金融商品取引所が次の各号のいずれかに該当するときは、第八十条第一項の免許は、その効力を失う。
The license referred to in Article 80, paragraph (1) ceases to be effective if a financial instruments exchange falls under any of the following items:
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この条文はまだされていません2026年11月30日から施行予定(38日後)
いまの条文を読む →第四節 金融商品取引所の解散等(第百三十四条から第百三十九条の二まで)
金融商品取引法等の一部を改正する法律(令和五年法律第七十九号)による改正後の条文です。変わる言葉に印をつけています。
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金融商品取引所が次の各号のいずれかに該当するときは、第八十条第一項の免許は、その効力を失う。
The license referred to in Article 80, paragraph (1) ceases to be effective if a financial instruments exchange falls under any of the following items:
取引参加者の数が五以下となつたとき(株式会社金融商品取引所の場合に限る。)。
the number of trading participants falls to five or below (but only if it is an incorporated financial instruments exchange);
取引所金融商品市場の全部を閉鎖したとき。
it closes all of its financial instruments exchange markets;
解散したとき。
it is dissolved;
設立、合併(当該合併により設立される者が金融商品取引所であるものに限る。)又は新設分割(当該新設分割により設立された者が当該金融商品取引所であるものに限る。)を無効とする判決が確定したとき。
a judgment invalidating its incorporation, merger (but only if the person incorporated in the merger is a financial instruments exchange), or incorporation-type company split (but only if the person incorporated in the incorporation-type company split is that financial instruments exchange) becomes final and binding; or
免許を受けた日から六月以内に取引所金融商品市場を開設しなかつたとき(やむを得ない理由がある場合において、あらかじめ内閣総理大臣の承認を受けた場合を除く。)。
it does not operate a financial instruments exchange market within six months from the date on which it obtains the license (unless there is any compelling reason and it has obtained the approval of the Prime Minister in advance).
前項第一号又は第四号の規定により免許が失効したときは、その代表者又は代表者であつた者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
If a license ceases to be effective pursuant to item (i) or (iv) of the preceding paragraph, the representative or the former representative of the financial instruments exchange must notify the Prime Minister of this without delay.
次に掲げる事項は、内閣総理大臣の認可を受けなければ、その効力を生じない。
The following particulars do not come become effective without the authorization of the Prime Minister:
金融商品取引所の解散についての総会の決議
a general meeting resolution to dissolve a financial instruments exchange; and
金融商品取引所を全部又は一部の当事者とする合併(第百四十条第一項の合併を除く。)
a merger in which financial instruments exchanges constitute all or part of the parties (excluding a merger referred to in Article 140, paragraph (1)).
金融商品取引所が次に掲げる事由により解散したときは、その代表者であつた者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
If a financial instruments exchange is dissolved for any of the following reasons, its former representative must notify the Prime Minister of this without delay:
定款で定めた解散の事由の発生
the occurrence of a cause of dissolution specified in the articles of incorporation;
会員の数が五以下となつたこと。
the number of members falls to five or below; or
解散を命ずる裁判
a judicial decision ordering dissolution.
会員金融商品取引所は、他の会員金融商品取引所又は株式会社金融商品取引所と合併することができる。この場合において、合併をする金融商品取引所は、合併契約を締結しなければならない。
An incorporated association-operated financial instruments exchange may merge with another incorporated association-operated financial instruments exchange or with an incorporated financial instruments exchange. In such a case, the financial instruments exchanges implementing the merger must conclude a merger agreement.
