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Article 29Demand for Objections from Creditors in the Case of Transfer of Business of a Transferring Company, etc.

第二十九条(被承継会社の事業の譲渡の場合の債権者の異議の催告等)

A transferring specified business operator, etc. stated in a certified management capacity improvement plan (limited to one that states matters concerning business succession, etc. (limited to those pertaining to the acquisition of a business among the measures listed in Article 2, paragraph (10), item (vii))) that is a stock company (hereinafter referred to as a "transferring company" in this paragraph and paragraph (4)) may, when a resolution of a shareholders meeting or board of directors, or a decision of an executive officer, has been made on the transfer of all or part of its business carried out in accordance with that certified management capacity improvement plan, within two weeks from the date of that resolution or decision, give notice separately to each specified creditor (meaning, among persons that hold claims against that transferring company, a person that, upon the transfer of all or part of that business, comes to hold a claim against the person acquiring all or part of that business and ceases to hold that claim against that transferring company; the same applies in paragraphs (3) and (4)) of the outline of the transfer of all or part of that business, and demand that, if they have any objection to the transfer of all or part of that business, they state it within a certain period.

認定経営力向上計画(事業承継等(第二条第十項第七号に掲げる措置のうち事業の譲受けに係るものに限る。)に係る事項の記載があるものに限る。)に記載された被承継等特定事業者等であって株式会社であるもの(以下この項及び第四項において「被承継会社」という。)は、当該認定経営力向上計画に従って行われる事業の全部又は一部の譲渡について株主総会若しくは取締役会の決議又は執行役の決定がされたときは、当該決議又は決定の日から二週間以内に、特定債権者(当該被承継会社に対する債権を有する者のうち、当該事業の全部又は一部の譲渡に伴い、当該事業の全部又は一部を譲り受ける者に対する債権を有することとなり、当該債権を当該被承継会社に対して有しないこととなる者をいう。第三項及び第四項において同じ。)に対して各別に、当該事業の全部又は一部の譲渡の要領を通知し、かつ、当該事業の全部又は一部の譲渡に異議のある場合には一定の期間内に異議を述べるべき旨を催告することができる。

The period under the preceding paragraph must not be less than one month.

前項の期間は、一月を下ってはならない。

Where a specified creditor that has received the demand prescribed in paragraph (1) has not stated an objection within the period referred to in that paragraph, that specified creditor is deemed to have approved the transfer of all or part of that business.

第一項に規定する催告を受けた特定債権者が同項の期間内に異議を述べなかったときは、当該特定債権者は、当該事業の全部又は一部の譲渡を承認したものとみなす。

Where a specified creditor has stated an objection within the period referred to in paragraph (1), the transferring company must make payment, provide reasonable security, or entrust reasonable property to a trust company or a financial institution engaged in trust business for the purpose of having the specified creditor receive payment; provided, however, that this does not apply where there is no risk of harming that specified creditor even if all or part of that business is transferred.

特定債権者が第一項の期間内に異議を述べたときは、当該被承継会社は弁済し、又は相当の担保を提供し、若しくは特定債権者に弁済を受けさせることを目的として信託会社若しくは信託業務を営む金融機関に相当の財産を信託しなければならない。ただし、当該事業の全部又は一部の譲渡をしても当該特定債権者を害するおそれがないときは、この限りでない。

The Organization for Small and Medium Enterprises and Regional Innovation, JAPAN, at the request of a specified business operator that carries out an approved management innovation project or a certified management capacity improvement project (excluding one that falls under a small and medium-sized enterprise prescribed in ), gives necessary advice on the implementation of that approved management innovation project or certified management capacity improvement project.

中小企業基盤整備機構は、承認経営革新事業又は認定経営力向上事業を行う特定事業者(に規定する中小企業者に該当するものを除く。)の依頼に応じて、当該承認経営革新事業又は認定経営力向上事業の実施に関し必要な助言を行う。

The Organization for Small and Medium Enterprises and Regional Innovation, JAPAN, at the request of a financial institution (meaning a financial institution prescribed in ) that intends to lend funds to a specified business operator that intends to receive a special management capacity improvement-related guarantee, conducts the business of the provision of information relating to that guarantee and other necessary cooperation.

中小企業基盤整備機構は、特例経営力向上関連保証を受けようとする特定事業者に対して資金の貸付けを行おうとする金融機関(に規定する金融機関をいう。)の依頼に応じて、当該保証に関する情報の提供その他必要な協力の業務を行う。

Section 4 Development of Support Framework

第四節 支援体制の整備

Article 31Certified Support Body for Management Innovation, etc.

