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Terms

temporary difference adjustment allowance

一時差異等調整引当額(いちじさいとうちょうせいひきあてがく)

In Article 18, the amount shown separately as a temporary difference adjustment allowance (一時差異等調整引当額) under Article 39, paragraph (3) or (6) of Cabinet Office Order No. 47 of 2006 on the accounting of investment corporations, as Article 2, paragraph (2), item (xxx) of that Cabinet Office Order (内閣府令) defines it.

投資法人の計算に関する規則(平成十八年内閣府令第四十七号)第三十九条第三項後段又は第六項後段(純資産の部の区分)の規定により同令第二条第二項第…

amount of consideration or contract figure

対価の額又は約定数値(たいかのがくまたはやくじょうすうち)

In Article 90-5, paragraph (1), items (ii) and (iv), the amount of consideration or contract figure listed in Article 100, paragraph (1), item (v) of Cabinet Office Order No. 52 of 2007 on financial instruments business and related matters, among the items common to the documents to be delivered when a contract is concluded.

金融商品取引業等に関する内閣府令(平成十九年内閣府令第五十二号)第百条第一項第五号(有価証券の売買その他の取引又はデリバティブ取引等に係る契約締結時…

prepaid payment instruments record account

前払式支払手段記録口座(まえばらいしきしはらいしゅだんきろくこうざ)

In Chapter II, an account in which an issuer of prepaid payment instruments (前払式支払手段発行者) records the details of each prepaid payment instrument it has issued, limited to accounts that meet the requirements a Cabinet Office Order (内閣府令) sets, among them an upper limit on the unused balance recorded in the account that exceeds an amount that Order sets as high.

…した前払式支払手段ごとにその内容の記録を行う口座(当該口座に記録される未使用残高の上限額が高額として内閣府令で定める額を超えるものであることその他内閣府令で定める要件を満たすものに限る。)

certified financial instruments business association

認定金融商品取引業協会(にんていきんゆうしょうひんとりひきぎょうきょうかい)

A general incorporated association (一般社団法人) set up by financial instruments business operators that the Prime Minister has certified under Article 78, paragraph (1) to carry on the work listed in paragraph (2) of that Article for its members and the financial instruments intermediary service providers tied to them, such as guiding them to comply with the law, investigating them, resolving investors' complaints and disputes, registering sales representatives and making rules.

第七十八条第二項に規定する認定金融商品取引業協会

business of conducting electronic over-the-counter derivatives transactions, etc.

電子店頭デリバティブ取引等業務(でんしてんとうでりばてぃぶとりひきとうぎょうむ)

The business that a person established under foreign law, which conducts over-the-counter derivatives transactions, etc. as a business in a foreign country and is neither a financial instruments business operator nor a financial institution, may carry on with the Prime Minister's (内閣総理大臣) permission under Article 60-14, paragraph (1): regularly conducting specified over-the-counter derivatives transactions, or their intermediation, brokerage (other than brokerage for clearing of securities, etc.) or agency, using the electronic data processing system it uses in its over-the-counter derivatives business, where the counterparty is engaged in securities-related business (有価証券関連業) or in similar cases a Cabinet Order (政令) specifies.

同項に規定する電子店頭デリバティブ取引等業務

contract for use of high-value electronically transferable prepaid payment instruments

高額電子移転可能型前払式支払手段利用契約(こうがくでんしいてんかのうがたまえばらいしきしはらいしゅだんりようけいやく)

In Article 27, paragraph (1) and Article 32, paragraph (4), item (i)(b), a contract by which an issuer of high-value electronically transferable prepaid payment instruments (高額電子移転可能型前払式支払手段発行者) lets a customer use such instruments, as defined in Article 3, paragraph (8) of the Payment Services Act.

高額電子移転可能型前払式支払手段発行者が顧客に資金決済に関する法律第三条第八項に規定する高額電子移転可能型前払式支払手段を利用させることを内容とする契約

foreign disclosure

開示(かいじ)

In Article 5, paragraph (6), item (ii), Article 24, paragraph (8) and Article 24-5, paragraph (7), making a document available for public inspection in a foreign country under that country's laws, including the rules of the operator of a foreign financial instruments market or of another person a Cabinet Office Order (内閣府令) specifies.

当該外国の法令(外国金融商品市場を開設する者その他の内閣府令で定める者の規則を含む。)に基づいて当該外国において公衆の縦覧に供されること

ministry or agency

省庁(しょうちょう)

From Article 41 on, a commission (委員会) or agency (庁) set up as an external bureau of the Cabinet Office under Article 49, paragraph (1) of the Act for Establishment of the Cabinet Office, or a ministry (省) or agency under Article 3, paragraph (2) of the National Government Organization Act.

内閣府設置法(平成十一年法律第八十九号)第四十九条第一項に規定する機関又は国家行政組織法(昭和二十三年法律第百二十号)第三条第二項に規定する省若しくは庁

specialized trust-related services

信託専門関連業務(しんたくせんもんかんれんぎょうむ)

In Article 16-2, paragraph (1), services a Cabinet Office Order (内閣府令) specifies as incidental or related exclusively to trust business (信託業).

