Financial Instruments and Exchange Act

When the Prime Minister discovers that information on specified cryptoassets, etc. contains false information regarding a material particular, lacks information about a material particular that is to be disclosed, or lacks information concerning a material fact that is necessary to prevent it from being misleading (hereinafter in this Article referred to as "false information, etc."), the Prime Minister may order the specified cryptoasset issuer that disclosed that information on specified cryptoassets, etc. to publish amended specified cryptoasset information, etc. pertaining to that information on specified cryptoassets, etc. In this case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.

When the Prime Minister has ordered the publication of amended specified cryptoasset information, etc. pursuant to the provisions of the preceding paragraph, if the Prime Minister finds it necessary, the Prime Minister may order a person that disclosed the relevant information on specified cryptoassets, etc. pursuant to the provisions of this Section to stay the disclosure of all or part of that information on specified cryptoassets, etc. until amended specified cryptoasset information, etc. that resolves the false information, etc. is disclosed based on the order to publish under the provisions of that paragraph. In this case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.

When the Prime Minister has ordered a stay of the disclosure of all or part of information on specified cryptoassets, etc. pursuant to the provisions of the preceding paragraph, the provisions of Article 27-54, paragraphs (1) and (2) do not apply to the information on specified cryptoassets, etc. pertaining to that stay order until amended specified cryptoasset information, etc. that resolves the false information, etc. is disclosed based on the order to publish under the provisions of paragraph (1).

When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a specified cryptoasset issuer that has disclosed information on specified cryptoassets, etc., a person that is found to be a specified cryptoasset issuer required to disclose information on specified cryptoassets, etc., an underwriter of specified cryptoassets, or any other concerned party or witness, to submit reports or materials that should serve as a reference, and may have the relevant officials inspect these persons' books, documents, and any other articles.

When the Prime Minister finds it necessary with regard to the order for report or submission of materials or the inspection under the preceding paragraph, the Prime Minister may make inquiries to public offices or public or private organizations and request them to report necessary matters.

A specified cryptoasset issuer must receive an audit certification by a certified public accountant or audit corporation that has no special interest in it with regard to a balance sheet, profit and loss statement, or other information related to financial accounting specified by Cabinet Office Order among the information on specified cryptoassets disclosed pursuant to the provisions of the main clause of Article 27-39, paragraph (1) or the main clause of Article 27-39, paragraph (2) in connection with a public offering or secondary distribution of specified cryptoassets; provided, however, that this does not apply if the requirements specified by Cabinet Order as those under which the amount to be paid by a person that acquires or purchases specified cryptoassets in response to that public offering or secondary distribution of specified cryptoassets is small are satisfied.

The special interest referred to in the preceding paragraph means an interest from the relationship prescribed in Article 24 of the Certified Public Accountants Act (including as applied mutatis mutandis pursuant to Article 16-2, paragraph (6) of that Act), Article 24-2 of that Act (including as applied mutatis mutandis pursuant to Article 16-2, paragraph (6) of that Act), Article 24-3 of that Act (including as applied mutatis mutandis pursuant to Article 16-2, paragraph (6) of that Act), Article 34-11, paragraph (1), or Article 34-11-2, paragraph (1) or (2) of that Act, which a certified public accountant or audit corporation has to a specified cryptoasset issuer, the relationship as a shareholder or an equity holder that a certified public accountant or audit corporation has to the specified cryptoasset issuer, or the relationship which a certified public accountant or audit corporation has in connection with the specified cryptoasset issuer's business or property accounting, that the Prime Minister finds to be necessary and appropriate in the public interest or for the protection of investors and specifies by Cabinet Office Order.

The audit certification under paragraph (1) must be conducted in accordance with the standards and procedures specified by Cabinet Office Order.

When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a certified public accountant or audit corporation that conducts an audit certification under paragraph (1) to report or submit materials that should serve as a reference.

Section 2 Disclosure of Cryptoasset Information, etc. by Financial Instruments Business Operators

A financial instruments business operator must, when it intends to newly conduct services for purchase and sale, etc. of cryptoassets for a cryptoasset of a given issue, disclose in advance, pursuant to Cabinet Office Order, information specified by Cabinet Office Order as basic information that should be made clear to investors regarding that cryptoasset (hereinafter referred to as "cryptoasset information"); provided, however, that this does not apply if that cryptoasset is a specified cryptoasset and falls under the case set forth in Article 27-39, paragraph (3), item (i).