第三十一条(認定経営革新等支援機関)

The competent minister may, as provided by order of the competent ministry, certify, upon application, a person that conducts the work prescribed in the following paragraph (hereinafter referred to as "support work for management innovation, etc.") and that is found to conform to the basic policy, as a person that conducts support work for management innovation, etc.

主務大臣は、主務省令で定めるところにより、次項に規定する業務(以下「経営革新等支援業務」という。)を行う者であって、基本方針に適合すると認められるものを、その申請により、経営革新等支援業務を行う者として認定することができる。

A person that has obtained the certification under the preceding paragraph (hereinafter referred to as a "certified support body for management innovation, etc.") is to conduct the following work:

前項の認定を受けた者(以下「認定経営革新等支援機関」という。)は、次に掲げる業務を行うものとする。

analysis of the content of management resources, financial position and other management conditions of small and medium-sized enterprises, etc. that intend to carry out management innovation or management capacity improvement;

経営革新又は経営力向上を行おうとする中小企業等の経営資源の内容、財務内容その他経営の状況の分析

guidance and advice concerning the formulation of a plan for a business for management innovation or a business pertaining to management capacity improvement, and guidance and advice necessary for the implementation of the business carried out in accordance with that plan.

経営革新のための事業又は経営力向上に係る事業の計画の策定に係る指導及び助言並びに当該計画に従って行われる事業の実施に関し必要な指導及び助言

A person who seeks to obtain the certification referred to in paragraph (1) must submit to the competent minister a written application stating the following matters, as specified by order of the competent ministry.

第一項の認定を受けようとする者は、主務省令で定めるところにより、次に掲げる事項を記載した申請書を主務大臣に提出しなければならない。

the name or title and address and, in the case of a corporation, the name of its representative;

氏名又は名称及び住所並びに法人にあっては、その代表者の氏名

the location of its office;

事務所の所在地

the following matters concerning support work for management innovation, etc.:

経営革新等支援業務に関する次に掲げる事項

the system for implementing the support work for management innovation, etc.;

経営革新等支援業務の実施体制

other matters specified by order of the competent ministry, in addition to those set out in (a) and (b).

イ及びロに掲げるもののほか、主務省令で定める事項

A certified support body for management innovation, etc. must notify the competent minister to that effect without delay when there is a change in the matters set out in items (i) and (ii) of the preceding paragraph, and in advance when it intends to make a change in the matters set out in item (iii), (a) through (c) of that paragraph (excluding minor changes specified by order of the competent ministry).

認定経営革新等支援機関は、前項第一号及び第二号に掲げる事項に変更があったときは遅滞なく、同項第三号イからハまでに掲げる事項の変更(主務省令で定める軽微な変更を除く。)をしようとするときはあらかじめ、その旨を主務大臣に届け出なければならない。

Article 32Disqualification Clause

第三十二条(欠格条項)

A person that falls under any of the following items may not obtain the certification referred to in paragraph (1) of the preceding Article:

次の各号のいずれかに該当する者は、前条第一項の認定を受けることができない。

a person who was subject to imprisonment or a heavier punishment, and for whom five years have not yet passed since the completion of the sentence or since the date on which the person ceased to be subject to the sentence;

拘禁刑以上の刑に処せられ、その執行を終わり、又は執行を受けることがなくなった日から起算して五年を経過しない者

a person who was sentenced to a fine under the provisions of this Act, and for whom five years have not yet passed since the completion of the sentence or since the date on which the person ceased to be subject to the sentence;

この法律の規定により罰金の刑に処せられ、その執行を終わり、又は執行を受けることがなくなった日から起算して五年を経過しない者

a person specified by order of the competent ministry as unable to properly conduct support work for management innovation, etc. due to mental or physical disorder;

心身の故障により経営革新等支援業務を適正に行うことができない者として主務省令で定めるもの

a person that has become subject to an order to commence bankruptcy proceedings and has not been released from bankruptcy restrictions, or a person that is treated in the same manner under foreign laws and regulations;

破産手続開始の決定を受けて復権を得ない者又は外国の法令上これと同様に取り扱われている者

a person whose certification was rescinded pursuant to the provisions of Article 36, and for whom five years have not yet passed since the date of the rescission;

第三十六条の規定により認定を取り消され、当該取消しの日から起算して五年を経過しない者

an organized crime group member prescribed in , or a person for whom five years have not yet passed since the date on which the person ceased to be an organized crime group member prescribed in (referred to as an "organized crime group member, etc." in item (viii));

に規定する暴力団員又はに規定する暴力団員でなくなった日から起算して五年を経過しない者(第八号において「暴力団員等」という。)

a corporation in which one of its officers falls under any of the preceding items; or

法人であって、その役員のうちに前各号のいずれかに該当する者があるもの

a person whose business activities are controlled by an organized crime group member, etc.

