一a person engages in banking without being licensed, in violation of the provisions of Article 4, paragraph (1);

二a person obtains the license referred to in Article 4, paragraph (1) by wrongful means;

三a person has another person engage in banking in violation of the provisions of Article 9;

四a person violates the provisions of Article 39, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 13-4, Article 52-2-5, Article 52-45-2, or Article 52-60-17 (hereinafter referred to as the "Financial Instruments and Exchange Act as Applied Mutatis Mutandis");

五a person violates the provisions of Article 52-36, paragraph (1) in performing bank agency services without obtaining a license;

六a person obtains the license referred to in Article 52-36, paragraph (1) by wrongful means;

七a person has another person engage in bank agency services (or having another person engage in foreign bank agency services, if applied mutatis mutandis pursuant to Article 52-2-10) in violation of the provisions of Article 52-41 (including as applied mutatis mutandis pursuant to Article 52-2-10);

八a person obtains the registration referred to in Article 52-60-3 by wrongful means;

九a person has another person engage in electronic payment handling services in violation of the provisions of Article 52-60-10;

十a person violates an order to discontinue electronic payment services under the provisions of Article 52-60-23, paragraph (2);

十一a person violates the provisions of Article 52-61-2 in engaging in electronic payment services without obtaining an registration; or

十二a person obtains the registration referred to in Article 52-61-2 by wrongful means.

一a person becomes a holding company that has a bank as its subsidiary company through a transaction or action set forth in one of the items of Article 52-17, paragraph (1) or incorporates a holding company that has a bank as its subsidiary, without obtaining the authorization by the Prime Minister under that paragraph;

二a person remains to be a holding company that has a bank as its subsidiary company after the last day of the grace period provided for in Article 52-17, paragraph (3) in violation of the provisions of that paragraph; or

三a person remains to be a holding company that has a bank as its subsidiary company in violation of the order under the provisions of Article 52-17, paragraph (5), or remains to be a holding company that has a bank as its subsidiary company even after the end of the period designated by the Prime Minister that is prescribed in Article 52-34, paragraph (2), in violation of the provisions of that paragraph.

一a person that violates a condition attached pursuant to the provisions of Article 4, paragraph (4) or Article 52-38, paragraph (2);

二a person violates an order to suspend all or part of their services pursuant to the provisions of Article 26, paragraph (1), Article 27, Article 52-34, paragraph (1) or (4), Article 52-56, paragraph (1), Article 52-60-23, paragraph (1), or Article 52-61-17, paragraph (1); or

三a person violates an order to suspend all or part of its services pursuant to the provisions of Article 52-60-34, paragraph (2) or Article 52-61-28, paragraph (2).

一a person submits a written application for designation under the provisions of Article 52-63, paragraph (1) or a document or electronic or magnetic record that is required to be attached pursuant to paragraph (2) of that Article by making a false statement or record;

二a person violates the provisions of Article 52-69;

三a person fails to submit a written report under the provisions of Article 52-80, paragraph (1) or submits a written report under that paragraph by making a false statement;

四a person fails to report or submit a material pursuant to the provisions of Article 52-81, paragraph (1) or (2), or submits a false report or materials; or fails to answer or falsely answers a question under those provisions made by a relevant official; or refuses, interferes with, or avoids an inspection under those provisions; or

五a person violates an order under the provisions of Article 52-82, paragraph (1).

一a person fails, in violation of the provisions of Article 19, Article 52-27, Article 52-50, paragraph (1) (including as applied mutatis mutandis pursuant to Article 52-2-10), Article 52-60-19, or Article 52-61-13, to submit a document prescribed in those provisions, or submits the document but fails to state a particular that is required to be stated in the document or includes a false statement in it;

一の二a person fails, in violation of the provisions of Article 20, paragraph (4), Article 52-28, paragraph (3), or Article 52-60-36, paragraph (3), to issue public notice under those provisions; a person fails, in violation of the provisions of Article 20, paragraph (6) or Article 52-28, paragraph (5), to take a measure that is specified by Cabinet Office Order as a measure that uses electronic or magnetic means to make the information prescribed in those provisions available to many and unspecified persons; a person issues public notice but fails to state a particular that is required to be stated in a document or makes a false statement in that document; or a person takes a measure that uses electronic or magnetic means to make the information recorded in an electronic or magnetic record available to many and unspecified persons but fails to record a particular that is required to be recorded in that electronic or magnetic record or records a false statement in it;

