Financial Instruments and Exchange Act

If, after the decision referred to in paragraph (1) of the preceding Article (limited to a decision connected with Article 178, paragraph (1), item (iv) or, (xi), or (xi)-6, items (xii) through (xvi), or item (xviii); hereinafter the same applies in paragraphs (4), (5), (8), and (11)) or the decision referred to in Article 185-7, paragraph (6), (7), (12), (13 through (15), or (1622) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv), (xi), or(xi)-6, (xvi) , or (xviii) to have occurred; the same applies in paragraphs (4), (5), (8), and (11) of this Article), or Article 185-7, paragraph (1725) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) or, (xi), or (xi)-6, items (xii) through (xvi), or item (xviii) to have occurred; the same applies in paragraphs (4), (5), (8), and (11) of this Article) is reached and before the due date for payment in connection with that decision, prosecution is instituted against the person subject to that decision in connection with the same case, the Prime Minister must suspend the validity of the decision until the judicial decision in the same case becomes final and binding; provided, however, that this does not apply if the administrative monetary penalty under that decision has already been paid in full.

If the validity of the decision referred to in paragraph (1) of the preceding Article (limited to a decision connected with Article 178, paragraph (1), item (iv) , (xi), or (xi)-6; hereinafter the same applies in paragraph (6)) or the validity of the decision referred to in Article 185-7, paragraph (6), (7), (12), (13 through (15), or (1622) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) , (xi), or (xi)-6 to have occurred; the same applies in paragraph (6) of this Article), or Article 185-7, paragraph (1725) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) , (xi), or (xi)-6 to have occurred; the same applies in paragraph (6) of this Article) is suspended pursuant to the main clause of the preceding paragraph, and the final and binding judicial decision in the case imposes a fine on the person subject to that decision, the Prime Minister must suspend the validity of the decision until the electronic or magnetic record concerning a disposition for changes under paragraph (6) is served.

If the validity of the decision referred to in Article 185-7, paragraph (1) (limited to a decision connected with any of Article 178, paragraph (1), items (xii) through (xvi) or item (xviii); the same applies in paragraph (7) of this Article), Article 185-7, paragraph (1622) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xvi) or (xviii) to have occurred; the same applies in paragraph (7) of this Article), or Article 185-7, paragraph (1725) (but only if the Prime Minister finds a fact set forth in any of Article 178, paragraph (1), items (xii) through (xvi) or item (xviii) to have occurred; the same applies in paragraph (7) of this Article) is suspended pursuant to the main clause of paragraph (1), and the final and binding judicial decision in the case imposes a confiscation of the properties set forth in the items of Article 198-2, paragraph (1) or the collection of the value of the properties set forth in the items of Article 198-2, paragraph (1) against the person subject to the decision, the Prime Minister must suspend the validity of the decision until the electronic or magnetic record concerning a disposition for changes under paragraph (7) is served.

Notwithstanding the provisions of paragraph (2331) of the preceding Article, if the validity of the decision referred to in paragraph (1), (6), (7), (12), (13 through (15), (1622) or (1725) of that Article is suspended pursuant to the provisions of paragraph (1), the due date for the administrative monetary penalty payment is the day on which two months have elapsed since the day that the judicial decision in the case becomes final and binding.

Notwithstanding the provisions of paragraph (2331) of the preceding Article and the preceding paragraph, if the validity of the decision referred to in paragraph (1), (6), (7), (12), (13 through (15), (1622) or (1725) of that Article is suspended pursuant to the provisions of paragraph (2) or (3) of this Article, the due date for the payment of an administrative monetary penalty is the day on which two months have elapsed since the day that, with regard to the electronic or magnetic record concerning a disposition for changes under the following paragraph or paragraph (7), a document under the provisions of Article 185-10-2 is dispatched or a notice under the provisions of Article 109-2, paragraph (1), main text of the Code of Civil Procedure as applied mutatis mutandis pursuant to Article 185-10 is dispatched.