暴力団員等がその事業活動を支配する者

Article 33Renewal of Certification

第三十三条(認定の更新)

The certification referred to in Article 31, paragraph (1) ceases to be effective upon the expiration of the period unless it is renewed every five years.

第三十一条第一項の認定は、五年ごとにその更新を受けなければ、その期間の経過によって、その効力を失う。

The provisions of Article 31, paragraphs (1) and (3) and the preceding Article apply mutatis mutandis to the renewal of the certification referred to in the preceding paragraph.

第三十一条第一項及び第三項並びに前条の規定は、前項の認定の更新に準用する。

Article 34Notification of Discontinuation

第三十四条(廃止の届出)

A certified support body for management innovation, etc. that intends to discontinue the work related to its certification must notify the competent minister to that effect in advance, as specified by order of the competent ministry.

認定経営革新等支援機関は、その認定に係る業務を廃止しようとするときは、主務省令で定めるところにより、あらかじめ、その旨を主務大臣に届け出なければならない。

Article 35Order for Improvement

第三十五条(改善命令)

If the competent minister finds, in light of the basic policy, that an improvement is necessary regarding the operation of the support work for management innovation, etc. of a certified support body for management innovation, etc., the competent minister may order that certified support body for management innovation, etc. to take the measures necessary for the improvement.

主務大臣は、基本方針に照らし認定経営革新等支援機関の経営革新等支援業務の運営に関し改善が必要であると認めるときは、その認定経営革新等支援機関に対し、その改善に必要な措置を講ずべきことを命ずることができる。

Article 36Rescission of Certification

第三十六条(認定の取消し)

The competent minister may rescind the certification of a certified support body for management innovation, etc. if it falls under any of the following items:

主務大臣は、認定経営革新等支援機関が次の各号のいずれかに該当するときは、その認定を取り消すことができる。

it has come to fall under any of the items of Article 32 (excluding item (v));

第三十二条各号(第五号を除く。)のいずれかに該当するに至ったとき。

it violates an order under the preceding Article; or

前条の規定による命令に違反したとき。

it is found that it has obtained the certification referred to in Article 31, paragraph (1) or the renewal of the certification referred to in Article 33, paragraph (1) by wrongful means.

不正の手段により第三十一条第一項の認定又は第三十三条第一項の認定の更新を受けたことが判明したとき。

With respect to a general incorporated association (limited to one in which small and medium-sized enterprises hold one-half or more of the voting rights at its general meeting of members), a general incorporated foundation (limited to one for which one-half or more of the value of the property contributed at its establishment was contributed by small and medium-sized enterprises) or a specified non-profit corporation prescribed in (limited to one in which small and medium-sized enterprises hold one-half or more of the voting rights at its general meeting of members, and excluding one that falls under ), in each case one that has received certification under the provisions of Article 31, paragraph (1) and that has received a guarantee of obligations prescribed in or concerning funds necessary for the implementation of support work for management innovation, etc. (hereinafter in this Article referred to as a "certified general incorporated association, etc."), the provisions of and and apply by deeming the certified general incorporated association, etc. to be a small and medium-sized enterprise under . In this case, the term "borrowing" in these provisions is deemed to be replaced with "borrowing of funds necessary for the implementation of support work for management innovation, etc. prescribed in Article 31, paragraph (1) of the Act on Strengthening the Management of Small and Medium-Sized Enterprises, etc. conducted by a certified general incorporated association, etc. prescribed in Article 37 of that Act".

第三十一条第一項の規定による認定を受けた一般社団法人(その社員総会における議決権の二分の一以上を中小企業者が有しているものに限る。)、一般財団法人(その設立に際して拠出された財産の価額の二分の一以上が中小企業者により拠出されているものに限る。)又はに規定する特定非営利活動法人(その社員総会における表決権の二分の一以上を中小企業者が有しているものに限り、かつ、に該当するものを除く。)であって、経営革新等支援業務の実施に必要な資金に係る又はに規定する債務の保証を受けたもの(以下この条において「認定一般社団法人等」という。)については、当該認定一般社団法人等をの中小企業者とみなして、、及びの規定を適用する。この場合において、これらの規定中「借入れ」とあるのは、「中小企業等経営強化法第三十七条に規定する認定一般社団法人等が行う同法第三十一条第一項に規定する経営革新等支援業務の実施に必要な資金の借入れ」とする。

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