前項の場合において、吸収合併(金融商品取引所が他の金融商品取引所とする合併であつて、合併により消滅する金融商品取引所(以下この款において「吸収合併消滅金融商品取引所」という。)の権利義務の全部を合併後存続する金融商品取引所(以下この款において「吸収合併存続金融商品取引所」という。)に承継させるものをいう。以下同じ。)又は新設合併(二以上の金融商品取引所がする合併であつて、合併により消滅する金融商品取引所(以下この款において「新設合併消滅金融商品取引所」という。)の権利義務の全部を合併により設立する金融商品取引所(以下この款において「新設合併設立金融商品取引所」という。)に承継させるものをいう。以下同じ。)をする場合には、吸収合併存続金融商品取引所又は新設合併設立金融商品取引所は、次の各号に掲げる場合の区分に応じ当該各号に定める者でなければならない。
In the case referred to in the preceding paragraph, if an incorporated association-operated financial instruments exchange implements an absorption-type merger (meaning the merger of one financial instruments exchange with another financial instruments exchange, in which the financial instruments exchange surviving the merger (hereinafter referred to as the "financial instruments exchange surviving an absorption-type merger" in this Subsection) succeeds to all of the rights and obligations of the financial instruments exchange that disappears in the merger (hereinafter referred to as a "financial instruments exchange disappearing in an absorption-type merger" in this Subsection); the same applies hereinafter), or a consolidation-type merger (meaning a merger between two or more financial instruments exchanges in which the financial instruments exchange that is incorporated in the merger (hereinafter referred to as the "financial instruments exchange incorporated in a consolidation-type merger" in this Subsection) succeeds to all of the rights and obligations of the financial instruments exchanges that disappear as a result of the merger (hereinafter each is referred to as a "financial instruments exchange disappearing in a consolidation-type merger" in this Subsection); the same applies hereinafter), the financial instruments exchange surviving the absorption-type merger or the financial instruments exchange incorporated in the consolidation-type merger must be the person specified in each of the following items in accordance with the category of cases set forth in that item:
会員金融商品取引所と会員金融商品取引所とが合併する場合 会員金融商品取引所
a merger between an incorporated association-operated financial instruments exchange and an incorporated association-operated financial instruments exchange:an incorporated association-operated financial instruments exchange; or
会員金融商品取引所と株式会社金融商品取引所とが合併する場合 株式会社金融商品取引所
a merger between an incorporated association-operated financial instruments exchange and an incorporated financial instruments exchange:an incorporated financial instruments exchange.
会員金融商品取引所と会員金融商品取引所とが吸収合併をする場合には、吸収合併契約において、次に掲げる事項を定めなければならない。
If an incorporated association-operated financial instruments exchange and an incorporated association-operated financial instruments exchange implement an absorption-type merger, they must specify the following particulars in the absorption-type merger agreement:
吸収合併後存続する会員金融商品取引所(以下この款において「吸収合併存続会員金融商品取引所」という。)及び吸収合併により消滅する会員金融商品取引所(以下この款において「吸収合併消滅会員金融商品取引所」という。)の名称及び住所
the name and address of the incorporated association-operated financial instruments exchange surviving the absorption-type merger (hereinafter referred to as the "incorporated association-operated financial instruments exchange surviving the absorption-type merger" in this Subsection) and the name and address of the incorporated association-operated financial instruments exchange that will disappear in the absorption-type merger (hereinafter referred to as the "incorporated association-operated financial instruments exchange disappearing in the absorption-type merger" in this Subsection); and
吸収合併がその効力を生ずる日(以下この款において「効力発生日」という。)その他内閣府令で定める事項
the day on which the absorption-type merger comes into effect (hereinafter referred to as the "effective date" in this Subsection) and other particulars specified by Cabinet Office Order.
会員金融商品取引所と会員金融商品取引所とが新設合併をする場合には、新設合併契約において、次に掲げる事項を定めなければならない。
If an incorporated association-operated financial instruments exchange and an incorporated association-operated financial instruments exchange implement a consolidation-type merger, they must specify the following particulars in the consolidation-type merger agreement:
新設合併により消滅する会員金融商品取引所(以下この款において「新設合併消滅会員金融商品取引所」という。)の名称及び住所
the names and addresses of the incorporated association-operated financial instruments exchange that will disappear in the consolidation-type merger (hereinafter each is referred to as an "incorporated association-operated financial instruments exchange disappearing in the consolidation-type merger" in this Subsection);
新設合併により設立する会員金融商品取引所(以下この款において「新設合併設立会員金融商品取引所」という。)の目的、名称及び主たる事務所の所在地
the purpose, name, and the location of the principal office of the incorporated association-operated financial instruments exchange that will be incorporated in the consolidation-type merger (hereinafter referred to as the "incorporated association–operated financial instruments exchange incorporated in the consolidation-type merger" in this Subsection);
前号に掲げるもののほか、新設合併設立会員金融商品取引所の定款で定める事項
beyond what is set forth in the preceding item, the particulars specified by the articles of incorporation of the incorporated association–operated financial instruments exchange incorporated in the consolidation-type merger; and
新設合併設立会員金融商品取引所の設立に際して理事長、理事及び監事となる者の氏名その他内閣府令で定める事項
the names of the persons that will become the president, board members, and inspectors at the time of the incorporation of the incorporated association–operated financial instruments exchange incorporated in the consolidation-type merger, and other particulars specified by Cabinet Office Order.
