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Supplementary Provisions, Article 4Transitional Measures Concerning the Scope, etc. of Documents to Be Presented to the Head of a Business Office of a Savings Institution, etc.

第四条(貯蓄取扱機関等の営業所の長に提示する書類の範囲等に関する経過措置)

The provisions of Article 81-6, paragraph (1), item (ii) (Scope of Documents to Be Presented to the Head of a business office of a Savings Institution, etc.) of the New Regulation (including the case where they apply with replacement of terms under Article 81-10 (Scope of Documents to Be Presented to the Head of a business office of a Savings Institution, etc. Concerning Bearer Public and Corporate Bonds) and Article 81-14 (Scope of Documents to Be Presented to the Head of a business office, etc. of a Savings Institution, etc. Concerning Bearer Discount Bonds) of the New Regulation, and the case where they apply mutatis mutandis under Article 81-20, paragraph (1) (Scope of Documents to Be Presented to the Payer of Consideration for Transfer of Shares, etc.), Article 81-25, paragraph (1) (Scope of Documents to Be Presented to the Deliverer of Money, etc. Delivered), Article 81-29, paragraph (1) (Scope of Documents to Be Presented to the Deliverer of Redemption Money or a Similar Asset, etc. of Stock-Type Securities Investment Trusts, etc.), Article 81-33, paragraph (1) (Scope of Documents to Be Presented to the Payer of Consideration for Transferring a Beneficial Interest in a Trust), Article 81-36, paragraph (2) (Notice by a Person Settling a Futures Contract) and Article 81-38 (Scope of Documents to Be Presented to the Payer of Consideration for Transferring Gold Bullion, etc.) of the New Regulation; the same applies in the following paragraph and paragraph (3)) apply to the documents prescribed in those provisions that are presented, on or after the date prescribed in Article 1, item (iii) (Effective Date) of the Supplementary Provisions, at the time of giving notice pursuant to (Notice by a Person Receiving Interest, Dividends, Redemption Money or a Similar Asset, etc.), (Notice by a Person Receiving Consideration for Transferring Shares, etc.) (including as applied mutatis mutandis under and ), (Notice by a Person Receiving Consideration for Transferring a Beneficial Interest in a Trust), (Notice by a Person Settling a Futures Contract) or Article 224-6 (Notice by a Person Receiving Consideration for Transferring Gold Bullion, etc.) of the New Act, or of submitting a paper-based notice pursuant to Article 224, paragraph (2) or (4) or Article 224-2 (Notice Concerning Transfer of Negotiable Deposits) of the New Act, and the provisions then in force continue to govern the documents prescribed in those provisions that were presented, before that date, at the time of giving notice pursuant to (Notice by a Person Receiving Interest, Dividends, Redemption Money or a Similar Asset, etc.), (Notice by a Person Receiving Consideration for Transferring Shares, etc.) (including as applied mutatis mutandis under and ), (Notice by a Person Receiving Consideration for Transferring a Beneficial Interest in a Trust), (Notice by a Person Settling a Futures Contract) or (Notice by a Person Receiving Consideration for Transferring Gold Bullion, etc.) of the Former Act, or of submitting a paper-based notice pursuant to or or (Notice Concerning Transfer of Negotiable Deposits) of the Former Act.