After the issuance of the decision referred to in paragraph (1) of the preceding Article or the decision referred to in paragraph (6), (7), (12), (13 through (15), (1622) or (1725) of that Article, if a final and binding judicial decision in the same case imposes a fine on the person subject to the decision, the Prime Minister must change the amount of the administrative monetary penalty subject to the decision, from the amount under those provisions to the amount equivalent to what is arrived at when the amount set forth in item (ii) is deducted from the amount set forth in item (i), and the difference is divided proportionally in parallel to the amount of the administrative monetary penalty subject to the decision, pursuant to the provisions of Cabinet Office Order; provided however, that this does not apply unless the amount set forth in item (i) exceeds the amount set forth in item (ii):

After the decision referred to in paragraph (1), (1622), or (1725) of the preceding Article, if the final and binding judicial decision in the same case imposes a confiscation of the properties set forth in the items of Article 198-2, paragraph (1) or the collection of the value of the properties set forth in the items of Article 198-2, paragraph (1) against the person subject to the decision, the Prime Minister must change the amount of the administrative monetary penalty subject to the decision referred to in paragraph (1), (1622), or (1725) of the preceding Article, to the amount arrived at when the amount set forth in item (ii) is deducted from the amount set forth in item (i); provided, however, this does not apply unless the amount set forth in item (i) exceeds the amount set forth in item (ii):

the amount specified in the provisions of Article 173, paragraph (1), Article 174, paragraph (1), Article 174-2, paragraph (1), Article 174-2-2, paragraph (1), Article 174-3, paragraph (1), Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (910) of that Article) or paragraph (2) of that Article, Article 175-3, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (12) of that Article), paragraph (2) of that Article (including as applied mutatis mutandis pursuant to paragraph (13) of that Article) or paragraph (3) of that Article , or Article 185-7, paragraph (1622) or (1725);

In a case as referred to in the proviso to paragraph (6) or the proviso to the preceding paragraph, the Prime Minister must rescind the decision referred to in paragraph (1), (6), (7), (12), (13 through (15), (1622) or (1725) of the preceding Article.

Prescription of a claim for an administrative monetary penalty does not run while the validity of the decision referred to in paragraph (1), paragraph (6), paragraph (7), paragraphparagraphs (12), paragraph (13 through (15), paragraph (1622), or paragraph (1725) of the preceding Article is suspended pursuant to the provisions of paragraphs (1) through (3).

Service under the provisions of Article 185-7, paragraph (2432) and Article 185-8, paragraph (10) is made, notwithstanding the provisions of Article 109 of the Code of Civil Procedure as applied mutatis mutandis pursuant to the preceding Article, by means of either a document stating the particulars recorded in the electronic or magnetic record pertaining to the decision prescribed in Article 185-7, paragraph (2129) or the electronic or magnetic record pertaining to a disposition for changes under Article 185-8, paragraph (6) or (7), the content of which a staff member who handles the affairs of trial procedures has certified, by the method specified by Cabinet Office Order, to be identical to the particulars recorded in those electronic or magnetic records, or the method under the provisions of the main text of Article 109-2, paragraph (1) of that Act as applied mutatis mutandis pursuant to the preceding Article (limited to a case in which service may be made under that paragraph).

delivering a document stating all or part of the particulars recorded in the electronic or magnetic record pertaining to the decision prescribed in Article 185-7, paragraph (2129), the content of which a staff member who handles the affairs of trial procedures has certified, by the method specified by Cabinet Office Order, to be identical to those particulars, or providing an electronic or magnetic record that records all or part of the particulars recorded in the electronic or magnetic record pertaining to the decision prescribed in that paragraph, the content of which a staff member who handles the affairs of trial procedures has certified, by the method specified by Cabinet Office Order, to be identical to those particulars, by the method of recording it, using an electronic data processing system specified by Cabinet Office Order, in a file stored on a computer used by that person, or by any other method specified by Cabinet Office Order.