会員金融商品取引所と株式会社金融商品取引所とが吸収合併をする場合には、吸収合併契約において、次に掲げる事項を定めなければならない。
If an incorporated association-operated financial instruments exchange and an incorporated financial instruments exchange implement an absorption-type merger, they must specify the following particulars in the absorption-type merger agreement:
吸収合併後存続する株式会社金融商品取引所(以下この款において「吸収合併存続株式会社金融商品取引所」という。)の商号及び住所並びに吸収合併消滅会員金融商品取引所の名称及び住所
the trade name and address of the incorporated financial instruments exchange that will survive the absorption-type merger (hereinafter referred to as the "incorporated financial instruments exchange surviving the absorption-type merger" in this Subsection), and the name and address of the incorporated association-operated financial instruments exchange disappearing in the absorption-type merger;
吸収合併存続株式会社金融商品取引所が吸収合併に際して吸収合併消滅会員金融商品取引所の会員に対してその持分に代わる株式等(株式又は金銭をいう。以下この款において同じ。)を交付するときは、当該株式等についての次に掲げる事項
if the incorporated financial instruments exchange surviving the absorption-type merger will deliver shares, etc. in lieu of equity (meaning shares or money; hereinafter the same applies in this Subsection) to the members of the incorporated association-operated financial instruments exchange disappearing in the absorption-type merger at the time of the absorption-type merger, the following particulars concerning those shares, etc.:
当該株式等が吸収合併存続株式会社金融商品取引所の株式であるときは、当該株式の数(種類株式発行会社にあつては、株式の種類及び種類ごとの数)又はその数の算定方法並びに当該吸収合併存続株式会社金融商品取引所の資本金及び準備金の額に関する事項
if the shares, etc. are shares in the incorporated financial instruments exchange surviving the absorption-type merger, their number (for a company with class shares, the classes of shares and the number of shares in each class) or the method of calculating their number, and the particulars of the stated capital and reserve funds of the incorporated financial instruments exchange surviving the absorption-type merger; and
当該株式等が金銭であるときは、当該金銭の額又はその算定方法
if the shares, etc. are money, the amount of that money or the method of calculating the amount;
前号に規定する場合には、吸収合併消滅会員金融商品取引所の会員に対する同号の株式等の割当てに関する事項
in the case prescribed in the preceding item, the particulars of the allotment of the shares, etc. referred to in that item to members of the incorporated association-operated financial instruments exchange disappearing in the absorption-type merger; and
効力発生日その他内閣府令で定める事項
the effective date and other particulars specified by Cabinet Office Order.
会員金融商品取引所と株式会社金融商品取引所とが新設合併をする場合には、新設合併契約において、次に掲げる事項を定めなければならない。
If an incorporated association-operated financial instruments exchange and an incorporated financial instruments exchange implement a consolidation-type merger, they must specify the following particulars in the consolidation-type merger agreement:
新設合併消滅会員金融商品取引所の名称及び住所並びに新設合併により消滅する株式会社金融商品取引所(以下この款において「新設合併消滅株式会社金融商品取引所」という。)の商号及び住所
the name and address of the incorporated association-operated financial instruments exchange disappearing in the consolidation-type merger, and the trade name and address of the incorporated financial instruments exchange that is to disappear in the consolidation-type merger (hereinafter referred to as the "incorporated financial instruments exchange disappearing in the consolidation-type merger" in this Subsection);
新設合併により設立する株式会社金融商品取引所(以下この款において「新設合併設立株式会社金融商品取引所」という。)の目的、商号、本店の所在地及び発行可能株式総数
the purpose, trade name, location of the head office, and the total number of authorized shares in the incorporated financial instruments exchange that is to be incorporated in the consolidation-type merger (hereinafter referred to as the "incorporated financial instruments exchange incorporated in the consolidation-type merger" in this Subsection);
前号に掲げるもののほか、新設合併設立株式会社金融商品取引所の定款で定める事項
beyond what is set forth in the preceding item, the particulars specified in the articles of incorporation of the incorporated financial instruments exchange incorporated in the consolidation-type merger;
新設合併設立株式会社金融商品取引所の設立に際して取締役となる者の氏名及びその設立に際して会計監査人となる者の氏名又は名称
the names of the persons that is to become directors at the time of the incorporation of the incorporated financial instruments exchange incorporated in the consolidation-type merger, and the names of the persons that is to become accounting auditors at the time of its establishment;
次のイ及びロに掲げる場合の区分に応じ、それぞれ当該イ及びロに定める事項
the particulars specified in the following (a) and (b) in accordance with the category of cases set forth in that item:
新設合併設立株式会社金融商品取引所が会計参与設置会社である場合 新設合併設立株式会社金融商品取引所の設立に際して会計参与となる者の氏名又は名称
if the incorporated financial instruments exchange incorporated in the consolidation-type merger is a company with accounting advisors:the names of the persons that is to become accounting advisors at the time of the incorporation of the incorporated financial instruments exchange incorporated in the consolidation-type merger; or
