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Section 1 Business Continuity Enhancement

第一節 事業継続力強化

Article 55Guidelines for Preparing Business Continuity Enhancement Plans

第五十五条(事業継続力強化計画作成指針)

In order to contribute to the appropriate preparation of business continuity enhancement plans (meaning business continuity enhancement plans prescribed in paragraph (1) of the following Article) and joint business continuity enhancement plans (meaning joint business continuity enhancement plans prescribed in Article 58, paragraph (1)), the Minister of Economy, Trade and Industry is to establish guidelines for preparing those plans (hereinafter in this Article referred to as "guidelines for preparing business continuity enhancement plans").

経済産業大臣は、事業継続力強化計画(次条第一項に規定する事業継続力強化計画をいう。)及び連携事業継続力強化計画(第五十八条第一項に規定する連携事業継続力強化計画をいう。)の適確な作成に資するため、これらの計画の作成のための指針(以下この条において「事業継続力強化計画作成指針」という。)を定めるものとする。

If the Minister of Economy, Trade and Industry finds it necessary in consideration of the status of efforts by small and medium-sized enterprises toward business continuity enhancement and other circumstances, the Minister is to change the guidelines for preparing business continuity enhancement plans.

経済産業大臣は、中小企業者の事業継続力強化に対する取組の状況その他の事情を勘案して必要があると認めるときは、事業継続力強化計画作成指針を変更するものとする。

When the Minister of Economy, Trade and Industry intends to establish or change the guidelines for preparing business continuity enhancement plans, the Minister is to hear in advance the opinions of experts and other persons concerned; provided, however, that this does not apply to minor changes specified by Order of the Ministry of Economy, Trade and Industry.

経済産業大臣は、事業継続力強化計画作成指針を定め、又は変更しようとするときは、あらかじめ、専門家その他の関係者の意見を聴くものとする。ただし、経済産業省令で定める軽微な変更については、この限りでない。

When the Minister of Economy, Trade and Industry has established or changed the guidelines for preparing business continuity enhancement plans, the Minister must publicize them without delay.

経済産業大臣は、事業継続力強化計画作成指針を定め、又はこれを変更したときは、遅滞なく、これを公表しなければならない。

Article 56Certification of Business Continuity Enhancement Plans

第五十六条(事業継続力強化計画の認定)

A small and medium-sized enterprise may prepare a plan concerning business continuity enhancement (hereinafter in this Article and the following Article referred to as a "business continuity enhancement plan"), submit it to the Minister of Economy, Trade and Industry as specified by Order of the Ministry of Economy, Trade and Industry, and receive certification to the effect that the business continuity enhancement plan is appropriate.

中小企業者は、事業継続力強化に関する計画(以下この条及び次条において「事業継続力強化計画」という。)を作成し、経済産業省令で定めるところにより、これを経済産業大臣に提出して、その事業継続力強化計画が適当である旨の認定を受けることができる。

A business continuity enhancement plan must state the following matters:

事業継続力強化計画には、次に掲げる事項を記載しなければならない。

the following matters concerning the content of business continuity enhancement:

事業継続力強化の内容に関する次に掲げる事項

the response procedures in the case where a natural disaster, etc. occurs;

自然災害等が発生した場合における対応手順

the types of business continuity enhancement equipment, etc. (meaning equipment, instruments or devices specified by Order of the Ministry of Economy, Trade and Industry as contributing particularly to business continuity enhancement; the same applies in Article 58, paragraph (2), item (iii), (b));

事業継続力強化設備等(事業継続力強化に特に資する設備、機器又は装置として経済産業省令で定めるものをいう。第五十八条第二項第三号ロにおいて同じ。)の種類

matters concerning securing means of raising funds for continuing business activities, such as the conclusion of a non-life insurance contract;

損害保険契約の締結その他の事業活動を継続するための資金の調達手段の確保に関する事項

if there are local governments, consigning business operators, financial institutions related to the government, commercial associations, chambers of commerce, federations of small business associations, or other persons that cooperate in the implementation of business continuity enhancement (hereinafter in this item referred to as "cooperating parties"), the name and address of the cooperating party and the name of its representative, and the content of its cooperation;