If a person that is issued a demand pursuant to paragraph (1) of the preceding Article fails to pay the amount that person is required to pay by the designated due date, a decision under Article 185-7, paragraphs (1), (2), (4) through (10), (12) through (22), and (1225) through (1927) (including a decision following a change under Article 185-8, paragraph (6) or (7); hereinafter referred to as an "administrative monetary penalty payment order" in this Article and the following Article) is executed by order of the Prime Minister. This order has the same effect as that of an enforceable title of obligation.

An action to rescind a decision under Article 185-7, paragraphs (1), (2), (4) through (10), (12) through (22), and (1225) through (1927) must be filed within 30 days from the day on which the decision becomes valid.

Chapter VI-3 Regulations on Transactions of Cryptoassets

Except as otherwise prescribed in this Act, a specified non-financial information audit certification provider, certified specified non-financial information audit certification business association under Article 26-29, paragraph (2), a financial instruments business operator, etc., designated parent company, notifier of specially permitted services, notifier of specially permitted services for foreign investors, etc., financial instruments intermediary service provider, credit rating agency, high-speed trader, investment management-related services contractor, cryptoasset management-related service provider, authorized financial instruments firms association, certified financial instruments business association under Article 78, paragraph (2), investor protection fund, financial instruments exchange or its member, etc., a self-regulatory organization under Article 85, paragraph (1), financial instruments exchange holding company, foreign financial instruments exchange or the participant in a foreign financial instruments exchange, a financial instruments clearing organization or its clearing member, a foreign financial instruments clearing organization or its clearing member, a securities finance company, designated dispute resolution organization provided for in Article 156-38, paragraph (1), trade repository, or specified financial index administrator must prepare and preserve the books, statements, correspondence, payment slips, and other documents concerning their business, or submit reports on their business, pursuant to the provisions of Cabinet Office Order (or, with regard to an investor protection fund, pursuant to the provisions of Cabinet Office Order and Ministry of Finance Order).

If the Prime Minister receives a request for cooperation from the foreign authority that is responsible for the enforcement of a foreign law or regulation that is equivalent to this Act (hereinafter referred to as a "foreign regulatory authority for financial instruments" in this Article) concerning an administrative investigation it conducts in order to enforce the laws and regulations under its jurisdiction, and the Prime Minister finds it to be appropriate to accommodate the request, the Prime Minister may orderrequire a person conducting a purchase and sale or other transaction of securities or crypto-and other assets or a derivatives transaction with a person residing in the foreign country, or any other concerned party or witness, to appear, may have the relevant officials question them, or may order them to report or submit materials that should serve as a reference, to the extent that is necessary and appropriate for accommodating the request.

it is found that there is a risk of the statement taken, or the report or materials submitted, pursuant to the disposition under the preceding paragraph being used at the foreign regulatory authority for financial instruments other than for a purpose that contributes to the execution of its duties.

Appropriate measures must be taken in respect of a statement taken, or a report or materials submitted, pursuant to a disposition under paragraph (1), to ensure that they will not be used for criminal proceedings conducted by a court or a judge in a foreign country.

A trial examiner or official that conducts an inspection pursuant to the provisions of Article 26, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27); Article 26-27, paragraph (1); Article 26-35; Article 27-22, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)) or paragraph (2) of that Article; Article 27-30, paragraph (1); Article 27-35, paragraph (1); Article 27-37, paragraph (1); Article 27-58, paragraph (1); Article 27-68, paragraph (1); Article 56-2, paragraph (1) (including as applied mutatis mutandis pursuant to Article 65-3, paragraph (3)); Article 56-2, paragraphs (2) through (4); Article 57-10, paragraph (1); Article 57-23; Article 57-26, paragraph (2); Article 60-11 (including as applied mutatis mutandis pursuant to Article 60-12, paragraph (3) (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2)) and Article 60-14, paragraph (2)); Article 63-6 (including as applied mutatis mutandis pursuant to Article 63-3, paragraph (2)); Article 63-14 (including as applied mutatis mutandis pursuant to Article 63-11, paragraph (2)); Article 66-22; Article 66-45, paragraph (1); Article 66-67; Article 66-88; Article 66-105; Article 75; Article 79-4; Article 79-77; Article 103-4; Article 106-6, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article); Article 106-16; Article 106-20, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article); Article 106-27 (including as applied mutatis mutandis pursuant to Article 109); Article 151 (including as applied mutatis mutandis pursuant to Article 153-4); Article 155-9; Article 156-5-4; Article 156-5-8; Article 156-15; Article 156-20-12; Article 156-34; Article 156-58; Article 156-80; Article 156-89; Article 177, paragraph (1), item (iii); Article 185-5; or Article 187, paragraph (1), item (iv) must carry an identification card and present the card to the person subject to inspection.