専ら信託業に付随し、又は関連する業務として内閣府令で定めるもの

bank

銀行(ぎんこう)

In Article 34, paragraph (2) and Article 703, item (i), a bank as defined in Article 2, paragraph (1) of the Banking Act: a person that carries on banking business under a licence from the Prime Minister (内閣総理大臣) under Article 4, paragraph (1) of that Act.

銀行法(昭和五十六年法律第五十九号)第二条第一項に規定する銀行

deposit

預り金(あずかりきん)

In Article 35, paragraph (1), item (xi) and Article 64-3, paragraph (2), item (i), money that a real estate broker (宅地建物取引業者) receives from a party it deals with or acts for (宅地建物取引業者の相手方等) in connection with the building lot or building being dealt in — a price, a difference paid in an exchange (交換差金), rent or other money — of a kind set by Order of the Ministry of Land, Infrastructure, Transport and Tourism and Cabinet Office Order (国土交通省令・内閣府令), other than earnest money, etc. (手付金等) already protected by the measures of Article 41, paragraph (1) or Article 41-2, paragraph (1); the same sentence defines disbursements (支払金) in the same words.

…は第四十一条の二第一項の規定により保全の措置が講ぜられている手付金等を除く。)であつて国土交通省令・内閣府令で定めるもの

related person

関係者(かんけいしゃ)

In Article 13, paragraph (3), item (iv)(b)(1) and (2), which bar certification as a qualified consumer organization (適格消費者団体) where too many of an organization's directors (理事) are tied to business operators, a person related to a business operator: the business operator (事業者) itself, a person who is its officer or employee, or another person a Cabinet Office Order (内閣府令) specifies.

当該事業者及びその役員又は職員である者その他の内閣府令で定める者

each ministry and agency

各省各庁(かくしょうかくちょう)

The House of Representatives, the House of Councillors, the courts, the Board of Audit, the Cabinet (other than the Cabinet Office, the Digital Agency and the Reconstruction Agency), the Cabinet Office, the Digital Agency, the Reconstruction Agency and each ministry: the list of Article 21 of the Public Finance Act, which until the Reconstruction Agency is abolished is read with that Agency added (Act for Establishment of the Reconstruction Agency, Supplementary Provisions, Article 3(1)).

財政法(昭和二十二年法律第三十四号)第二十一条に規定する各省各庁

specified part

特定部分(とくていぶぶん)

The part of a document that is withheld from public inspection under Article 25, paragraph (6) (including as applied under Article 27), Article 27-14, paragraph (5) (including as applied with modified wording under Article 27-22-2, paragraph (2)) or Article 27-28, paragraph (4).

第二十五条第六項(第二十七条において準用する場合を含む。)、第二十七条の十四第五項(第二十七条の二十二の二第二項において読み替えて準用する場合を含む。)又は第二十七条の二十八第四項の規定により公衆の縦…

trust services

信託業務(しんたくぎょうむ)

Trust business as defined in Article 1, paragraph (1) of the Act on Engagement in Trust Business by Financial Institutions (Act No. 43 of 1943), which a financial institution may carry on with authorization under that Article.

金融機関の信託業務の兼営等に関する法律(昭和十八年法律第四十三号。第十一号ロにおいて「兼営法」という。)第一条第一項(兼営の認可)に規定する信託業務

insurance provider

保険事業者(ほけんじぎょうしゃ)

In Article 41, paragraph (1), item (ii), a person carrying on insurance business under a licence under Article 3, paragraph (1) or Article 185, paragraph (1) of the Insurance Business Act, with whom a real estate broker can take out guarantee insurance (保証保険) covering its obligation to refund earnest money (手付金等).

保険業法(平成七年法律第百五号)第三条第一項又は第百八十五条第一項の免許を受けて保険業を行う者

crypto-and other asset

暗号等資産(あんごうとうしさん)

In Article 50-2-4, a cryptoasset or similar asset as defined in Article 2, paragraph (24), item (iii-2) of the Financial Instruments and Exchange Act: a cryptoasset (暗号資産), or certain other assets that a Cabinet Office Order (内閣府令) specifies as needing investor protection.

金融商品取引法第二条第二十四項第三号の二に規定する暗号等資産

clearing deposit

清算預託金(せいさんよたくきん)

In Article 156-11, money or other property (of the kinds a Cabinet Office Order (内閣府令) sets) that a clearing member (清算参加者) deposits with a financial instruments clearing organization to secure performance of its obligations.

清算参加者が金融商品取引清算機関に対し債務の履行を担保するために預託する金銭その他の財産(内閣府令で定めるものに限る。)

unregistered business operator

無登録業者(むとうろくぎょうしゃ)

In Article 171-2, paragraph (1), a person who carries on type-I or type-II financial instruments business without registration from the Prime Minister, in violation of Article 29.

第二十九条の規定に違反して内閣総理大臣の登録を受けないで第二十八条第一項に規定する第一種金融商品取引業又は同条第二項に規定する第二種金融商品取引業を行う者

audit certification fee

監査報酬額(かんさほうしゅうがく)

In Article 172-3, paragraphs (1) and (2), the amount a Cabinet Office Order (内閣府令) specifies as the value of the money or other property paid or payable as consideration for the audit certification (監査証明) under Article 193-2, paragraph (1).

第百九十三条の二第一項に規定する監査証明の対価として支払われ、又は支払われるべき金銭その他の財産の価額として内閣府令で定める額