事業継続力強化の実施に協力する地方公共団体、委託事業者、政府関係金融機関、商工会、商工会議所、中小企業団体中央会その他の者(以下この号において「協力者」という。)がある場合は、当該協力者の名称及び住所並びにその代表者の氏名並びにその協力の内容

matters concerning efforts to ensure the effectiveness of business continuity enhancement, such as the development of the necessary organization and the conduct of training;

必要な組織の整備、訓練の実施その他の事業継続力強化の実効性を確保するための取組に関する事項

matters concerning measures and efforts contributing to business continuity enhancement, in addition to those set out in (a) through (e);

イからホまでに掲げるもののほか、事業継続力強化に資する対策及び取組に関する事項

other matters specified by Order of the Ministry of Economy, Trade and Industry;

その他経済産業省令で定める事項

the period for implementing business continuity enhancement; and

事業継続力強化の実施期間

the amount of funds necessary for implementing business continuity enhancement and the method of raising them.

事業継続力強化を実施するために必要な資金の額及びその調達方法

When an application for the certification referred to in paragraph (1) is filed, the Minister of Economy, Trade and Industry is to grant the certification if the Minister finds that the business continuity enhancement plan pertaining to the application conforms to all of the following items:

経済産業大臣は、第一項の認定の申請があった場合において、当該申請に係る事業継続力強化計画が次の各号のいずれにも適合するものであると認めるときは、その認定をするものとする。

the matters set out in items (i) through (iii) of the preceding paragraph are appropriate in light of the basic policy; and

前項第一号から第三号までに掲げる事項が基本方針に照らして適切なものであること。

the matters set out in items (ii) through (iv) of the preceding paragraph are appropriate for reliably carrying out business continuity enhancement.

前項第二号から第四号までに掲げる事項が事業継続力強化を確実に遂行するために適切なものであること。

Article 57Changes to Business Continuity Enhancement Plans, etc.

第五十七条(事業継続力強化計画の変更等)

A small and medium-sized enterprise that has received the certification referred to in paragraph (1) of the preceding Article must, when it intends to change the business continuity enhancement plan pertaining to the certification, obtain certification from the Minister of Economy, Trade and Industry as specified by Order of the Ministry of Economy, Trade and Industry.

前条第一項の認定を受けた中小企業者は、当該認定に係る事業継続力強化計画を変更しようとするときは、経済産業省令で定めるところにより、経済産業大臣の認定を受けなければならない。

If the Minister of Economy, Trade and Industry finds that business continuity enhancement is not being carried out in accordance with the business continuity enhancement plan pertaining to the certification referred to in paragraph (1) of the preceding Article (where certification of a change has been given under the preceding paragraph, the plan as changed; hereinafter referred to as a "certified business continuity enhancement plan"), the Minister may rescind that certification.

経済産業大臣は、前条第一項の認定に係る事業継続力強化計画(前項の規定による変更の認定があったときは、その変更後のもの。以下「認定事業継続力強化計画」という。)に従って事業継続力強化が行われていないと認めるときは、その認定を取り消すことができる。

The provisions of paragraph (3) of the preceding Article apply mutatis mutandis to the certification under paragraph (1).

前条第三項の規定は、第一項の認定について準用する。

Article 58Certification of Joint Business Continuity Enhancement Plans

第五十八条(連携事業継続力強化計画の認定)

Multiple small and medium-sized enterprises may jointly prepare a plan concerning joint business continuity enhancement (including, where multiple small and medium-sized enterprises intend to carry out joint business continuity enhancement jointly with all or some of the foreign affiliated corporations, etc. of each of those small and medium-sized enterprises, a plan concerning the joint business continuity enhancement carried out by those multiple small and medium-sized enterprises jointly with those foreign affiliated corporations, etc.; hereinafter in this Article and the following Article referred to as a "joint business continuity enhancement plan"), designate a representative as specified by Order of the Ministry of Economy, Trade and Industry, submit the plan to the Minister of Economy, Trade and Industry, and receive certification to the effect that the joint business continuity enhancement plan is appropriate.