When, regarding a cryptoasset that is a specified cryptoasset for which a financial instruments business operator is conducting services for purchase and sale, etc. of cryptoassets, the specified cryptoasset issuer that must disclose periodic information on specified cryptoassets pursuant to the provisions of Article 27-50, paragraph (1) has obtained the approval under the proviso to that paragraph, on the grounds that, in consideration of the transferability of the specified cryptoassets and other circumstances, this does not damage the public interest or result in insufficient investor protection, or in any other case specified by Cabinet Office Order as equivalent thereto, the financial instruments business operator must promptly disclose, pursuant to Cabinet Office Order, the cryptoasset information pertaining to that cryptoasset.

A financial instruments business operator that has disclosed cryptoasset information pursuant to the provisions of the preceding Article must, when it comes to know that the cryptoasset has come to fall under a case specified by Cabinet Office Order as necessary and appropriate in the public interest or for investor protection, promptly disclose, pursuant to Cabinet Office Order, information on the content thereof (hereinafter referred to as "extraordinary cryptoasset information"); provided, however, that this does not apply if that financial instruments business operator has discontinued the services for purchase and sale, etc. of cryptoassets for that cryptoasset, or in any other case specified by Cabinet Office Order.

A financial instruments business operator that has disclosed cryptoasset information or extraordinary cryptoasset information (hereinafter referred to as "cryptoasset information, etc.") must, if there is a particular to be amended in the relevant cryptoasset information, etc., disclose, pursuant to Cabinet Office Order, information to the effect that it is amended (hereinafter referred to as "amended cryptoasset information, etc."); provided, however, that this does not apply if that financial instruments business operator has discontinued the services for purchase and sale, etc. of cryptoassets for that cryptoasset, or in any other case specified by Cabinet Office Order.

A financial instruments business operator that has disclosed cryptoasset information, etc. must, pursuant to Cabinet Office Order, continuously disclose the relevant cryptoasset information, etc. (including amended cryptoasset information, etc. pertaining to that cryptoasset information, etc.; the same applies in the following Article, Article 27-67, and Article 27-68, paragraph (1)) until the day on which it discontinues the services for purchase and sale, etc. of cryptoassets for the relevant cryptoasset (or, in a case specified by Cabinet Office Order as one in which it is found that this does not damage the public interest or result in insufficient investor protection, for the period specified by Cabinet Office Order).

A financial instruments business operator must, when it has disclosed cryptoasset information, etc., notify the Prime Minister of that cryptoasset information, etc., pursuant to Cabinet Office Order, within the period specified by Cabinet Office Order counting from the day on which it disclosed that cryptoasset information, etc.

If the Prime Minister discovers that cryptoasset information, etc. contains false information regarding a material particular, lacks information about a material particular that is required to be published, or lacks information concerning a material fact that is necessary to prevent it from being misleading (hereinafter referred to as "false information, etc." in this Article), the Prime Minister may order the financial instruments business operator that published the cryptoasset information, etc. to publish amended cryptoasset information, etc. pertaining to the cryptoasset information, etc. In this case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.

If the Prime Minister has ordered the publication of amended cryptoasset information, etc. pursuant to the preceding paragraph and finds it necessary, the Prime Minister may order the financial instruments business operator that published the cryptoasset information, etc. to suspend the publication of all or part of the cryptoasset information, etc. until amended cryptoasset information, etc. that eliminates the false information, etc. is published based on the order to publish under that paragraph. In this case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.

If the Prime Minister has ordered the suspension of the publication of all or part of cryptoasset information, etc. pursuant to the preceding paragraph, the provisions of Article 27-63 do not apply to the cryptoasset information, etc. subject to that order for suspension until amended cryptoasset information, etc. that eliminates the false information, etc. is published based on the order to publish under paragraph (1).

A financial instruments business operator that has sold cryptoassets without publishing cryptoasset information in violation of the provisions of Article 27-60, paragraph (1) is liable to compensate a person that purchased them for damage arising from the violation.

If cryptoasset information, etc. contains false information regarding a material particular, the financial instruments business operator that published the cryptoasset information, etc. and that was intentional or negligent with regard to the existence of the false information is liable to compensate a person that purchased or disposed of the cryptoassets pertaining to the cryptoasset information, etc. through services for purchase and sale, etc. of cryptoassets conducted by the financial instruments business operator while the cryptoasset information, etc. was being published pursuant to the provisions of Article 27-63, for damage arising from the information being false (hereinafter referred to as "false information" in this Article); provided, however, that this does not apply if the person that purchased or disposed of the cryptoassets knew of the false information at the time of the purchase or disposal.

