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Supplementary Provisions, Article 10Transitional Measures Concerning the Scope of Documents to Be Presented to the Head of a Business Office of a Savings Institution, etc.

第十条(貯蓄取扱機関等の営業所の長に提示する書類の範囲に関する経過措置)

The provisions of Article 81-6, paragraph (1), item (i), (c) (Scope of Documents to Be Presented to the Head of a business office of a Savings Institution, etc.) of the New Regulation (including as applied mutatis mutandis pursuant to Article 81-20, paragraph (1) (Scope of Documents to Be Presented to the Payer of Consideration for Transfer of Shares, etc.) and Article 81-25, paragraph (1) (Scope of Documents to Be Presented to the Deliverer of Money, etc. Delivered) of the New Regulation) apply to the documents prescribed in those provisions that are presented, on or after the Effective Date, at the time of giving notice pursuant to (Notice by a Person Receiving Interest, Dividends, Redemption Money or a Similar Asset, etc.), (Notice by a Person Receiving Consideration for Transfer of Shares, etc.) (including as applied mutatis mutandis pursuant to ) or Article 224-4 (Notice by a Person Receiving Consideration for Transferring a Beneficial Interest in a Trust) of the New Act, or of submitting a paper-based notice pursuant to Article 224, paragraph (2) or (4) of the New Act or Article 224-2 (Notice Concerning Transfer of Negotiable Deposits) of the New Act, and the provisions then in force continue to govern the documents prescribed in those provisions that were presented, before the Effective Date, at the time of giving notice pursuant to (Notice by a Person Receiving Interest, Dividends, Redemption Money or a Similar Asset, etc.), (Notice by a Person Receiving Consideration for Transfer of Shares, etc.) (including as applied mutatis mutandis pursuant to ) or (Notice by a Person Receiving Consideration for Transferring a Beneficial Interest in a Trust) of the Former Act, or of submitting a paper-based notice pursuant to or of the Former Act or (Notice Concerning Transfer of Negotiable Deposits) of the Former Act.

新規則第八十一条の六第一項第一号ハ(貯蓄取扱機関等の営業所の長に提示する書類の範囲)(新規則第八十一条の二十第一項(株式等の譲渡の対価の支払者に提示する書類の範囲)及び第八十一条の二十五第一項(交付金銭等の交付者に提示する書類の範囲)において準用する場合を含む。)の規定は、施行日以後に(利子、配当、償還金等の受領者の告知)、(株式等の譲渡の対価の受領者の告知)(において準用する場合を含む。)若しくは(信託受益権の譲渡の対価の受領者の告知)の規定による告知又は若しくは若しくは(譲渡性預金の譲渡等に関する告知)の規定による告知書の提出の際に提示するこれらの規定に規定する書類について適用し、施行日前に(利子、配当、償還金等の受領者の告知)、(株式等の譲渡の対価の受領者の告知)(において準用する場合を含む。)若しくは(信託受益権の譲渡の対価の受領者の告知)の規定による告知又は若しくは若しくは(譲渡性預金の譲渡等に関する告知)の規定による告知書の提出の際に提示したこれらの規定に規定する書類については、なお従前の例による。

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