一の三a person who, in violation of the provisions of Article 21, paragraph (1) or (2), Article 52-2-6, paragraph (1), Article 52-29, paragraph (1), or Article 52-51, paragraph (1), fails to make a document prescribed in those provisions available for public inspection; a person who, in violation of the provisions of Article 21, paragraph (4) (including as applied mutatis mutandis pursuant to paragraph (5) of that Article; hereinafter the same applies in this item), Article 52-2-6, paragraph (2), Article 52-29, paragraph (3), or Article 52-51, paragraph (2), fails to take a measure that is specified by Cabinet Office Order as a measure that uses electronic or magnetic means to make the information recorded in the electronic or magnetic record prescribed in Article 21, paragraph (4), Article 52-2-6, paragraph (2), Article 52-29, paragraph (3), or Article 52-51, paragraph (2) available to many and unspecified persons; a person in violation of one of those provisions, makes that document available for public inspection but fails to state a particular that is required to be stated or makes a false statement in that document; or a person who, in violation of one of those provisions, takes a measure that uses electronic or magnetic means to make the information recorded in that electronic or magnetic record available to many and unspecified persons but fails to record a particular that is required to be recorded in that electronic or magnetic record or records a false statement in the record;

二a person fails to report or submit a material pursuant to the provisions of Article 24, paragraph (1) (including as applied mutatis mutandis pursuant to Article 43, paragraph (3)), Article 24, paragraph (2), Article 52-7, Article 52-11, Article 52-31, paragraph (1) or (2), Article 52-53, Article 52-60-20, paragraph (1) or (2), or Article 52-61-14, paragraph (1) or (2); or submits a false report or materials;

三a person fails to answer a question from the relevant official pursuant to the provisions of Article 25, paragraph (1) (including as applied mutatis mutandis pursuant to Article 43, paragraph (3)), Article 25, paragraph (2), Article 52-8, paragraph (1), Article 52-12, paragraph (1), Article 52-32, paragraph (1) or (2), Article 52-54, paragraph (1), Article 52-60-21, paragraph (1) or (2), or Article 52-61-15, paragraph (1) or (2), falsely answers such a question, or refuses, interferes with, or avoids an inspection under those provisions;

三の二a person violates an order under the provisions of Article 29;

四a person violates an order under the provisions of Article 43, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article);

五a person refuses, interferes with, or avoids an inspection under the provisions of Article 45, paragraph (3) or violates an order under the provisions of that paragraph;

六a person fails to answer a question from the relevant official pursuant to the provisions of Article 25, paragraph (1) as applied mutatis mutandis pursuant to Article 46, paragraph (3), falsely answers such a question, or refuses, interferes with, or avoids an inspection under the provisions of that paragraph;

六の二a person engages in foreign bank agency services without obtaining the authorization by the Prime Minister under the provisions of Article 52-2, paragraph (1) or (2);

七a person violates an order under the provisions of Article 52-34, paragraph (1) (excluding an order to dismiss a director, executive officer, accounting advisor, company auditor, or accounting auditor, or to suspend all or part of the services);

八a person submits the written application under the provisions of Article 52-37, paragraph (1) or a document that is required to be attached to it pursuant to the provisions of paragraph (2) of that Article, or the written application for registration under the provisions of Article 52-60-4, paragraph (1) or a document that is required to attached to it pursuant to the provisions of paragraph (2) of that Article, or the written application for registration under the provisions of Article 52-61-3, paragraph (1) or a document that is required to attached to it pursuant to the provisions of paragraph (2) of that Article, by making a false statement;

九a person engages in services other than bank agency services and services incidental to bank agency services without obtaining the approval under Article 52-42, paragraph (1); or

十a person violates the conditions (limited to those related to the authorization under the provisions of Article 52-17, paragraph (1) or the proviso to Article 52-17, paragraph (3)) that have been attached pursuant to the provisions of Article 54, paragraph (1).

一a person violates the provisions of Article 13-3 (limited to the part related to item (i)) or Article 52-45 (limited to the part related to item (i), and including as applied mutatis mutandis pursuant to Article 52-2-10) and has committed the act of violation for the benefit of a person other than a customer (including a bank or a bank agent) or for the purpose of causing damage to a customer;

二a person violates the provisions of Article 52-60-13;

三a person violates the provisions of Article 52-60-16 (limited to the part related to item (i)) and has committed the act of violation for the benefit of a person other than a customer (including an entrusting bank or an electronic payment handling service provider) or for the purpose of causing damage to a customer;

四a person divulges confidential information learned in the course of duty or uses that information for their own benefit, in violation of the provisions of Article 52-64, paragraph (1).