複数の中小企業者は、共同で、連携事業継続力強化に関する計画(複数の中小企業者がそれぞれの中小企業者の外国関係法人等の全部又は一部と共同で連携事業継続力強化を行おうとする場合にあっては、当該複数の中小企業者が当該外国関係法人等と共同で行う連携事業継続力強化に関するものを含む。以下この条及び次条において「連携事業継続力強化計画」という。)を作成し、経済産業省令で定めるところにより、代表者を定め、これを経済産業大臣に提出して、その連携事業継続力強化計画が適当である旨の認定を受けることができる。

A joint business continuity enhancement plan must state the following matters:

連携事業継続力強化計画には、次に掲げる事項を記載しなければならない。

if there is a business operator other than the small and medium-sized enterprises that carry out joint business continuity enhancement (including, where multiple small and medium-sized enterprises intend to carry out joint business continuity enhancement jointly with all or some of the foreign affiliated corporations, etc. of each of those small and medium-sized enterprises (meaning a corporation or other foreign organization established in accordance with foreign laws and regulations (including one to be newly established) that has a relationship specified by Order of the Ministry of Economy, Trade and Industry as one by which a small and medium-sized enterprise is found to substantially control its management; the same applies in this Article and Article 63, paragraph (1), item (ii)), those foreign affiliated corporations, etc.) (hereinafter referred to as a "large enterprise"), the name and address of the large enterprise and the name of its representative;

連携事業継続力強化を行う中小企業者(複数の中小企業者がそれぞれの中小企業者の外国関係法人等(外国の法令に準拠して設立された法人その他の外国の団体(新たに設立されるものを含む。)であって、中小企業者がその経営を実質的に支配していると認められるものとして経済産業省令で定める関係を持つものをいう。以下この条及び第六十三条第一項第二号において同じ。)の全部又は一部と共同で連携事業継続力強化を行おうとする場合にあっては、当該外国関係法人等を含む。)以外の事業者(以下「大企業者」という。)がある場合は、当該大企業者の名称及び住所並びにその代表者の氏名

the following matters concerning the content of joint business continuity enhancement:

連携事業継続力強化の内容に関する次に掲げる事項

the mode of cooperation in joint business continuity enhancement;

連携事業継続力強化における連携の態様

if there are local governments, consigning business operators, financial institutions related to the government, commercial associations, chambers of commerce, federations of small business associations, or other persons that cooperate in the implementation of joint business continuity enhancement (hereinafter in this item referred to as "cooperating parties"), the name and address of the cooperating party and the name of its representative, and the content of its cooperation;

連携事業継続力強化の実施に協力する地方公共団体、委託事業者、政府関係金融機関、商工会、商工会議所、中小企業団体中央会その他の者(以下この号において「協力者」という。)がある場合は、当該協力者の名称及び住所並びにその代表者の氏名並びにその協力の内容

matters concerning efforts to ensure the effectiveness of joint business continuity enhancement, such as the development of the necessary organization and the conduct of training;

必要な組織の整備、訓練の実施その他の連携事業継続力強化の実効性を確保するための取組に関する事項

other matters specified by Order of the Ministry of Economy, Trade and Industry;

その他経済産業省令で定める事項

the period for implementing joint business continuity enhancement;

連携事業継続力強化の実施期間

the amount of funds necessary for implementing joint business continuity enhancement and the method of raising them.

連携事業継続力強化を実施するために必要な資金の額及びその調達方法

When an application for the certification referred to in paragraph (1) is filed, the Minister of Economy, Trade and Industry is to grant the certification if the Minister finds that the joint business continuity enhancement plan pertaining to the application conforms to all of the following items:

経済産業大臣は、第一項の認定の申請があった場合において、当該申請に係る連携事業継続力強化計画が次の各号のいずれにも適合するものであると認めるときは、その認定をするものとする。

the matters set out in items (i), (iii) and (iv) of the preceding paragraph are appropriate in light of the basic policy;

前項第一号、第三号及び第四号に掲げる事項が基本方針に照らして適切なものであること。

the matters set out in items (iii) through (v) of the preceding paragraph are appropriate for reliably carrying out joint business continuity enhancement.

前項第三号から第五号までに掲げる事項が連携事業継続力強化を確実に遂行するために適切なものであること。

Article 59Changes to Joint Business Continuity Enhancement Plans, etc.