A witness that is ordered to appear or an expert that is ordered to present an expert opinion pursuant to the provisions of Article 187 paragraph (1), item (i) or (ii) or Article 189, paragraph (1) may request travel and other expenses pursuant to the provisions of Cabinet Office Order, or the provisions of Cabinet Office Order and Ministry of Finance Order.

The judicial decisions referred to in paragraphs (1) and (2) are governed by the Non-Contentious Cases Procedure Act (Case Procedures Act No. 51 of 2011).

the authority under the provisions of Article 66-22 (limited to the authority in connection with the provisions specified by Cabinet Order as those for securing fairness in the acts set forth in Article 2, paragraph (11), itemsitem (i) , (a) through (iiic));

The Commissioner of the Financial Services Agency may, pursuant to the provisions of Cabinet Order, delegate to the Commission, of the authority delegated pursuant to paragraph (1) (excluding that delegated to the Commission pursuant to the preceding paragraph), the authority under the provisions of Article 26 and Article 26-3, paragraph (6) (including as these provisions are applied mutatis mutandis pursuant to Article 27); Article 27-22, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)), and paragraphs (2) and (3) of Article 27-22 (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)); Article 27-30; Article 27-35; Article 27-37; Article 27-58; Article 27-59, paragraph (4); Article 27-68; Article 56-2, paragraph (1) (including as applied mutatis mutandis pursuant to Article 65-3, paragraph (3)); Article 56-2, paragraphs (2) through (4); Article 57-10, paragraph (1); Article 57-23; Article 57-26, paragraph (2); Article 60-11 (including as applied mutatis mutandis pursuant to Article 60-12, paragraph (3) (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2)) and Article 60-14, paragraph (2)); Article 63-6 (including as applied mutatis mutandis pursuant to Article 63-3, paragraph (2)); Article 63-14 (including as applied mutatis mutandis pursuant to Article 63-11, paragraph (2)); Article 66-22; Article 66-45, paragraph (1); Article 66-67; Article 66-88; Article 66-105; Article 75; Article 79-4; Article 79-77; Article 103-4; Article 106-6, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article); Article 106-16; Article 106-20, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article); Article 106-27 (including as applied mutatis mutandis pursuant to Article 109); Article 151 (including as applied mutatis mutandis pursuant to Article 153-4); Article 155-9; Article 156-5-4; Article 156-5-8; Article 156-15; Article 156-20-12; Article 156-34; Article 156-58; Article 156-80; Article 156-89; Article 189, paragraph (1); and Article 193.

when the person has, in violation publishes information on specified cryptoassets under the main clause of Article 27-39, paragraph (1) or the main clause of paragraph (2) of that Article 29, conducted financial instruments business without obtaining a registration from , periodic information on specified cryptoassets under Article 27-50, paragraph (1), or amended specified cryptoasset information, etc. pursuant to the Prime Ministerprovisions of Article 27-52 or an order under the provisions of Article 27-57, paragraph (1), relating to information on specified cryptoassets or periodic information on specified cryptoassets, any of which contains a false statement regarding a material particular;

when the person has obtained the registration under, in violation of Article 29 by wrongful means, conducted financial instruments business without obtaining a registration from the Prime Minister;

when the person has, in violation of Article 36-3, had other persons conduct financial instruments business obtained the registration under Article 29 by wrongful means;