In the case referred to in the main clause of the preceding paragraph, if the disclosure of the existence of false information in the cryptoasset information, etc. is made, a person that purchased the cryptoassets within the one year before the day on which the disclosure of the existence of the false information was made (hereinafter referred to as the "disclosure date" in this paragraph) and that continues to hold the cryptoassets on the disclosure date may treat as the amount of damage arising from the false information in the cryptoasset information, etc. the amount calculated by deducting the average transaction value of the cryptoassets during the one month after the disclosure date from the average transaction value of the cryptoassets (or, if there is no transaction value, the estimated disposal value; hereinafter the same applies in this paragraph) during the one month before the disclosure date.

The term "disclosure of the existence of false information" in the preceding paragraph means that the financial instruments business operator that published the cryptoasset information, etc., or a person that has authority under laws and regulations with regard to the financial instruments business operator's business or property, has taken measures, pursuant to Cabinet Office Order, to make the material particular to be published concerning the false information in the cryptoasset information, etc. available for many persons to know.

In the case referred to in paragraph (2), the financial instruments business operator that is to be liable for compensation is not liable for compensation for all or part of the damage if it proves that all or part of the amount of damage sustained by the claimant arose from circumstances other than the decline in the value of the cryptoassets that could result from the false information in the cryptoasset information, etc.

In the case referred to in paragraph (2), other than the case referred to in the preceding paragraph, if it is found that the whole or part of the damage sustained by the claimant was due to circumstances other than the decline in the value of the cryptoassets that could have arisen from the false information in the cryptoasset information, etc., and it is extremely difficult to prove the amount of damage arising from such circumstances due to the nature of the damage, the court may determine an appropriate amount as the amount of damage for which the financial instruments business operator is not liable to compensate, based on the entire import of oral arguments and the results of an examination of evidence.

When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a financial instruments business operator that has published cryptoasset information, etc., a financial instruments business operator that is found to be required to publish cryptoasset information, etc., or any other concerned party or witness, to submit reports or materials that should serve as a reference, and may have the relevant officials inspect these persons' books, documents, and any other articles.

When the Prime Minister finds it necessary with regard to the order for report or submission of materials or the inspection under the preceding paragraph, the Prime Minister may make inquiries to public offices or public or private organizations and request them to report necessary matters.

an act set forth in Article 2, paragraph (8), item (xviiixxvi).

The term "securities, etc. managementcryptoasset trading business" as used in this Chapter means services within the performance of any of the type-I following acts on a regular basis as part of the financial instruments business which are connected with the act set forth in paragraph (1), item (v)., and includes the performance of any of those acts on a regular basis by a bank, a cooperative financial institution, or other financial institution specified by Cabinet Order:

an act set forth in Article 2, paragraph (8), items (xviii) through (xxii) or item (xxv); or

an act set forth in Article 2, paragraph (8), item (xxiii) or (xxiv).

The term "investment advisory businesssecurities, etc. management" as used in this Chapter means services within investment advisory and agencythe type-I financial instruments business which are connected with the act set forth in paragraph (31), item (iv).

The term "wholesale underwriting of securitiesinvestment advisory business" as used in this Chapter means the underwriting of securities prescribed in Article 2, paragraph (8), item (vi)services within investment advisory and agency business which falls under a category are connected with the act set forth in any of the following items:paragraph (3), item (i).

the acquisition of all or part of the relevant securities from the issuer or holder (excluding financial instruments business operators and registered financial institutions; the same applies in the following item and item (iii)) with the aim of having other persons acquire those securities;

the conclusion of a contract stipulating that if no other person acquires all or part of the relevant securities, the underwriter will acquire those that remain from the issuer or holder;

the conclusion of a contract, if the relevant securities are share option certificates (including the securities specified by Cabinet Office Order as being equivalent to them; hereinafter the same applies in this item), stipulating that when the person that has acquired the share option certificates does not exercise the share options (including the rights specified by Cabinet Office Order as being equivalent to them; hereinafter the same applies in this item) associated with all or part of those share option certificates, the underwriter themselves or a third party will acquire the share option certificates associated with the unexercised share options from the issuer or the holder of those cerficates and will exercise them.