第五十九条(連携事業継続力強化計画の変更等)

A small and medium-sized enterprise that has received the certification referred to in paragraph (1) of the preceding Article must, when it intends to change the joint business continuity enhancement plan pertaining to the certification, obtain certification from the Minister of Economy, Trade and Industry as specified by Order of the Ministry of Economy, Trade and Industry.

前条第一項の認定を受けた中小企業者は、当該認定に係る連携事業継続力強化計画を変更しようとするときは、経済産業省令で定めるところにより、経済産業大臣の認定を受けなければならない。

If the Minister of Economy, Trade and Industry finds that joint business continuity enhancement is not being carried out in accordance with the joint business continuity enhancement plan pertaining to the certification referred to in paragraph (1) of the preceding Article (where certification of a change has been given under the preceding paragraph, the plan as changed; hereinafter referred to as a "certified joint business continuity enhancement plan"), the Minister may rescind that certification.

経済産業大臣は、前条第一項の認定に係る連携事業継続力強化計画(前項の規定による変更の認定があったときは、その変更後のもの。以下「認定連携事業継続力強化計画」という。)に従って連携事業継続力強化が行われていないと認めるときは、その認定を取り消すことができる。

The provisions of paragraph (3) of the preceding Article apply mutatis mutandis to the certification under paragraph (1).

前条第三項の規定は、第一項の認定について準用する。

Section 2 Support Measures

第二節 支援措置

With regard to the application of the provisions of listed in the left-hand column of the following table to insurance relations of ordinary insurance, unsecured insurance or special small-amount insurance that pertain to a small and medium-sized enterprise that has received a business continuity enhancement-related guarantee (meaning a guarantee of obligations prescribed in , or that concerns funds necessary for certified business continuity enhancement (meaning business continuity enhancement carried out in accordance with a certified business continuity enhancement plan; the same applies hereinafter); the same applies hereinafter in this Article), the phrases listed in the middle column of that table in those provisions are deemed to be replaced with the phrases listed in the right-hand column of that table.

the total amount of insured valuesthe total amount of insured values of the insurance relations pertaining to the business continuity enhancement-related guarantee prescribed in Article 60, paragraph (1) of the Act on Strengthening the Management of Small and Medium-Sized Enterprises, etc. (hereinafter referred to as the "business continuity enhancement-related guarantee") and the total amount of insured values of other insurance relations, each
and the total amount of insured valuesthe total amount of insured values of the insurance relations pertaining to the business continuity enhancement-related guarantee and the total amount of insured values of other insurance relations, each
and of the amount of the borrowed funds concernedfor each of the business continuity enhancement-related guarantee and other guarantees, of the amount of the borrowed funds concerned
the debtor concernedfor each of the business continuity enhancement-related guarantee and other guarantees, the debtor concerned

普通保険、無担保保険又は特別小口保険の保険関係であって、事業継続力強化関連保証(、又はに規定する債務の保証であって、認定事業継続力強化(認定事業継続力強化計画に従って行われる事業継続力強化をいう。以下同じ。)に必要な資金に係るものをいう。以下この条において同じ。)を受けた中小企業者に係るものについての次の表の上欄に掲げるの規定の適用については、これらの規定中同表の中欄に掲げる字句は、同表の下欄に掲げる字句とする。

保険価額の合計額が中小企業等経営強化法第六十条第一項に規定する事業継続力強化関連保証(以下「事業継続力強化関連保証」という。)に係る保険関係の保険価額の合計額とその他の保険関係の保険価額の合計額とがそれぞれ
及び保険価額の合計額が事業継続力強化関連保証に係る保険関係の保険価額の合計額とその他の保険関係の保険価額の合計額とがそれぞれ
及び当該借入金の額のうち事業継続力強化関連保証及びその他の保証ごとに、それぞれ当該借入金の額のうち
当該債務者事業継続力強化関連保証及びその他の保証ごとに、当該債務者