when the person has, in violation of Article 36-3, had other persons conduct financial instruments business;

when the person violates the provisions of Article 157, Article 158, or through Article 159 (excluding the cases in which the violation only concerns commodity-related market derivatives transactions); or

when the person violates the provisions of Article 185-22, paragraph (1), Article 185-23, paragraph (1), or171-3 through Article 185-24, paragraph (1) or (2).171-5;

when the person, by committing the crime referred to in item (vi) of the preceding paragraph and for the purpose of gaining an economic benefit, causes the market price of crypto-and other assets, etc. to fluctuate, or pegs their market price, fixes their market price, or causes their market price to stabilize, and makes a purchase and sale or conducts other transactions of crypto-and other assets or a cryptoasset-related derivatives transaction, etc. involving those crypto-and other assets, etc., at the market price that the person has caused to fluctuate or has pegged, fixed, or caused to stabilize.

whenwithout the publication having been made, the person violates conducts a public offering or secondary distribution of specified cryptoassets that requires the publication of information on specified cryptoassets under the provisions of Article 40-4 27-39, paragraph (1), main clause, or a general solicitation involving specified cryptoassets acquired by a qualified institutional investor that requires the publication of information on specified cryptoassets under the provisions of the main clause of paragraph (2) of that Article 66-14-2, or handles either of them, or violates the provisions of Article 27-54, paragraph (1) with respect to the information on specified cryptoassets pertaining to the public offering or secondary distribution of specified cryptoassets or the general solicitation involving specified cryptoassets acquired by a qualified institutional investor;

when the person fails to make a notification under Article 63, paragraph (2) or publish periodic information on specified cryptoassets under the provisions of Article 63-327-50, paragraph (1), or makes a false notification, or makes a false statement or record in a document or electronic or magnetic record that is required to be attached toviolates the notification referred to inprovisions of Article 6327-54, paragraph (2) pursuant to paragraph (3) or (4) of that Article and submits the document or record1) with respect to the periodic information on specified cryptoassets;

the person publishes extraordinary information on specified cryptoassets under the provisions of Article 27-51, or amended specified cryptoasset information, etc. pursuant to the provisions of Article 27-52 or an order under the provisions of Article 27-57, paragraph (1), relating to extraordinary information on specified cryptoassets, either of which contains a false statement regarding a material particular;

when the person violates the provisions of Article 40-4 or Article 66-14-2;

when the person fails to make a notification under Article 63, paragraph (2) or Article 63-3, paragraph (1), or makes a false notification, or makes a false statement or record in a document or electronic or magnetic record that is required to be attached to the notification referred to in Article 63, paragraph (2) pursuant to paragraph (3) or (4) of that Article and submits the document or record;

the person violates the provisions of Article 157, Article 158, or through Article 159 (limited to the cases in which the violation concerns only commodity-related market derivatives transactions), or violates the provisions of Article 166, paragraph (1) or (3) or Article 167, paragraph (1) or (3);

the person violates the provisions of Article 171-7, paragraph (1) or (3), Article 171-8, paragraph (1) or (3), or Article 171-9, paragraph (1) or (3);

the person violates the provisions of Article 171-10, paragraph (1) (limited to the cases in which the person that receives information referred to in that paragraph or the person that has been recommended to make the purchase and sale, etc. referred to in that paragraph by the violation makes the purchase and sale, etc. of subject specified cryptoassets, etc. related to the violation before the disclosure referred to in that paragraph is considered to be made for the material facts related to specified cryptoassets, etc. prescribed in Article 171-7, paragraph (1) related to the violation (excluding cases that fall under the cases set forth in the items of paragraph (6) of that Article));

the person violates the provisions of Article 171-10, paragraph (2) (limited to the cases in which the person that receives information referred to in that paragraph or the person that has been recommended to make the purchase and sale, etc. referred to in that paragraph by the violation makes the purchase and sale, etc. of subject cryptoassets, etc. related to the violation before the disclosure referred to in that paragraph is considered to be made for the material facts related to the handling, etc. of cryptoassets prescribed in Article 171-8, paragraph (1) related to the violation (excluding cases that fall under the cases set forth in the items of paragraph (5) of that Article)); or