新規則第八十一条の六第一項第二号(貯蓄取扱機関等の営業所の長に提示する書類の範囲)(新規則第八十一条の十(無記名公社債に係る貯蓄取扱機関等の営業所の長に提示する書類の範囲)及び(無記名割引債に係る貯蓄取扱機関等の営業所等の長に提示する書類の範囲)において読み替えて適用する場合並びに新規則第八十一条の二十第一項(株式等の譲渡の対価の支払者に提示する書類の範囲)、第八十一条の二十五第一項(交付金銭等の交付者に提示する書類の範囲)、第八十一条の二十九第一項(株式等証券投資信託等の償還金等の交付者に提示する書類の範囲)、第八十一条の三十三第一項(信託受益権の譲渡の対価の支払者に提示する書類の範囲)、第八十一条の三十六第二項(先物取引の差金等決済をする者の告知)及び第八十一条の三十八(金地金等の譲渡の対価の支払者に提示する書類の範囲)において準用する場合を含む。次項及び第三項において同じ。)の規定は、附則第一条第三号(施行期日)に定める日以後に(利子、配当、償還金等の受領者の告知)、(株式等の譲渡の対価の受領者等の告知)(及びにおいて準用する場合を含む。)、(信託受益権の譲渡の対価の受領者の告知)、(先物取引の差金等決済をする者の告知)若しくは(金地金等の譲渡の対価の受領者の告知)の規定による告知又は若しくは若しくは(譲渡性預金の譲渡等に関する告知)の規定による告知書の提出の際に提示するこれらの規定に規定する書類について適用し、同日前に(利子、配当、償還金等の受領者の告知)、(株式等の譲渡の対価の受領者等の告知)(及びにおいて準用する場合を含む。)、(信託受益権の譲渡の対価の受領者の告知)、(先物取引の差金等決済をする者の告知)若しくは(金地金等の譲渡の対価の受領者の告知)の規定による告知又は若しくは若しくは(譲渡性預金の譲渡等に関する告知)の規定による告知書の提出の際に提示したこれらの規定に規定する書類については、なお従前の例による。

With regard to the application of the provisions of Article 81-6, paragraph (1) of the New Regulation to a mid- to long-term Resident prescribed in (Transitional Measures Accompanying Partial Amendment of the Immigration Control Act, etc.) of the Supplementary Provisions of the Immigration Control Act Amendment Act during the period until the day prescribed in the relevant item of , according to the category of persons listed in the items of , has elapsed, in Article 81-6, paragraph (1), item (i), (g) of the New Regulation, "or special permanent Resident certificate" is deemed to be replaced with ", special permanent Resident certificate or alien registration certificate".

(入管法の一部改正に伴う経過措置等)に規定する中長期在留者の各号に掲げる者の区分に応じ当該各号に定める日が経過するまでの期間における新規則第八十一条の六第一項の規定の適用については、同項第一号ト中「又は特別永住者証明書」とあるのは、「、特別永住者証明書又は外国人登録証明書」とする。

The provisions of the preceding paragraph apply mutatis mutandis to the application of Article 81-6, paragraph (1) of the New Regulation to a special permanent Resident prescribed in (Transitional Measures Accompanying Partial Amendment of the Special Act, etc.) of the Supplementary Provisions of the Immigration Control Act Amendment Act during the period until the day prescribed in the relevant item of , according to the category of persons listed in the items of , has elapsed.

前項の規定は、(特例法の一部改正に伴う経過措置等)に規定する特別永住者の各号に掲げる者の区分に応じ当該各号に定める日が経過するまでの期間における新規則第八十一条の六第一項の規定の適用について準用する。

In the case where an individual who has a domicile in Japan and who is listed in the following items is a person who is not recorded in a certificate of residence on the day before the date prescribed in Article 1, item (iii) of the Supplementary Provisions, then from the date prescribed in that item until the day on which six months have elapsed, a copy of that person's alien registration record, a certificate of recorded particulars of the alien registration record, or a document issued or granted by a public agency or a similar document (limited, in each case, to one that bears that person's name and domicile and was prepared within six months before the day on which the notice prescribed in each of the following items is given or the paper-based notice or documents are submitted) is deemed to be the document prescribed in the relevant item, according to the category of individuals listed in each of the following items:

次の各号に掲げる個人で国内に住所を有するものが、附則第一条第三号に定める日の前日において住民票に記載されていない者である場合には、同号に定める日以後六月を経過する日までの間は、その者の外国人登録原票の写し、外国人登録原票の記載事項証明書又は官公署から発行され、若しくは発給された書類その他これらに類するもの(いずれもその者の氏名及び住所の記載があるもので当該各号に規定する告知又は告知書若しくは書類の提出をする日前六月以内に作成されたものに限る。)は、当該各号に掲げる個人の区分に応じ当該各号に定める書類とみなす。

An individual who gives notice pursuant to (Notice by a Person Receiving Interest, Dividends, etc. on Deposits and Savings, Shares, etc.) of the New Order or submits a paper-based notice pursuant to Article 224-2 of the New Act: the documents prescribed in Article 81-6, paragraph (1), item (i) of the New Regulation

