other act involving the organization of a company which is specified by Cabinet Order.
この節において「組織再編成発行手続」とは、組織再編成により新たに有価証券が発行される場合（これに類する場合として内閣府令で定める場合（次項において「組織再編成発行手続に類似する場合」という。）を含む。）における当該組織再編成に係る書面等の備置き（会社法（平成十七年法律第八十六号）第七百八十二条第一項の規定による書面若しくは電磁的記録の備置き又は同法第八百三条第一項の規定による書面若しくは電磁的記録の備置きをいう。次項において同じ。）その他政令で定める行為をいう。
The term "procedures related to the issuance of securities during a corporate reorganization" as used in this Section means the keeping of documents, etc. (meaning the keeping of the documents or electronic or magnetic records under Article 782, paragraph (1) of the Companies Act (Act No. 86 of 2005) or the keeping of the documents or electronic or magnetic records under Article 803, paragraph (1) of that Act; the same applies in the following paragraph) connected with a corporate reorganization in which new securities are issued (including cases specified by Cabinet Office Order as being similar thereto (the cases are referred to as "procedures for cases similar to the issuance of securities during a corporate reorganization" in the following paragraph)), and other acts specified by Cabinet Order.
この節において「組織再編成交付手続」とは、組織再編成により既に発行された有価証券が交付される場合（組織再編成発行手続に類似する場合に該当する場合を除く。）における当該組織再編成に係る書面等の備置きその他政令で定める行為をいう。
The term "procedures related to the delivery of securities during a corporate reorganization" as used in this Section means the keeping of documents, etc. connected to a corporate reorganization in which existing securities are delivered (excluding cases that fall under the category of procedures for cases similar to the issuance of securities during a corporate reorganization), and other acts specified by Cabinet Order.
この節において「特定組織再編成発行手続」とは、組織再編成発行手続のうち、当該組織再編成発行手続が第一項有価証券に係るものである場合にあつては第一号及び第二号に掲げる場合、当該組織再編成発行手続が第二項有価証券に係るものである場合にあつては第三号に掲げる場合に該当するものをいう。
The term "specified procedures related to the issuance of securities during a corporate reorganization" as used in this Section means, among procedures related to the issuance of securities during a corporate reorganization, those that fall under cases set forth in item (i) or (ii) if the procedures related to the issuance of securities during a corporate reorganization involve the paragraph (1) securities, and those that fall under cases specified in item (iii) if the procedures related to the issuance of securities during a corporate reorganization involve the paragraph (2) securities:
組織再編成により吸収合併消滅会社（会社法第七百四十九条第一項第一号に規定する吸収合併消滅会社をいう。）又は株式交換完全子会社（同法第七百六十八条第一項第一号に規定する株式交換完全子会社をいう。）となる会社その他政令で定める会社（第四条第一項第一号イにおいて「組織再編成対象会社」という。）が発行者である株券（新株予約権証券その他の政令で定める有価証券を含む。）の所有者（以下「組織再編成対象会社株主等」という。）が多数の者である場合として政令で定める場合（組織再編成対象会社株主等が適格機関投資家のみである場合を除く。）
cases specified by Cabinet Order as those in which a large number of persons are holders of share certificates (including share option certificates and other securities specified by Cabinet Order) whose issuer is a company that, due to a corporate reorganization, will become a company disappearing in an absorption-type merger (meaning a company disappearing in an absorption-type merger as defined in Article 749, paragraph (1), item (i) of the Companies Act), or a wholly owned subsidiary company in a share exchange (meaning the wholly owned subsidiary company in a share exchange as defined in Article 768, paragraph (1), item (i) of that Act), or whose issuer is any other company specified by Cabinet Order (referred to as the "reorganizing company" in Article 4, paragraph (1), item (i), (a)) (hereinafter the holders are referred to as the "reorganizing company's shareholders, etc.") (excluding cases in which the reorganizing company's shareholders, etc. consist only of qualified institutional investors);
前号に掲げる場合のほか、次に掲げる場合のいずれにも該当しない場合
cases other than those provided for in the preceding item, which do not fall under any of the following:
組織再編成対象会社株主等が適格機関投資家のみである場合であつて、当該組織再編成発行手続に係る有価証券がその取得者から適格機関投資家以外の者に譲渡されるおそれが少ないものとして政令で定める場合
cases in which the reorganizing company's shareholders, etc. consist exclusively of qualified institutional investors, and which are specified by Cabinet Order as those in which there is little likelihood of the securities that are subject to the procedures related to the issuance of securities during a corporate reorganization being transferred from a person that acquires them to any person other than a qualified institutional investor; or
前号に掲げる場合及びイに掲げる場合以外の場合（当該組織再編成発行手続に係る有価証券と種類を同じくする有価証券の発行及び交付の状況等を勘案して政令で定める要件に該当する場合を除く。）であつて、当該組織再編成発行手続に係る有価証券が多数の者に所有されるおそれが少ないものとして政令で定める場合
cases other than those specified in the preceding item (i) or in (a) (excluding cases satisfying the requirements that are specified by Cabinet Order in consideration of the status, etc. of issuance and delivery of securities of the same class as the securities subject to the procedures related to the issuance of securities during the corporate reorganization), which are specified by Cabinet Order as those in which there is little likelihood of the securities that are subject to those procedures related to the issuance of securities during the corporate reorganization being held by a large number of persons;
組織再編成対象会社株主等が相当程度多数の者である場合として政令で定める場合
cases specified by Cabinet Order as those in which the reorganizing company's shareholders, etc. constitute a considerably large number of persons.