the person violates the provisions of Article 171-10, paragraph (3) (limited to the cases in which the person that has received information referred to in that paragraph or that has been recommended to make the sale, etc. of cryptoassets, etc. or the purchase, etc. of cryptoassets, etc. referred to in that paragraph by the violation makes the sale, etc. of cryptoassets, etc. or the purchase, etc. of cryptoassets, etc. related to the violation before the disclosure referred to in Article 171-9, paragraph (1) is considered to be made for the fact concerning large-volume trading related to the violation (excluding cases that fall under the cases set forth in the items of paragraph (5) of that Article)).

the person receives, by wrongful means, the registration referred to in Article 26-6, Article 66, Article 66-27, Article 66-50, or Article 66-71, the registration of a change referred to in Article 31, paragraph (4), Article 66-5, paragraph (4), or Article 66-75, paragraph (4), or the permission referred to in Article 59, paragraph (1), Article 60, paragraph (1), or Article 60-14, paragraph (1);

the person violates the provisions of Article 26-14, Article 36-3, Article 66-9, Article 66-34, Article 66-79, or Article 66-7966-98 in having another person perform specified non-financial information audit certification business, registered financial institution business, financial instruments intermediary service, credit rating services, or investment management-related services contracting business, or cryptoasset management-related services;

the person conducts cryptoasset management-related services without filing a notification under the provisions of Article 66-94, paragraph (1), or files a false notification, or makes a false statement or record in a document or electronic or magnetic record that is required to be attached to the notification under paragraph (1) of that Article pursuant to paragraph (2) or (3) of that Article and submits the document or record;

the person violates a disposition to discontinue services under the provisions of Article 66-103, paragraph (1);

property obtained through criminal act in a crime referred to in Article 197, paragraph (1), item (v) or (vi), or paragraph (2), or Article 197-2, paragraph (1), item (xiii) or (xvi); and

the person violates the provisions of Article 42-4, Article 43-2, paragraph (1) or (2), Article 43-2-2, Article 43-3, Article 43-14, paragraph (1) or (2), first sentence, or Article 43-343-15, paragraph (1), first sentence;

the person violates a disposition for suspending business under the provisions of Article 26-24, paragraph (1); Article 52, paragraph (1); Article 53, paragraph (2); Article 57-6, paragraph (1); Article 57-20, paragraph (2); Article 60-8, paragraph (1) (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2)); Article 63-5, paragraph (2) (including as applied mutatis mutandis pursuant to Article 63-3, paragraph (2)); Article 63-13, paragraph (2) (including as applied mutatis mutandis pursuant to Article 63-11, paragraph (2)); Article 66-20, paragraph (1); Article 66-42, paragraph (1); Article 66-63, paragraph (1); Article 66-85, paragraph (1); or Article 66-8566-103, paragraph (1) (excluding a disposition for suspending business that is related to the authorization referred to in Article 30, paragraph (1));

when the person fails to prepare or preserve a document or record under the provisions of Article 26-20, Article 46-2 (including as applied mutatis mutandis pursuant to Article 60-6 (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2))), Article 47, Article 48, Article 63-4, paragraph (1) (including as applied mutatis mutandis pursuant to Article 63-3, paragraph (2)), Article 63-12, paragraph (1) (including as applied mutatis mutandis pursuant to Article 63-11, paragraph (2)), Article 66-16, Article 66-37, Article 66-58, Article 66-81, Article 66-99, or Article 188, or prepares a false document or record;