With regard to the application of and to insurance relations of overseas investment insurance that pertain to a small and medium-sized enterprise that has received a business continuity enhancement-related guarantee, the phrase "200 million yen" in is deemed to be replaced with "400 million yen (200 million yen for insurance relations pertaining to a guarantee of obligations concerning funds other than funds necessary for certified business continuity enhancement prescribed in Article 60, paragraph (1) of the Act on Strengthening the Management of Small and Medium-Sized Enterprises, etc. (hereinafter referred to as "business continuity enhancement funds"))", the phrase "400 million yen" in is deemed to be replaced with "600 million yen (400 million yen for insurance relations pertaining to a guarantee of obligations concerning funds other than business continuity enhancement funds)", and the phrase "200 million yen" in is deemed to be replaced with "400 million yen (200 million yen for insurance relations pertaining to a guarantee of obligations concerning funds other than business continuity enhancement funds)".

海外投資関係保険の保険関係であって、事業継続力強化関連保証を受けた中小企業者に係るものについての及びの規定の適用については、中「二億円」とあるのは「四億円(中小企業等経営強化法第六十条第一項に規定する認定事業継続力強化に必要な資金(以下「事業継続力強化資金」という。)以外の資金に係る債務の保証に係る保険関係については、二億円)」と、「四億円」とあるのは「六億円(事業継続力強化資金以外の資金に係る債務の保証に係る保険関係については、四億円)」と、中「二億円」とあるのは「四億円(事業継続力強化資金以外の資金に係る債務の保証に係る保険関係については、二億円)」とする。

With regard to the application of and to insurance relations of new business development insurance that pertain to a small and medium-sized enterprise that has received a business continuity enhancement-related guarantee, the phrase "200 million yen" in is deemed to be replaced with "300 million yen (200 million yen for insurance relations pertaining to a guarantee of obligations concerning funds other than funds necessary for certified business continuity enhancement prescribed in Article 60, paragraph (1) of the Act on Strengthening the Management of Small and Medium-Sized Enterprises, etc. (hereinafter referred to as "business continuity enhancement funds"))", the phrase "400 million yen" in is deemed to be replaced with "600 million yen (400 million yen for insurance relations pertaining to a guarantee of obligations concerning funds other than business continuity enhancement funds)", and the phrase "200 million yen" in is deemed to be replaced with "300 million yen (200 million yen for insurance relations pertaining to a guarantee of obligations concerning funds other than business continuity enhancement funds)".

新事業開拓保険の保険関係であって、事業継続力強化関連保証を受けた中小企業者に係るものについての及びの規定の適用については、中「二億円」とあるのは「三億円(中小企業等経営強化法第六十条第一項に規定する認定事業継続力強化に必要な資金(以下「事業継続力強化資金」という。)以外の資金に係る債務の保証に係る保険関係については、二億円)」と、「四億円」とあるのは「六億円(事業継続力強化資金以外の資金に係る債務の保証に係る保険関係については、四億円)」と、中「二億円」とあるのは「三億円(事業継続力強化資金以外の資金に係る債務の保証に係る保険関係については、二億円)」とする。

With regard to the application of and to insurance relations of ordinary insurance that pertain to a business continuity enhancement-related guarantee, the phrase "70/100" in , and the phrase "70/100 (80/100 for unsecured insurance, special small-amount insurance, current asset collateral insurance, pollution prevention insurance, energy measures insurance, overseas investment insurance, new business development insurance, business revitalization insurance and specified bond insurance)" in , are deemed to be replaced with "80/100".

普通保険の保険関係であって、事業継続力強化関連保証に係るものについての及びの規定の適用については、中「百分の七十」とあり、及び中「百分の七十(無担保保険、特別小口保険、流動資産担保保険、公害防止保険、エネルギー対策保険、海外投資関係保険、新事業開拓保険、事業再生保険及び特定社債保険にあつては、百分の八十)」とあるのは、「百分の八十」とする。

The amount of the premium for insurance relations of ordinary insurance, unsecured insurance or special small-amount insurance that pertain to a business continuity enhancement-related guarantee is, notwithstanding , the amount obtained by multiplying the insured amount by a rate specified by Cabinet Order within 2/100 per year.

普通保険、無担保保険又は特別小口保険の保険関係であって、事業継続力強化関連保証に係るものについての保険料の額は、の規定にかかわらず、保険金額に年百分の二以内において政令で定める率を乗じて得た額とする。

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