この節において「特定組織再編成交付手続」とは、組織再編成交付手続のうち、当該組織再編成交付手続が第一項有価証券に係るものである場合にあつては第一号及び第二号に掲げる場合、当該組織再編成交付手続が第二項有価証券に係るものである場合にあつては第三号に掲げる場合に該当するものをいう。
The term "specified procedures related to the delivery of securities during a corporate reorganization" as used in this Section means, among the procedures related to the delivery of securities during a corporate reorganization, those that fall under cases specified in item (i) and item (ii) if the procedures related to the delivery of securities during a corporate reorganization involve the paragraph (1) securities, and those that fall under cases specified in item (iii) if the procedures related to the delivery of securities during a corporate reorganization involve the paragraph (2) securities:
組織再編成対象会社株主等が多数の者である場合として政令で定める場合（組織再編成対象会社株主等が適格機関投資家のみである場合を除く。）
cases specified by Cabinet Order as those in which the reorganizing company's shareholders, etc. constitute a large number of persons (excluding cases in which the reorganizing company's shareholders, etc. consist only of qualified institutional investors); and
前号に掲げる場合のほか、次に掲げる場合のいずれにも該当しない場合
cases other than those provided for in the preceding item, which do not fall under any of the following:
組織再編成対象会社株主等が適格機関投資家のみである場合であつて、当該組織再編成交付手続に係る有価証券がその取得者から適格機関投資家以外の者に譲渡されるおそれが少ないものとして政令で定める場合
cases in which the reorganizing company's shareholders, etc. consist only of qualified institutional investors, and which are specified by Cabinet Order as those in which there is little likelihood of the securities that are subject to the procedures related to the delivery of securities during a corporate reorganization being transferred from a person that acquires them to any person other than a qualified Institutional Investor; and
前号に掲げる場合及びイに掲げる場合以外の場合（当該組織再編成交付手続に係る有価証券と種類を同じくする有価証券の発行及び交付の状況等を勘案して政令で定める要件に該当する場合を除く。）であつて、当該組織再編成交付手続に係る有価証券が多数の者に所有されるおそれが少ないものとして政令で定める場合
cases other than those specified in the preceding item or in (a) (excluding cases satisfying the requirements that are specified by Cabinet Order in consideration of the status, etc. of issuance and delivery of securities of the same class as the securities subject to the procedures related to the delivery of securities during a corporate reorganization), which are specified by Cabinet Order as those in which there is little likelihood of the securities that are subject to those procedures related to the delivery of securities during a corporate reorganization being held by a large number of persons; and
組織再編成対象会社株主等が相当程度多数の者である場合として政令で定める場合
cases specified by Cabinet Order as those in which the reorganizing company's shareholders, etc. constitute a considerably large number of persons.
この章の規定は、次に掲げる有価証券については、適用しない。
The provisions of this Chapter do not apply to the following securities:
第二条第一項第一号及び第二号に掲げる有価証券
securities set forth in Article 2, paragraph (1), items (i) and (ii);
第二条第一項第三号、第六号及び第十二号に掲げる有価証券（企業内容等の開示を行わせることが公益又は投資者保護のため必要かつ適当なものとして政令で定めるものを除く。）
securities set forth in Article 2, paragraph (1), items (iii), (vi), and (xii) (excluding securities that are specified by Cabinet Order as securities with regard to which the public interest or the protection of investors makes it necessary and appropriate for corporate affairs to be disclosed); and
第二条第二項の規定により有価証券とみなされる同項各号に掲げる権利（次に掲げるものを除く。）
rights set forth in the items of Article 2, paragraph (2) which are deemed to be securities pursuant to the provisions of Article 2, paragraph (2) (excluding the following rights):
次に掲げる権利（ロに掲げるものに該当するものを除く。第二十四条第一項において「有価証券投資事業権利等」という。）
the following rights (excluding those that fall under the category specified in (b); referred to as "rights in a securities investment business, etc." in Article 24, paragraph (1)):
第二条第二項第五号に掲げる権利のうち、当該権利に係る出資対象事業（同号に規定する出資対象事業をいう。）が主として有価証券に対する投資を行う事業であるものとして政令で定めるもの
among the rights set forth in Article 2, paragraph (2), item (v), those specified by Cabinet Order as rights for which the business subject to investment related to the right (meaning the business subject to investment prescribed in that item) is a business that primarily makes investments in securities;
第二条第二項第一号から第四号まで、第六号又は第七号に掲げる権利のうち、（１）に掲げる権利に類する権利として政令で定めるもの
among the rights set forth in Article 2, paragraph (2), items (i) through (iv), (vi) or (vii), those specified by Cabinet Order as rights similar to the rights set forth in (1);
その他政令で定めるもの
other rights specified by Cabinet Order.
電子記録移転権利
electronically recorded transferable rights;
政府が元本の償還及び利息の支払について保証している社債券
corporate bond certificates for which the government guarantees the redemption of the principal or the payment of interest; and
前各号に掲げる有価証券以外の有価証券で政令で定めるもの
securities specified by Cabinet Order other than those set forth in the preceding items.