からまで(預貯金、株式等に係る利子、配当等の受領者の告知)の規定による告知又はの規定による告知書の提出をする個人 新規則第八十一条の六第一項第一号に規定する書類

An individual who submits a paper-based notice or documents pursuant to or (Submission, etc. of Paper-Based Notices, etc. Concerning Interest and Similar Income from Bearer Public and Corporate Bonds) of the New Order, or (including as applied mutatis mutandis under ): the documents prescribed in Article 81-6, paragraph (1), item (i) of the New Regulation as replaced pursuant to the provisions of Article 81-10 of the New Regulation

若しくは(無記名公社債の利子等に係る告知書等の提出等)又は(において準用する場合を含む。)の規定による告知書又は書類の提出をする個人 新規則第八十一条の十の規定により読み替えられた新規則第八十一条の六第一項第一号に規定する書類

An individual who submits a paper-based notice or documents pursuant to or (Submission, etc. of Paper-Based Notices, etc. Concerning Redemption Money of Bearer Discount Bonds) of the New Order, or (including as applied mutatis mutandis under ): the documents prescribed in Article 81-6, paragraph (1), item (i) of the New Regulation as replaced pursuant to the provisions of Article 81-14 of the New Regulation

若しくは(無記名割引債の償還金に係る告知書等の提出等)又は(において準用する場合を含む。)の規定による告知書又は書類の提出をする個人 の規定により読み替えられた新規則第八十一条の六第一項第一号に規定する書類

An individual who gives notice pursuant to (Notice by a Person Receiving Consideration for Transferring Shares, etc.) of the New Order: the documents prescribed in Article 81-6, paragraph (1), item (i) of the New Regulation as applied mutatis mutandis under Article 81-20, paragraph (1) of the New Regulation

からまで(株式等の譲渡の対価の受領者の告知)の規定による告知をする個人 新規則第八十一条の二十第一項において準用する新規則第八十一条の六第一項第一号に規定する書類

An individual who gives notice pursuant to (Notice, etc. by a Person Receiving Money, etc. Delivered) of the New Order: the documents prescribed in Article 81-6, paragraph (1), item (i) of the New Regulation as applied mutatis mutandis under Article 81-25, paragraph (1) of the New Regulation

(交付金銭等の受領者の告知等)の規定による告知をする個人 新規則第八十一条の二十五第一項において準用する新規則第八十一条の六第一項第一号に規定する書類

An individual who gives notice pursuant to (Notice, etc. by a Person Receiving Redemption Money or a Similar Asset, etc. of Stock-Type Securities Investment Trusts, etc.) of the New Order: the documents prescribed in Article 81-6, paragraph (1), item (i) of the New Regulation as applied mutatis mutandis under Article 81-29, paragraph (1) of the New Regulation

(株式等証券投資信託等の償還金等の受領者の告知等)の規定による告知をする個人 新規則第八十一条の二十九第一項において準用する新規則第八十一条の六第一項第一号に規定する書類

An individual who gives notice pursuant to (Notice by a Person Receiving Consideration for Transferring a Beneficial Interest in a Trust) of the New Order: the documents prescribed in Article 81-6, paragraph (1), item (i) of the New Regulation as applied mutatis mutandis under Article 81-33, paragraph (1) of the New Regulation

(信託受益権の譲渡の対価の受領者の告知)の規定による告知をする個人 新規則第八十一条の三十三第一項において準用する新規則第八十一条の六第一項第一号に規定する書類

An individual who gives notice pursuant to (Notice by a Person Settling a Futures Contract) of the New Order: the documents prescribed in Article 81-6, paragraph (1), item (i) of the New Regulation as applied mutatis mutandis under Article 81-36, paragraph (2) of the New Regulation

(先物取引の差金等決済をする者の告知)の規定による告知をする個人 新規則第八十一条の三十六第二項において準用する新規則第八十一条の六第一項第一号に規定する書類

An individual who gives notice pursuant to (Notice by a Person Receiving Consideration for Transferring Gold Bullion, etc.) of the New Order: the documents prescribed in Article 81-6, paragraph (1), item (i) of the New Regulation as applied mutatis mutandis under Article 81-38 of the New Regulation

(金地金等の譲渡の対価の受領者の告知)の規定による告知をする個人 新規則第八十一条の三十八において準用する新規則第八十一条の六第一項第一号に規定する書類

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