The term "securities servicescryptoasset, etc. management" as used in this Chapter means the performance of any of services within cryptoasset trading business which are connected with the following acts on a regular basis:act set forth in paragraph (5), item (ii).

the purchase and sale of securities, or intermediation, brokerage (excluding brokerage for clearing of securities, etc.), or agency for the same;

intermediation, brokerage, or agency for entrustment of the purchase and sale of securities on a financial instruments exchange market or foreign financial instruments market;

the following transactions, among market derivatives transactions:

a transaction comprising a purchase and sale in which the parties to the purchase and sale promise to deliver and take delivery of a security (including a standardized instrument as set forth in Article 2, paragraph (24), item (v) which is connected with a security, other than one that is specified by Cabinet Order; hereinafter the same applies in this item) and its value at a fixed time in the future, and which the parties may settle by delivering and taking delivery of the difference in values if they sell or buy back the underlying Security;

a transaction comprising the parties' promises to pay and receive an amount of money calculated based on the difference between the numerical value of a securities indicator upon which the parties agree in advance (hereinafter referred to as the "agreed figure for the securities" in this Chapter) and the actual numerical value of the securities indicator at a fixed time in the future (hereinafter referred to as the "actual figure for the securities" in this Chapter);

a transaction comprising the first party's promise to grant the second party the option of effecting any of the following transactions between them by a unilateral manifestation of the second party's intention alone, and the second party's promise to pay the value of that option:

the purchase and sale of securities; or

the transactions set forth in (a), (b), (d), and (e) (including a transaction equivalent to the transaction set forth in (b) that is specified by a financial instruments exchange);

a transaction comprising the parties' mutual promise that, for the amount of money they have set as the principal, the first party will pay money to the second based on the interest rate, etc. of agreed-upon securities or based on the rate of change in an agreed-upon securities indicator (excluding the interest rate, etc. of securities and numerical values calculated based on them; the same applies in this (d) and (e) of the following item) during the period they have agreed to, and the second party will pay money to the first based on an agreed-upon money rate or the interest rate, etc. of agreed-upon securities, or based on the value of an agreed-upon currency or the rate of change in an agreed-upon securities indicator during the period they have agreed to (including transactions in which the parties promise that, in addition to paying such amounts, they will also deliver and take delivery of money or securities equivalent to the amount they have set as the principal); and

a transaction specified by Cabinet Order which is similar to any of the transactions set forth in (a) through (d);

the following transactions, among over-the-counter derivatives transactions:

a transaction comprising a purchase and sale in which the parties to the purchase and sale promise to deliver and take delivery of a security (other than one specified by Cabinet Order; hereinafter the same applies in this item) and its value at a fixed time in the future, and which the parties may settle by delivering and taking delivery of the difference in values if they sell back or buy back the underlying security or if they take some other action that is specified by Cabinet Order;

a transaction comprising the parties' promises to pay and receive an amount of money calculated based on the difference between the agreed figure for the securities and the actual figure for the securities, or a transaction similar thereto;

a transaction comprising the first party's promise to grant the second party the option of effecting any of the following transactions between them by a unilateral manifestation of the second party's intention alone, and the other party's promise to pay the value of that option, or any transaction similar thereto:

the purchase and sale of securities; or

the transactions set forth in (a), (b), (e), and (f);

a transaction comprising, on one side, the first party's promise to grant the second party the option of effecting a transaction by a unilateral manifestation of the second party's intention alone, in which the parties pay and receive the amount of money calculated based on the difference between the numerical value that they have agreed in advance to use as the agreed figure for the relevant securities indicator if the second party manifests the intention to effect the transaction, and the actual figure of the securities indicator at the time the second party manifests that intention, and, on the other side, the second party's promise to pay the value of that option, or any transaction similar thereto;

a transaction comprising the parties' mutual promise that, for the amount of money they have set as the principal, the first party will pay money to the second based on the interest rate, etc. of agreed-upon securities or based on the rate of change in an agreed-upon securities indicator during the period they have agreed to, and the second party will pay money to the first based on an agreed-upon money rate or the interest rate, etc. of agreed-upon securities, or based on the value of agreed-upon currencies or the rate of change in an agreed-upon securities indicator during the period they have agreed to (including transactions comprising the parties' promise that, in addition to paying such amounts, they will also deliver and take delivery of money or securities equivalent to the amount they have set as the principal), or any transaction similar thereto; and

a transaction, other than what is set forth in (a) through (e), that has an economic nature similar to these, and that is specified by Cabinet Order as a transaction regarding which it is found to be necessary to ensure the public interest or the protection of investors;

a transaction conducted on a foreign financial instruments market that is similar to a transaction set forth in item (iii);

intermediation, brokerage (excluding brokerage for clearing of securities, etc.), or agency for a transaction set forth in any of the preceding three items (hereinafter referred to as a "securities-related derivatives transactions") or intermediation, brokerage, or agency for the entrustment of a transaction set forth in item (iii) or the preceding item;

an act set forth in Article 2, paragraph (8), item (v) that is connected with the purchase and sale of a security, securities-related derivatives transactions, or any other transaction specified by Cabinet Order; or

an act set forth in Article 2, paragraph (8), item (vi), (viii), or (ix).