新設合併設立株式会社金融商品取引所が監査役設置会社である場合 新設合併設立株式会社金融商品取引所の設立に際して監査役となる者の氏名
if the incorporated financial instruments exchange incorporated in the consolidation-type merger is a company with company auditors:the names of the persons that is to become company auditors at the time of the incorporation of the incorporated financial instruments exchange incorporated in the consolidation-type merger;
新設合併設立株式会社金融商品取引所が新設合併に際して新設合併消滅会員金融商品取引所の会員又は新設合併消滅株式会社金融商品取引所の株主に対して交付するその持分又は株式に代わる当該新設合併設立株式会社金融商品取引所の株式の数(種類株式発行会社にあつては、株式の種類及び種類ごとの数)又はその数の算定方法並びに当該新設合併設立株式会社金融商品取引所の資本金及び準備金の額に関する事項
the number of shares in the incorporated financial instruments exchange incorporated in the consolidation-type merger (for a company with class shares, the classes of shares and the number of shares in each class) that the incorporated financial instruments exchange incorporated in the consolidation-type merger will deliver in lieu of their equity or shares to members of the incorporated association-operated financial instruments exchange disappearing in the consolidation-type merger or shareholders of the incorporated financial instruments exchange disappearing in the consolidation-type merger at the time of the consolidation-type merger, or the method of calculating that number; and the particulars of the stated capital and reserve funds of the incorporated financial instruments exchange incorporated in the consolidation-type merger;
新設合併消滅会員金融商品取引所の会員又は新設合併消滅株式会社金融商品取引所の株主(新設合併消滅金融商品取引所を除く。)に対する前号の株式の割当てに関する事項
the particulars of the allotment of the shares referred to in the preceding item to members of the incorporated association-operated financial instruments exchange disappearing in the consolidation-type merger or shareholders of the incorporated financial instruments exchange disappearing in the consolidation-type merger (other than a shareholder that constitutes the financial instruments exchange disappearing in the consolidation-type merger);
新設合併消滅株式会社金融商品取引所が新株予約権を発行しているときは、新設合併設立株式会社金融商品取引所が新設合併に際して当該新株予約権の新株予約権者に対して交付する当該新株予約権に代わる当該新設合併設立株式会社金融商品取引所の新株予約権又は金銭についての次に掲げる事項
if the incorporated financial instruments exchange disappearing in the consolidation-type merger has issued share options, the following particulars concerning the share options in the incorporated financial instruments exchange incorporated in the consolidation-type merger or the money that the incorporated financial instruments exchange incorporated in the consolidation-type merger will deliver in lieu of their share options to the holders of the share options at the time of the consolidation-type merger:
当該新設合併消滅株式会社金融商品取引所の新株予約権の新株予約権者に対して新設合併設立株式会社金融商品取引所の新株予約権を交付するときは、当該新株予約権の内容及び数又はその算定方法
if it delivers share options in the incorporated financial instruments exchange incorporated in the consolidation-type merger to the holders of share options in the incorporated financial instruments exchange disappearing in the consolidation-type merger, the features and the number of share options or the method of calculating that number;
イに規定する場合において、イの新設合併消滅株式会社金融商品取引所の新株予約権が新株予約権付社債に付された新株予約権であるときは、新設合併設立株式会社金融商品取引所が当該新株予約権付社債についての社債に係る債務を承継する旨並びにその承継に係る社債の種類及び種類ごとの各社債の金額の合計額又はその算定方法
in the case prescribed in (a), if the share options in the incorporated financial instruments exchange disappearing in the consolidation-type merger referred to in (a) are the share options that are attached to corporate bond certificates with share options, the fact that the incorporated financial instruments exchange incorporated in the consolidation-type merger will succeed to the obligations connected with corporate bonds in respect of the relevant corporate bond certificates with share options, the classes of corporate bonds subject to the succession, and the total amount of the corporate bonds in each class or the method of calculating that amount; and
当該新設合併消滅株式会社金融商品取引所の新株予約権の新株予約権者に対して金銭を交付するときは、当該金銭の額又はその算定方法
if it delivers money to holders of share options in the incorporated financial instruments exchange disappearing in the consolidation-type merger, the amount of that money or the method of calculating the amount;
前号に規定する場合には、新設合併消滅株式会社金融商品取引所の新株予約権の新株予約権者に対する同号の新設合併設立株式会社金融商品取引所の新株予約権又は金銭の割当てに関する事項
in the case prescribed in the preceding item, the particulars of the allotment of share options in the incorporated financial instruments exchange incorporated in the consolidation-type merger or the money set forth in that item to the holders of share options in the incorporated financial instruments exchange disappearing in the consolidation-type merger.