when the person fails to submit a report, document, or written document under the provisions of Article 26-21, paragraph (1); Article 46-3, paragraph (1) (including as applied mutatis mutandis pursuant to Article 60-6 (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2); hereinafter the same applies in this item)), or paragraph (4) or (5) of Article 46-3; Article 47-2; Article 48-2, paragraph (1); Article 49-3, paragraph (1) (including as applied mutatis mutandis pursuant to Article 60-6); Article 57-3, paragraph (1); Article 57-15, paragraph (1); Article 63-4, paragraph (2) (including as applied mutatis mutandis pursuant to Article 63-3, paragraph (2)); Article 63-12, paragraph (2) (including as applied mutatis mutandis pursuant to Article 63-11, paragraph (2)); Article 66-17, paragraph (1); Article 66-38; Article 66-59; Article 66-82; Article 66-100; Article 155-5; Article 156-35; Article 156-57, paragraph (1); or Article 156-79, paragraph (1), or submits a report, document, or written document containing a false statement;

when the person fails to make an explanatory document or written document under the provisions of Article 26-22; Article 46-4; Article 46-6, paragraph (3); Article 47-3; Article 57-4; Article 57-5, paragraph (3); Article 57-16; Article 57-17, paragraph (3); Article 63, paragraph (6) (including as applied mutatis mutandis pursuant to Article 63-3, paragraph (2)); Article 63-4, paragraph (3) (including as applied mutatis mutandis pursuant to Article 63-3, paragraph (2)); Article 63-9, paragraph (5) (including as applied mutatis mutandis pursuant to Article 63-11, paragraph (2)); Article 63-12, paragraph (3) (including as applied mutatis mutandis pursuant to Article 63-11, paragraph (2)); Article 66-17, paragraph (2); or Article 66-18 available for public inspection and fails to make a disclosure under these provisions, or makes an explanatory document or written document in which the person has entered a false statement available for public inspection or makes a false disclosure;

when the person fails to make a writtenan explanatory document under the provisions of Article 46-6, paragraph (3); Article 57-5, paragraph (3); or Article 57-17, paragraph (3)66-39 available for public inspection, or makes a writtenan explanatory document in which the person has entered a false statement available for public inspection, or fails to make the disclosure under the provisions of that Article or makes a false disclosure;

when the person fails to make an explanatory document under the provisions of Article 66-39 available for public inspection or makes an explanatory document in which the person has entered a false statement available for public inspection, or fails to make the disclosure under the provisions of that Article or makes a false disclosure;

when the person fails to make a report or submit materials under the provisions of Article 26-27, paragraph (1); Article 56-2; Article 57-10, paragraph (1); Article 57-23; Article 57-26, paragraph (2); Article 60-11 (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2)); Article 63-6 (including as applied mutatis mutandis pursuant to Article 63-3, paragraph (2)); Article 63-14 (including as applied mutatis mutandis pursuant to Article 63-11, paragraph (2)); Article 66-22; Article 66-45, paragraph (1); Article 66-67; Article 66-88; Article 66-105; Article 103-4; Article 106-6, paragraph (1); Article 106-16; Article 106-20, paragraph (1); Article 156-5-4; Article 156-5-8; or Article 156-89, or makes a false report or submits false materials;

when the person refuses, hinders, or evades an inspection under the provisions of Article 26-27, paragraph (1); Article 26-35; Article 56-2; Article 57-10, paragraph (1); Article 57-23; Article 57-26, paragraph (2); Article 60-11 (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2)); Article 63-6 (including as applied mutatis mutandis pursuant to Article 63-3, paragraph (2)); Article 63-14 (including as applied mutatis mutandis pursuant to Article 63-11, paragraph (2)); Article 66-22; Article 66-45, paragraph (1); Article 66-67; Article 66-88; Article 66-105; Article 75; Article 79-4; Article 103-4; Article 106-6, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article); Article 106-16; Article 106-20, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article); Article 106-27 (including as applied mutatis mutandis pursuant to Article 109); Article 151 (including as applied mutatis mutandis pursuant to Article 153-4); Article 155-9; Article 156-5-4; Article 156-5-8; Article 156-15; Article 156-20-12; Article 156-34; Article 156-80; Article 156-89; Article 185-5; or Article 187, paragraph (1), item (iv);