The term "wholesale underwriting of securities" as used in this Chapter means the underwriting of securities prescribed in Article 2, paragraph (8), item (vi) which falls under a category set forth in any of the following items:

the acquisition of all or part of the relevant securities from the issuer or holder (excluding financial instruments business operators and registered financial institutions; the same applies in the following item and item (iii)) with the aim of having other persons acquire those securities;

the conclusion of a contract stipulating that if no other person acquires all or part of the relevant securities, the underwriter will acquire those that remain from the issuer or holder;

the conclusion of a contract, if the relevant securities are share option certificates (including the securities specified by Cabinet Office Order as being equivalent to them; hereinafter the same applies in this item), stipulating that when the person that has acquired the share option certificates does not exercise the share options (including the rights specified by Cabinet Office Order as being equivalent to them; hereinafter the same applies in this item) associated with all or part of those share option certificates, the underwriter themselves or a third party will acquire the share option certificates associated with the unexercised share options from the issuer or the holder of those certificates and will exercise them.

The term "securities services" as used in this Chapter means the performance of any of the following acts on a regular basis:

the purchase and sale of securities, or intermediation, brokerage (excluding brokerage for clearing of securities, etc.), or agency for the same;

intermediation, brokerage, or agency for entrustment of the purchase and sale of securities on a financial instruments exchange market or foreign financial instruments market;

the following transactions, among market derivatives transactions:

a transaction comprising a purchase and sale in which the parties to the purchase and sale promise to deliver and take delivery of a security (including a standardized instrument as set forth in Article 2, paragraph (24), item (v) which is connected with a security, other than one that is specified by Cabinet Order; hereinafter the same applies in this item) and its value at a fixed time in the future, and which the parties may settle by delivering and taking delivery of the difference in values if they sell or buy back the underlying security;

a transaction comprising the parties' promises to pay and receive an amount of money calculated based on the difference between the numerical value of a securities indicator upon which the parties agree in advance (hereinafter referred to as the "agreed figure for the securities" in this Chapter) and the actual numerical value of the securities indicator at a fixed time in the future (hereinafter referred to as the "actual figure for the securities" in this Chapter);

a transaction comprising the first party's promise to grant the second party the option of effecting any of the following transactions between them by a unilateral manifestation of the second party's intention alone, and the second party's promise to pay the value of that option:

the purchase and sale of securities; or

the transactions set forth in (a), (b), (d), and (e) (including a transaction equivalent to the transaction set forth in (b) that is specified by a financial instruments exchange);

a transaction comprising the parties' mutual promise that, for the amount of money they have set as the principal, the first party will pay money to the second based on the interest rate, etc. of agreed-upon securities or based on the rate of change in an agreed-upon securities indicator (excluding the interest rate, etc. of securities and numerical values calculated based on them; the same applies in this (d) and (e) of the following item) during the period they have agreed to, and the second party will pay money to the first based on an agreed-upon money rate or the interest rate, etc. of agreed-upon securities, or based on the value of an agreed-upon currency or the rate of change in an agreed-upon securities indicator during the period they have agreed to (including transactions in which the parties promise that, in addition to paying such amounts, they will also deliver and take delivery of money or securities equivalent to the amount they have set as the principal); and

a transaction specified by Cabinet Order which is similar to any of the transactions set forth in (a) through (d);

the following transactions, among over-the-counter derivatives transactions:

a transaction comprising a purchase and sale in which the parties to the purchase and sale promise to deliver and take delivery of a security (other than one specified by Cabinet Order; hereinafter the same applies in this item) and its value at a fixed time in the future, and which the parties may settle by delivering and taking delivery of the difference in values if they sell back or buy back the underlying security or if they take some other action that is specified by Cabinet Order;

a transaction comprising the parties' promises to pay and receive an amount of money calculated based on the difference between the agreed figure for the securities and the actual figure for the securities, or a transaction similar thereto;

a transaction comprising the first party's promise to grant the second party the option of effecting any of the following transactions between them by a unilateral manifestation of the second party's intention alone, and the second party's promise to pay the value of that option, or any transaction similar thereto:

the purchase and sale of securities; or

the transactions set forth in (a), (b), (e), and (f);

a transaction comprising, on one side, the first party's promise to grant the second party the option of effecting a transaction by a unilateral manifestation of the second party's intention alone, in which the parties pay and receive the amount of money calculated based on the difference between the numerical value that they have agreed in advance to use as the agreed figure for the relevant securities indicator if the second party manifests the intention to effect the transaction, and the actual figure of the securities indicator at the time the second party manifests that intention, and, on the other side, the second party's promise to pay the value of that option, or any transaction similar thereto;

a transaction comprising the parties' mutual promise that, for the amount of money they have set as the principal, the first party will pay money to the second based on the interest rate, etc. of agreed-upon securities or based on the rate of change in an agreed-upon securities indicator during the period they have agreed to, and the second party will pay money to the first based on an agreed-upon money rate or the interest rate, etc. of agreed-upon securities, or based on the value of agreed-upon currencies or the rate of change in an agreed-upon securities indicator during the period they have agreed to (including transactions comprising the parties' promise that, in addition to paying such amounts, they will also deliver and take delivery of money or securities equivalent to the amount they have set as the principal), or any transaction similar thereto; and

a transaction, other than what is set forth in (a) through (e), that has an economic nature similar to these, and that is specified by Cabinet Order as a transaction regarding which it is found to be necessary to ensure the public interest or the protection of investors;

a transaction conducted on a foreign financial instruments market that is similar to a transaction set forth in item (iii);

intermediation, brokerage (excluding brokerage for clearing of securities, etc.), or agency for a transaction set forth in any of the preceding three items (hereinafter referred to as "securities-related derivatives transactions") or intermediation, brokerage, or agency for the entrustment of a transaction set forth in item (iii) or the preceding item;

an act set forth in Article 2, paragraph (8), item (v) that is connected with the purchase and sale of a security, securities-related derivatives transactions, or any other transaction specified by Cabinet Order; or

an act set forth in Article 2, paragraph (8), item (vi), (viii), or (ix).

the amount of stated capital or the total amount of contributions, if it is a corporation (or if it is a foreign corporation seeking to engage in type-I financial instruments business or cryptoasset trading business, the amount of stated capital or the total amount of contributions and the amount of brought-in capital);

the names of its officers, if it is a corporation (including the domestic representative, if it is a foreign corporation; hereinafter the same applies in this Chapter (excluding Article 29-4, paragraph (1), item (v), (ed)(3) and Section 5) through Chapter III-5III-6);

the business category (meaning which of the acts set forth in Article 28, paragraph (1), item (i), item (i)-2, item (ii), item (iii), (a) through (c), or item (iv), or which, among securities, etc. management, type-II financial instruments business, investment advisory and agency business, or investment management business, the business pertaining to the act set forth in Article 28, paragraph (5), item (i), or cryptoasset, etc. management, is the business category for which the person seeks registration);

the name and locationin the case of the head office and otherconducting cryptoasset trading business offices or offices (or if it is a foreign corporation, the head office, and the principal business office or office in Japan, or other business offices or offices in Japan);following particulars:

the name of the cryptoassets handled (excluding those handled only in the act set forth in Article 2, paragraph (8), item (xxv));

in the case of receiving the provision of cryptoasset management-related services from a cryptoasset management-related service provider, a statement to that effect, the trade name, name or full name of the cryptoasset management-related service provider, the content of the cryptoasset management-related services to be provided, and other particulars specified by Cabinet Office Order;

if it entrusts investment management-related services, that fact, the trade name, name,the name and location of the head office and other business offices or personal name of the entrustee and offices (or if it is a foreign corporation, the content of head office, and the investment management-related services entrusted to that entrustee, andprincipal business office or office in Japan, or other particulars specified by Cabinet Office Orderbusiness offices or offices in Japan);

if the person engages in other businessit entrusts investment management-related services, that fact, the business typetrade name, name, or personal name of the entrustee and the content of the investment management-related services entrusted to that entrustee, and other particulars specified by Cabinet Office Order;

other particulars specified by Cabinet Office Order.if the person engages in other business, the business type;

other particulars specified by Cabinet Office Order.

a document pledging that the applicant does not fall under any of the items of Article 29-4, paragraph (1) (other than item (i), (d) through (f), item (i)-2, item (iii), (a), item (iv), (d), item (v), (c)-2, or item (vii) (limited to the part related to Article 66-53, item (vi), (c)));