新設合併設立株式会社金融商品取引所が監査等委員会設置会社である場合には、前項第四号に掲げる事項(新設合併設立株式会社金融商品取引所の設立に際して取締役となる者の氏名に限る。)は、新設合併設立株式会社金融商品取引所の設立に際して監査等委員である取締役となる者とそれ以外の取締役となる者とを区別して定めなければならない。
If the incorporated financial instruments exchange incorporated in the consolidation-type merger is a company with audit and supervisory committee, the particulars set forth in item (iv) of the preceding paragraph (limited to the names of directors of the incorporated financial instruments exchange incorporated in the consolidation-type merger) must be provided separately with regard to directors that are to be audit and supervisory committee members and any other directors.
第一項に規定する場合において、新設合併消滅株式会社金融商品取引所の全部又は一部が種類株式発行会社であるときは、新設合併消滅株式会社金融商品取引所の発行する種類の株式の内容に応じ、同項第七号に掲げる事項(新設合併消滅株式会社金融商品取引所の株主に係る事項に限る。次項において同じ。)として次に掲げる事項を定めることができる。
In a case prescribed in paragraph (1), if all or part of the incorporated financial instruments exchange disappearing in the consolidation-type merger is a company with class shares, the following particulars may be specified as the particulars set forth in item (vii) of that paragraph (limited to the particulars of the shareholders of the incorporated financial instruments exchange disappearing in the consolidation-type merger; the same applies in the following paragraph) in accordance with the features of the class shares issued by the incorporated financial instruments exchange disappearing in the consolidation-type merger:
ある種類の株式の株主に対して新設合併設立株式会社金融商品取引所の株式の割当てをしないこととするときは、その旨及び当該株式の種類
if it will not allot shares in the incorporated financial instruments exchange incorporated in the consolidation-type merger to shareholders of certain classes of shares, an indication of this and the relevant classes of shares; and
前号に掲げる事項のほか、新設合併設立株式会社金融商品取引所の株式の割当てについて株式の種類ごとに異なる取扱いを行うこととするときは、その旨及び当該異なる取扱いの内容
in addition to the particulars set forth in the preceding item, if it will handle the allotment of shares in the incorporated financial instruments exchange incorporated in the consolidation-type merger differently for each class of shares, an indication of this and the details of the differing handling.
第一項に規定する場合には、同項第七号に掲げる事項についての定めは、新設合併消滅株式会社金融商品取引所の株主(新設合併消滅金融商品取引所及び前項第一号の種類の株式の株主を除く。)の有する株式の数(前項第二号に掲げる事項についての定めがある場合にあつては、各種類の株式の数)に応じて新設合併設立株式会社金融商品取引所の株式を交付することを内容とするものでなければならない。
In a case prescribed in paragraph (1), the provisions with regard to the particulars set forth in item (vii) of that paragraph must provide that shares in the incorporated financial instruments exchange incorporated in the consolidation-type merger will be delivered in proportion to the number of shares (if the particulars set forth in item (ii) of the preceding paragraph are provided for, the number of shares for each class) held by the shareholders of the incorporated financial instruments exchange disappearing in the consolidation-type merger (other than a shareholder that constitutes one of the financial instruments exchanges disappearing in the consolidation-type merger and shareholders of the class of shares set forth in item (i) of the preceding paragraph).